Sigma Planning Corp Q3 2023 Filing

Filed November 6, 2023

Portfolio Value

$2.7B

Holdings

1,191

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (1,191 positions)

#	Stock	Shares	Value	% Portfolio	Type
1001	TANINVESCO EXCH TRADED FD TR II	4,914	$254K	0.01%
1002	QQQEDIREXION SHS ETF TR	3,400	$254K	0.01%
1003	RGRSTURM RUGER & CO INC	4,865	$254K	0.01%
1004	RBLXROBLOX CORP	8,727	$253K	0.01%
1005	COFCAPITAL ONE FINL CORP	2,579	$250K	0.01%
1006	STXSEAGATE TECHNOLOGY HLDNGS PL	3,792	$250K	0.01%
1007	UBSUBS GROUP AG	25,000	$250K	0.01%	Call
1008	CHRCHURCHILL DOWNS INC	2,154	$250K	0.01%
1009	IEURISHARES TR	5,020	$249K	0.01%
1010	KNXKNIGHT-SWIFT TRANSN HLDGS IN	4,969	$249K	0.01%
1011	EIXEDISON INTL	3,919	$248K	0.01%
1012	KXIISHARES TR	4,344	$248K	0.01%
1013	TIPXSPDR SER TR	13,691	$248K	0.01%
1014	CIKCREDIT SUISSE ASSET MGMT INC	94,761	$245K	0.01%
1015	NJULINNOVATOR ETFS TR	4,828	$245K	0.01%
1016	DFACDIMENSIONAL ETF TRUST	9,339	$245K	0.01%
1017	ARANTERO RESOURCES CORP	9,581	$243K	0.01%
1018	GIB/ACGI INC	2,452	$241K	0.01%
1019	GSLCGOLDMAN SACHS ETF TR	2,845	$240K	0.01%
1020	XTISHARES TR	4,576	$239K	0.01%
1021	SLVMSYLVAMO CORP	5,437	$239K	0.01%
1022	ICLNISHARES TR	16,325	$239K	0.01%
1023	DASHDOORDASH INC	3,001	$238K	0.01%
1024	JMSTJ P MORGAN EXCHANGE TRADED F	4,708	$238K	0.01%
1025	RSPHINVESCO EXCHANGE TRADED FD T	8,655	$237K	0.01%
1026	VTRSVIATRIS INC	23,987	$237K	0.01%
1027	ODFLOLD DOMINION FREIGHT LINE IN	576	$236K	0.01%
1028	DKSDICKS SPORTING GOODS INC	2,173	$236K	0.01%
1029	PSAPUBLIC STORAGE	891	$235K	0.01%
1030	FCORFIDELITY MERRIMACK STR TR	5,377	$235K	0.01%
1031	XNEAXNUVEEN AMT FREE QLTY MUN INC	24,279	$235K	0.01%
1032	LKQ1LKQ CORP	4,746	$235K	0.01%
1033	GPKGRAPHIC PACKAGING HLDG CO	10,544	$235K	0.01%
1034	GVIISHARES TR	2,310	$234K	0.01%
1035	TEAMATLASSIAN CORPORATION	1,161	$234K	0.01%
1036	BMIBADGER METER INC	1,620	$233K	0.01%
1037	KLACKLA CORP	508	$233K	0.01%
1038	SNOWSNOWFLAKE INC	1,520	$232K	0.01%
1039	A4SAMERIPRISE FINL INC	704	$232K	0.01%
1040	XJUNFIRST TR EXCHNG TRADED FD VI	6,985	$231K	0.01%
1041	ISCVISHARES TR	4,452	$231K	0.01%
1042	XJULFIRST TR EXCHNG TRADED FD VI	7,623	$230K	0.01%
1043	BCXBLACKROCK RES & COMMODITIES	24,909	$229K	0.01%
1044	PCARPACCAR INC	2,687	$228K	0.01%
1045	XEFRXEATON VANCE SR FLTNG RTE TR	18,774	$227K	0.01%
1046	CNCCENTENE CORP DEL	3,290	$227K	0.01%
1047	ICLRICON PLC	919	$226K	0.01%
1048	VFCV F CORP	12,785	$226K	0.01%
1049	AYATLANTICA SUSTAINABLE INFR P	11,823	$226K	0.01%
1050	0VVBPARAMOUNT GLOBAL	17,436	$225K	0.01%
1051	LMBLIMBACH HLDGS INC	7,062	$224K	0.01%
1052	AKAFETF SER SOLUTIONS	11,110	$224K	0.01%
1053	RIOTRIOT PLATFORMS INC	23,981	$224K	0.01%
1054	WBSWEBSTER FINL CORP	5,543	$223K	0.01%
1055	DOCUDOCUSIGN INC	5,311	$223K	0.01%
1056	IBMOISHARES TR	8,985	$223K	0.01%
1057	SOFISOFI TECHNOLOGIES INC	27,761	$222K	0.01%
1058	NGGNATIONAL GRID PLC	3,643	$221K	0.01%
1059	CGSDCAPITAL GRP FIXED INCM ETF T	8,816	$221K	0.01%
1060	NTRNUTRIEN LTD	3,569	$220K	0.01%
1061	KKRKKR & CO INC	3,572	$220K	0.01%
1062	RCLROYAL CARIBBEAN GROUP	2,378	$219K	0.01%
1063	PZAINVESCO EXCH TRADED FD TR II	9,801	$217K	0.01%
1064	PCYINVESCO EXCH TRADED FD TR II	11,885	$217K	0.01%
1065	OMCOMNICOM GROUP INC	2,914	$217K	0.01%
1066	ABRARBOR REALTY TRUST INC	14,292	$217K	0.01%
1067	XEVGXEATON VANCE SHORT DURATION D	20,909	$217K	0.01%
1068	SAMBOSTON BEER INC	552	$215K	0.01%
1069	NMAINUVEEN MULTI ASSET INCOME FU	19,249	$214K	0.01%
1070	TYLTYLER TECHNOLOGIES INC	552	$213K	0.01%
1071	BCIABRDN ETFS	10,066	$212K	0.01%
1072	SYNASYNAPTICS INC	2,374	$212K	0.01%
1073	SMDVPROSHARES TR	3,738	$212K	0.01%
1074	TERTERADYNE INC	2,105	$211K	0.01%
1075	WNCWABASH NATL CORP	10,010	$211K	0.01%
1076	AJXAGREAT AJAX CORP	8,696	$210K	0.01%
1077	IBHEISHARES TR	9,143	$210K	0.01%
1078	DVOLFIRST TR EXCHANGE-TRADED FD	8,397	$210K	0.01%
1079	SEMSELECT MED HLDGS CORP	8,290	$209K	0.01%
1080	FBCVFIDELITY COVINGTON TRUST	7,608	$209K	0.01%
1081	DELLDELL TECHNOLOGIES INC	3,028	$209K	0.01%
1082	SYLDCAMBRIA ETF TR	3,361	$208K	0.01%
1083	SILGLOBAL X FDS	8,677	$207K	0.01%
1084	BKBANK NEW YORK MELLON CORP	4,860	$207K	0.01%
1085	ZIMZIM INTEGRATED SHIPPING SERV	19,796	$207K	0.01%
1086	WSTWEST PHARMACEUTICAL SVSC INC	551	$207K	0.01%
1087	PINSPINTEREST INC	7,641	$207K	0.01%
1088	FTITECHNIPFMC PLC	10,121	$206K	0.01%
1089	HRHEALTHCARE RLTY TR	13,453	$205K	0.01%
1090	ETJEATON VANCE RISK-MANAGED DIV	26,703	$205K	0.01%
1091	WBDWARNER BROS DISCOVERY INC	18,845	$205K	0.01%
1092	OLNOLIN CORP	4,054	$203K	0.01%
1093	GUNRFLEXSHARES TR	5,010	$203K	0.01%
1094	SYBTSTOCK YDS BANCORP INC	5,155	$203K	0.01%
1095	DFSEURDISCOVER FINL SVCS	2,333	$202K	0.01%
1096	NTGTORTOISE MIDSTRM ENERGY FD I	5,916	$202K	0.01%
1097	CBCVR ENERGY INC	5,915	$201K	0.01%
1098	FXZFIRST TR EXCHANGE TRADED FD	3,192	$201K	0.01%
1099	TDOCTELADOC HEALTH INC	10,823	$201K	0.01%
1100	BUIBLACKROCK UTILS INFRASTRUCTU	10,120	$201K	0.01%

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