Sigma Planning Corp Q3 2025 Filing
Filed November 10, 2025
Portfolio Value
$3.5T
Holdings
1,283
Report Date
Q3 2025
Filing Type
13F-HR
All Holdings (1,283 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1201 | BUFFINNOVATOR ETFS TRUST | 4,246 | $207.4M | 0.01% | |
| 1202 | CIENCIENA CORP | 1,424 | $207.4M | 0.01% | |
| 1203 | SAMBOSTON BEER INC | 980 | $207.2M | 0.01% | |
| 1204 | PSNPARSONS CORP DEL | 2,495 | $206.9M | 0.01% | |
| 1205 | TSITCW STRATEGIC INCOME FD INC | 41,952 | $206.4M | 0.01% | |
| 1206 | ON1OLD NATL BANCORP IND | 9,396 | $206.2M | 0.01% | |
| 1207 | PINKSIMPLIFY EXCHANGE TRADED FUN | 6,493 | $205.9M | 0.01% | |
| 1208 | DJTWWTRUMP MEDIA & TECHNOLOGY GRO | 25,415 | $205.4M | 0.01% | |
| 1209 | ROEEA SERIES TRUST | 5,905 | $204.2M | 0.01% | |
| 1210 | EWMISHARES INC | 7,826 | $202.8M | 0.01% | |
| 1211 | DDOGDATADOG INC | 1,421 | $202.3M | 0.01% | |
| 1212 | ACWVISHARES INC | 1,679 | $201.4M | 0.01% | |
| 1213 | XBISPDR SERIES TRUST | 2,009 | $201.3M | 0.01% | |
| 1214 | EYLDCAMBRIA ETF TR | 5,407 | $201.1M | 0.01% | |
| 1215 | HIGHARTFORD INSURANCE GROUP INC | 1,502 | $200.4M | 0.01% | |
| 1216 | EIDOISHARES TR | 11,142 | $195.5M | 0.01% | |
| 1217 | ADPTADAPTIVE BIOTECHNOLOGIES COR | 13,015 | $194.7M | 0.01% | |
| 1218 | MARAMARA HOLDINGS INC | 10,604 | $193.6M | 0.01% | |
| 1219 | NGDNEW GOLD INC CDA | 26,390 | $189.5M | 0.01% | |
| 1220 | CIMCHIMERA INVT CORP | 14,274 | $188.7M | 0.01% | |
| 1221 | QC10FLAGSTAR FINANCIAL INC | 16,325 | $188.6M | 0.01% | |
| 1222 | AGFIRST MAJESTIC SILVER CORP | 15,259 | $187.5M | 0.01% | |
| 1223 | BHVNBIOHAVEN LTD | 12,467 | $187.1M | 0.01% | |
| 1224 | MORTVANECK ETF TRUST | 17,300 | $186.3M | 0.01% | |
| 1225 | DIVGLOBAL X FDS | 10,509 | $185.9M | 0.01% | |
| 1226 | CLSKCLEANSPARK INC | 12,758 | $185.0M | 0.01% | |
| 1227 | CNCCENTENE CORP DEL | 20,000 | $178.4M | 0.01% | Call |
| 1228 | PJXPETROLEO BRASILEIRO SA PETRO | 14,700 | $173.8M | 0.00% | |
| 1229 | CMBTCMB.TECH NV | 18,338 | $172.2M | 0.00% | |
| 1230 | CGTXCOGNITION THERAPEUTICS INC | 127,090 | $171.6M | 0.00% | |
| 1231 | HAFNHAFNIA LTD | 27,600 | $165.3M | 0.00% | |
| 1232 | XEFRXEATON VANCE SR FLTNG RTE TR | 14,422 | $165.0M | 0.00% | |
| 1233 | RQICOHEN & STEERS QUALITY INCOM | 12,812 | $159.8M | 0.00% | |
| 1234 | BUYWNORTHERN LTS FD TR IV | 11,112 | $157.9M | 0.00% | |
| 1235 | RCATRED CAT HLDGS INC | 14,834 | $153.5M | 0.00% | |
| 1236 | LANDGLADSTONE LD CORP | 16,665 | $152.6M | 0.00% | |
| 1237 | CLFCLEVELAND-CLIFFS INC NEW | 12,470 | $152.1M | 0.00% | |
| 1238 | BTOB2GOLD CORP | 25,700 | $127.2M | 0.00% | |
| 1239 | GNLGLOBAL NET LEASE INC | 15,432 | $125.5M | 0.00% | |
| 1240 | XRXXEROX HOLDINGS CORP | 100,666 | $118.1M | 0.00% | Put |
| 1241 | EFTEATON VANCE FLTING RATE INC | 10,006 | $117.8M | 0.00% | |
| 1242 | PSECPROSPECT CAP CORP | 39,033 | $107.3M | 0.00% | |
| 1243 | LUNRINTUITIVE MACHINES INC | 10,061 | $105.8M | 0.00% | |
| 1244 | BBAIBIGBEAR AI HLDGS INC | 16,100 | $105.0M | 0.00% | |
| 1245 | IGRCBRE GBL REAL ESTATE INC FD | 19,962 | $102.6M | 0.00% | |
| 1246 | RDWREDWIRE CORPORATION | 11,364 | $102.2M | 0.00% | |
| 1247 | SWSSMITH & WESSON BRANDS INC | 10,257 | $101.7M | 0.00% | |
| 1248 | NIMNUVEEN SELECT MAT MUN FD | 10,474 | $97.0M | 0.00% | |
| 1249 | NATNORDIC AMERICAN TANKERS LIMI | 30,774 | $96.6M | 0.00% | |
| 1250 | SCWO374WATER INC | 335,893 | $96.4M | 0.00% | |
| 1251 | MPTMEDICAL PPTYS TRUST INC | 18,752 | $95.1M | 0.00% | |
| 1252 | PFLTPENNANTPARK FLOATING RATE CA | 10,495 | $93.3M | 0.00% | |
| 1253 | USOUNITED STATES ANTIMONY CORP | 14,960 | $92.8M | 0.00% | |
| 1254 | CIKCREDIT SUISSE ASSET MGMT INC | 31,435 | $92.1M | 0.00% | |
| 1255 | TWITITAN INTL INC ILL | 12,069 | $91.2M | 0.00% | |
| 1256 | NVV1NOVAVAX INC | 10,108 | $87.6M | 0.00% | |
| 1257 | W3UWESTERN UN CO | 10,510 | $84.0M | 0.00% | |
| 1258 | FINVFINVOLUTION GROUP | 11,000 | $81.1M | 0.00% | |
| 1259 | GABGABELLI EQUITY TR INC | 12,994 | $79.1M | 0.00% | |
| 1260 | STGWSTAGWELL INC | 14,000 | $78.8M | 0.00% | |
| 1261 | BTQBTQ TECHNOLOGIES CORP | 11,300 | $78.2M | 0.00% | |
| 1262 | RCREADY CAPITAL CORP | 19,911 | $77.1M | 0.00% | |
| 1263 | DNUTKRISPY KREME INC | 19,650 | $76.0M | 0.00% | |
| 1264 | BEATHEARTBEAM INC | 42,400 | $70.0M | 0.00% | |
| 1265 | HIOWESTERN ASSET HIGH INCOME OP | 17,632 | $67.7M | 0.00% | |
| 1266 | XAWPXABRDN GLOBAL PREMIER PPTYS F | 16,791 | $66.7M | 0.00% | |
| 1267 | BBDBANCO BRADESCO S A | 19,463 | $65.9M | 0.00% | |
| 1268 | PLUNPLUG POWER INC | 26,885 | $62.6M | 0.00% | |
| 1269 | CLOVCLOVER HEALTH INVESTMENTS CO | 18,724 | $57.3M | 0.00% | |
| 1270 | ATOMATOMERA INC | 12,750 | $56.4M | 0.00% | |
| 1271 | —ABRDN AUSTRALIA EQUITY FD IN | 12,100 | $55.5M | 0.00% | |
| 1272 | ASMAVINO SILVER & GOLD MINES LT | 10,482 | $55.0M | 0.00% | |
| 1273 | GGBGERDAU SA | 17,252 | $53.5M | 0.00% | |
| 1274 | SBSAFE BULKERS INC | 11,875 | $52.7M | 0.00% | |
| 1275 | IBRXIMMUNITYBIO INC | 17,000 | $41.8M | 0.00% | |
| 1276 | BLDPBALLARD PWR SYS INC NEW | 15,189 | $41.3M | 0.00% | |
| 1277 | CUECUE BIOPHARMA INC | 53,300 | $38.3M | 0.00% | |
| 1278 | BTMBITCOIN DEPOT INC | 10,300 | $34.6M | 0.00% | |
| 1279 | OXSQOXFORD SQUARE CAP CORP | 21,011 | $33.4M | 0.00% | |
| 1280 | TLRYEURTILRAY BRANDS INC | 16,207 | $28.0M | 0.00% | |
| 1281 | OPKOPKO HEALTH INC | 15,807 | $24.5M | 0.00% | |
| 1282 | ATOSEURATOSSA THERAPEUTICS INC | 24,000 | $20.8M | 0.00% | |
| 1283 | INTSINTENSITY THERAPEUTICS INC | 69,167 | $16.8M | 0.00% |
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