Sigma Planning Corp Q4 2017 Filing
Filed February 7, 2018
Portfolio Value
$1.3T
Holdings
848
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (848 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 801 | TSITCW STRATEGIC INCOME FUND IN | 23,367 | $137.0M | 0.01% | |
| 802 | —COLONY NORTHSTAR INC | 11,969 | $137.0M | 0.01% | |
| 803 | —DEAN FOODS CO NEW | 11,768 | $136.0M | 0.01% | |
| 804 | PVG1EURPRETIUM RES INC | 10,858 | $124.0M | 0.01% | |
| 805 | —BARCLAYS BK PLC | 18,754 | $123.0M | 0.01% | |
| 806 | KGCKINROSS GOLD CORP | 28,565 | $123.0M | 0.01% | |
| 807 | HYTBLACKROCK CORPOR HI YLD FD I | 11,122 | $122.0M | 0.01% | |
| 808 | BCSBARCLAYS PLC | 11,220 | $122.0M | 0.01% | |
| 809 | SIRIEURSIRIUS XM HLDGS INC | 22,614 | $121.0M | 0.01% | |
| 810 | JPCNUVEEN PFD & INCM OPPORTNYS | 11,000 | $114.0M | 0.01% | |
| 811 | MLPAUSDGLOBAL X FDS | 11,493 | $113.0M | 0.01% | |
| 812 | PBTPERMIAN BASIN RTY TR | 12,581 | $112.0M | 0.01% | |
| 813 | GOGLGOLDEN OCEAN GROUP LTD | 13,657 | $111.0M | 0.01% | |
| 814 | IGRCBRE CLARION GLOBAL REAL EST | 13,755 | $109.0M | 0.01% | |
| 815 | DRDDRDGOLD LIMITED | 33,344 | $109.0M | 0.01% | |
| 816 | CCOCAMECO CORP | 11,225 | $104.0M | 0.01% | |
| 817 | CLFCLEVELAND CLIFFS INC | 14,104 | $102.0M | 0.01% | |
| 818 | —RITE AID CORP | 50,172 | $99.0M | 0.01% | |
| 819 | —ALPINE GLOBAL PREMIER PPTYS | 14,236 | $96.0M | 0.01% | |
| 820 | SJTSAN JUAN BASIN RTY TR | 11,340 | $93.0M | 0.01% | |
| 821 | —ENSCO PLC | 15,100 | $89.0M | 0.01% | |
| 822 | LSCCLATTICE SEMICONDUCTOR CORP | 15,110 | $87.0M | 0.01% | |
| 823 | MVOMV OIL TR | 10,288 | $86.0M | 0.01% | |
| 824 | AQMSEURAQUA METALS INC | 39,400 | $84.0M | 0.01% | |
| 825 | MHFWESTERN ASSET MUN HI INCM FD | 11,398 | $84.0M | 0.01% | |
| 826 | SANBANCO SANTANDER SA | 12,892 | $84.0M | 0.01% | |
| 827 | U6ZURANIUM ENERGY CORP | 43,492 | $77.0M | 0.01% | |
| 828 | —U.S. AUTO PARTS NETWORK INC | 30,000 | $76.0M | 0.01% | |
| 829 | GABGABELLI EQUITY TR INC | 11,323 | $70.0M | 0.01% | |
| 830 | —REEDS INC | 44,463 | $69.0M | 0.01% | |
| 831 | —NEW YORK REIT INC | 17,234 | $68.0M | 0.01% | |
| 832 | —SPRINT CORP | 11,130 | $66.0M | 0.01% | |
| 833 | NYMTEURNEW YORK MTG TR INC | 10,109 | $62.0M | 0.00% | |
| 834 | XXII22ND CENTY GROUP INC | 20,350 | $57.0M | 0.00% | |
| 835 | YRIYAMANA GOLD INC | 17,529 | $55.0M | 0.00% | |
| 836 | VVRINVESCO SR INCOME TR | 11,804 | $52.0M | 0.00% | |
| 837 | DHYCREDIT SUISSE HIGH YLD BND F | 17,523 | $50.0M | 0.00% | |
| 838 | —ABERDEEN ASIA PACIFIC INCOM | 10,064 | $49.0M | 0.00% | |
| 839 | —INSIGNIA SYS INC | 40,300 | $48.0M | 0.00% | |
| 840 | ATATLANTIC PWR CORP | 18,621 | $44.0M | 0.00% | |
| 841 | —BIODELIVERY SCIENCES INTL IN | 14,472 | $43.0M | 0.00% | |
| 842 | —RADA ELECTR INDS LTD | 13,514 | $42.0M | 0.00% | |
| 843 | —AURIS MED HLDG AG | 55,000 | $32.0M | 0.00% | |
| 844 | PLUNPLUG POWER INC | 13,276 | $31.0M | 0.00% | |
| 845 | —PROSPECT CAPITAL CORPORATION | 20,000 | $20.0M | 0.00% | |
| 846 | NAKNORTHERN DYNASTY MINERALS LT | 10,452 | $19.0M | 0.00% | |
| 847 | WLB1EURWESTMORELAND COAL CO | 12,050 | $15.0M | 0.00% | |
| 848 | PGFUSDPENGROWTH ENERGY CORP | 16,278 | $13.0M | 0.00% |
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