Sigma Planning Corp Q4 2020 Filing

Filed February 9, 2021

Portfolio Value

$2.9T

Holdings

1,175

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (1,175 positions)

StockValue
BITBLACKROCK MULTI-SECTOR INC T
$190K
GLUGABELLI GLOBL UTIL & INCOME
$188K
GABGABELLI EQUITY TR INC
$187K
KIOKKR INCOME OPPORTUNITIES FD
$187K
CLDNEUREIGER BIOPHARMACEUTICALS INC
$187K
NADNUVEEN QUALITY MUNCP INCOME
$183K
ETBEATON VANCE TAX MNGED BUY WR
$182K
PSEC 6.375 03/01/25PROSPECT CAP CORP
$180K
RQICOHEN & STEERS QUALITY INCOM
$177K
RFICOHEN & STEERS TOTAL RETURN
$176K
YYY*AMPLIFY ETF TR
$176K
AXTIAXT INC
$176K
VMOINVESCO MUN OPPORTUNITY TR
$176K
HRBBLOCK H & R INC
$169K
GEVOGEVO INC
$167K
PICO HLDGS INC
$164K
ABRARBOR REALTY TRUST INC
$162K
HPEHEWLETT PACKARD ENTERPRISE C
$161K
CORNTEUCRIUM COMMODITY TR
$160K
LIVELIVE VENTURES INC
$159K
THERAPEUTICS ACQUISITION COR
$159K
ABRAXAS PETE CORP
$155K
MFAUSDMFA FINL INC
$146K
GGNGAMCO GLOBAL GOLD NAT RES &
$140K
ORGANIGRAM HLDGS INC
$138K
VIRNETX HLDG CORP
$136K
RITMNEW RESIDENTIAL INVT CORP
$131K
BBBLACKBERRY LTD
$130K
MRO*MARATHON OIL CORP
$128K
CTLEURLUMEN TECHNOLOGIES INC
$127K
GREEN PLAINS PARTNERS LP
$123K
RADA ELECTR INDS LTD
$122K
SIRIEURSIRIUS XM HOLDINGS INC
$117K
TWOEURTWO HBRS INVT CORP
$111K
UMCUNITED MICROELECTRONICS CORP
$110K
NEANUVEEN FLTNG RTE INCM OPP FD
$107K
NNDMNANO DIMENSION LTD
$107K
YRIYAMANA GOLD INC
$104K
RRCRANGE RES CORP
$102K
CEMIUSDCHEMBIO DIAGNOSTICS INC
$102K
IVREURINVESCO MORTGAGE CAPITAL INC
$97K
CRONCRONOS GROUP INC
$92K
LQDALIQUIDIA CORPORATION
$91K
ARLPALLIANCE RESOURCE PARTNERS L
$90K
RWTREDWOOD TR INC
$88K
AYS1SANDSTORM GOLD LTD
$80K
SRNESORRENTO THERAPEUTICS INC
$78K
NOKNOKIA CORP
$75K
IGRCBRE CLARION GLOBAL REAL EST
$75K
XAWPXABERDEEN GLOBAL PREMIER PPTY
$68K
KWE1RING ENERGY INC
$66K
COHEN & STEERS MLP & ENGY OP
$61K
OPKOPKO HEALTH INC
$61K
NYMTEURNEW YORK MTG TR INC
$59K
EVGNEVOGENE LTD
$56K
PROSPECT CAP CORP
$49K
AMCAMC ENTMT HLDGS INC
$48K
TCRTZIOPHARM ONCOLOGY INC
$42K
CRBPEURCORBUS PHARMACEUTICALS HLDGS
$40K
RIGTRANSOCEAN LTD
$34K
INSIGNIA SYS INC
$34K
AGEGBPAGEX THERAPEUTICS INC
$31K
AETHLON MED INC
$28K
SJTSAN JUAN BASIN RTY TR
$27K
BOQI INTL MED INC
$25K
TTITETRA TECHNOLOGIES INC DEL
$21K
LYGLLOYDS BANKING GROUP PLC
$20K
REEDS INC
$16K
ZOMDFZOMEDICA CORP
$15K
BLACKSTONE MTG TR INC
$15K
ROCKWELL MED INC
$11K
CINEDIGM CORP
$8K
POLARITYTE INC
$7K
SECOND SIGHT MED PRODS INC
$4K
ADVAXIS INC
$4K
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