TOCQUEVILLE ASSET MANAGEMENT L.P. Q1 2016 Filing

Filed April 29, 2016

Portfolio Value

$7.5B

Holdings

870

Report Date

Q1 2016

Filing Type

13F-HR

All Holdings (870 positions)

#	Stock	Shares	Value	% Portfolio
801	EXPEagle Materials Inc.	3,000	$210.0M	2.78%
802	PACBPacific Biosciences California	24,300	$207.0M	2.74%
803	WECWEC Energy Group Inc.	3,382	$203.0M	2.69%
804	—American Express Co	225,000	$202.0M	2.68%
805	—Almadex Minerals Ltd	1,240,000	$201.0M	2.66%
806	LADLithia Mtr Inc.	2,300	$201.0M	2.66%
807	—TMAC Resources Inc	28,300	$196.0M	2.60%
808	ATDAllegheny Technologies, Inc.	11,800	$192.0M	2.54%
809	QEPQEP Resources Inc.	13,600	$192.0M	2.54%
810	XRNPXCohn & Steers REIT & PFD Inc F	10,000	$189.0M	2.50%
811	—ENN Energy Holdings Ltd.	36,850	$188.0M	2.49%
812	FRPTFreshpet Inc	23,850	$175.0M	2.32%
813	AMLPUSDAlerian MLP ETF	15,310	$167.0M	2.21%
814	—Goldrock Mines Corp.	556,600	$167.0M	2.21%
815	VICRVicor Corp.	15,800	$166.0M	2.20%
816	SWZSwiss Helvitia Fund	15,576	$159.0M	2.11%
817	NGDNew Gold Inc.	42,000	$157.0M	2.08%
818	—Silver Run Acquisition Corp UN	15,065	$156.0M	2.07%
819	IAUiShares MSCI Japan Index Fund	13,500	$154.0M	2.04%
820	—Synergy Pharmaceuticals	55,000	$152.0M	2.01%
821	—JPMorgan Short Intermediate Mu	14,074	$151.0M	2.00%
822	—Crescent Point Energy Corp.	10,650	$147.0M	1.95%
823	—Capstead MTG CORP COM NO PAR	14,200	$140.0M	1.85%
824	—CUI Global, Inc.	17,221	$139.0M	1.84%
825	AMSWAUSDAmerican Software, Inc.	15,300	$138.0M	1.83%
826	PHYS/USprott Physical Gold Trust	13,364	$135.0M	1.79%
827	CAECAE Inc	11,152	$129.0M	1.71%
828	LXPUSDLexington Realty Trust	15,000	$129.0M	1.71%
829	—AT Mid Cap Equity Fund Institu	11,111	$125.0M	1.66%
830	—EnLink Midstream Partners, LP	10,000	$121.0M	1.60%
831	—Brazil Resources Inc	202,392	$117.0M	1.55%
832	—Wasatch Funds Inc. Emerging Ma	46,259	$112.0M	1.48%
833	PRQRProQR Therapeutics NV Shs Euro	21,500	$105.0M	1.39%
834	FSICUSDFS Investment Corp	11,500	$105.0M	1.39%
835	—Micell Technologies Inc Ser D-	17,699	$100.0M	1.32%
836	—Micell Technologies Inc Ser D-	17,699	$100.0M	1.32%
837	INODInnodata Inc. Com New	44,000	$99.0M	1.31%
838	—Xcerra Corp	14,500	$95.0M	1.26%
839	—Eagle MLP Strategy Fund Class	13,686	$87.0M	1.15%
840	—Keyw Holdings Corp	12,650	$84.0M	1.11%
841	—Cancer Genetics Inc.	29,300	$83.0M	1.10%
842	YRIYamana Gold Inc.	24,216	$74.0M	0.98%
843	—Apollo Investment Corporation	11,250	$62.0M	0.82%
844	AVNWAviat Networks Inc.	83,900	$60.0M	0.79%
845	DYAIDyadic Intl Inc	32,100	$53.0M	0.70%
846	—Rubicon Minerals Corp.	1,034,100	$51.0M	0.68%
847	—Starhub Ltd.	18,000	$45.0M	0.60%
848	SIL1EURSilvercrest Metals Inc	115,321	$44.0M	0.58%
849	FATEFate Therapeutics Inc.	22,000	$40.0M	0.53%
850	—Celldex Therapeutics Inc.	10,000	$38.0M	0.50%
851	—Torex Gold Resources Inc	24,000	$33.0M	0.44%
852	—Gastar Exploration Ltd.	26,000	$29.0M	0.38%
853	—East Asia Minerals Corp	2,733,400	$21.0M	0.28%
854	—Oban Mining Corp	26,539	$21.0M	0.28%
855	—Terrace Energy Corp	367,800	$21.0M	0.28%
856	—Fission Uranium Corp.	29,700	$15.0M	0.20%
857	—Barisan Gold Corp - Reg D	955,850	$11.0M	0.15%
858	—Inuvo Inc. WTS $2.20 Exp 06/21	150,000	$8.0M	0.11%
859	—Immuno Vaccine Inc.	10,000	$3.0M	0.04%
860	—Falcon Oil & Gas Ltd.	40,000	$3.0M	0.04%
861	—Abtech Hldgs Inc	100,000	$2.0M	0.03%
862	—Vitacig Inc.	130,000	$2.0M	0.03%
863	—Astreka LLC	33,333	$0	0.00%
864	—General Motors 6.25% 07/15/33	110,000	$0	0.00%
865	—Q2 Gold Resources Inc	80,130	$0	0.00%
866	—Mirant Corp - (ESCROW)	10,320	$0	0.00%
867	—KeyOn Communications Holdings,	100,000	$0	0.00%
868	—Prosensa Holding NV Contingent	11,200	$0	0.00%
869	—Chelsea Therapeutics Contingen	80,000	$0	0.00%
870	—Enbridge Energy mgmt. LLC (FRA	106,444	$0	0.00%
871	—Magnum Hunter Corp Warrants $8	47,757	$0	0.00%

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