TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2016 Filing
Filed October 31, 2016
Portfolio Value
$8.3B
Holdings
832
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (832 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | —Real Industry Inc. | 739,795 | $4.5B | 54.36% | |
| 302 | —Goldman Sachs Group Inc | 4,460,000 | $4.5B | 53.81% | |
| 303 | —Citigroup Inc Var 99 Due 12/31 | 4,432,000 | $4.5B | 53.75% | |
| 304 | NOWService Now Inc | 55,925 | $4.4B | 53.14% | |
| 305 | EQTEqt Corp COM | 60,885 | $4.4B | 53.08% | |
| 306 | SPYSPDR S&P 500 ETF | 20,190 | $4.4B | 52.43% | |
| 307 | DHRDanaher Corporation | 55,430 | $4.3B | 52.16% | |
| 308 | —JPMorgan Chase & VAR 99 Due 1 | 4,359,000 | $4.3B | 51.60% | |
| 309 | —Iec Electrs Corp NEW COM | 897,581 | $4.3B | 51.40% | |
| 310 | PNFPPinnacle Finl Partnr | 79,120 | $4.3B | 51.37% | |
| 311 | —Hertz Global Holdings Inc *new | 106,512 | $4.3B | 51.36% | |
| 312 | IVCUSDInvacare Corp. | 382,900 | $4.3B | 51.35% | |
| 313 | —Pandora Media, Inc. | 298,444 | $4.3B | 51.35% | |
| 314 | —Socal Edison Co VAR | 3,800,000 | $4.2B | 50.64% | |
| 315 | —Wells Fargo & Co VAR 99 Due 12 | 3,999,000 | $4.2B | 50.17% | |
| 316 | ASPNAspen Aerogels Inc. | 696,680 | $4.2B | 49.85% | |
| 317 | BMRNBiomarin Pharmaceutl | 44,775 | $4.1B | 49.74% | |
| 318 | SOUHYSouth32 Ltd | 440,087 | $4.1B | 49.30% | |
| 319 | ROSTRoss Stores Inc. | 63,787 | $4.1B | 49.25% | |
| 320 | —GCP Applied Technologiesinc SH | 144,785 | $4.1B | 49.22% | |
| 321 | HPTUSDHospitality Prop TR REIT | 137,775 | $4.1B | 49.16% | |
| 322 | SPGIS&P Global Inc. | 32,318 | $4.1B | 49.10% | |
| 323 | DDD3D Systems Corp | 223,234 | $4.0B | 48.11% | |
| 324 | ROPRoper Technologies Inc | 21,902 | $4.0B | 47.97% | |
| 325 | DNKNDunkin Brands Group | 76,500 | $4.0B | 47.83% | |
| 326 | ACADAcadia Pharmaceuticals Inc | 125,125 | $4.0B | 47.78% | |
| 327 | MPVDMountain Province Diamonds, In | 757,600 | $4.0B | 47.66% | |
| 328 | EP3OraSure Technologies, Inc. | 498,035 | $4.0B | 47.65% | |
| 329 | TRVTravelers Companies | 34,399 | $3.9B | 47.30% | |
| 330 | PTENPatterson-Uti Energy, Inc. | 174,440 | $3.9B | 46.85% | |
| 331 | GISGeneral Mills | 60,058 | $3.8B | 46.07% | |
| 332 | —Bank of New York Mellon Corp | 3,735,000 | $3.8B | 45.74% | |
| 333 | J2AWilldan Group Inc | 216,000 | $3.8B | 45.51% | |
| 334 | MCXMc Cormick & Co Inc | 37,932 | $3.8B | 45.50% | |
| 335 | —Ingenico Group | 216,820 | $3.8B | 45.38% | |
| 336 | DLTRDollar Tree Inc | 47,810 | $3.8B | 45.31% | |
| 337 | —Tesaro Inc | 37,650 | $3.8B | 45.31% | |
| 338 | —Gw Pharmaceuticals Plc | 28,400 | $3.8B | 45.26% | |
| 339 | —Fidelity Spartan 500 Index Fun | 48,826 | $3.7B | 44.93% | |
| 340 | FVICHFFortuna Silver Mines Inc. | 514,000 | $3.7B | 44.73% | |
| 341 | ROKRockwell Automation | 29,500 | $3.6B | 43.33% | |
| 342 | —Capital One Financial Corp. | 3,518,000 | $3.6B | 42.98% | |
| 343 | DTEGYDeutsche Telekom AG F ADR | 210,320 | $3.5B | 42.39% | |
| 344 | LLYEli Lilly & Co | 43,943 | $3.5B | 42.34% | |
| 345 | CLBCore Laboratories N.V. | 31,365 | $3.5B | 42.30% | |
| 346 | GDGeneral Dynamics Corporation | 22,448 | $3.5B | 41.82% | |
| 347 | BAYABayer A G Sponsored ADR | 34,597 | $3.5B | 41.74% | |
| 348 | —The Ultimate Software Group, I | 16,925 | $3.5B | 41.53% | |
| 349 | —Momenta Pharmaceutical Inc. | 292,260 | $3.4B | 41.02% | |
| 350 | FLSFlowserve Corp. | 70,805 | $3.4B | 41.01% | |
| 351 | —Ophthotech Corp | 73,340 | $3.4B | 40.62% | |
| 352 | NEWREURNew Relic Inc | 87,575 | $3.4B | 40.29% | |
| 353 | BDXBecton, Dickinson & Company | 18,335 | $3.3B | 39.56% | |
| 354 | AERIEURAerie Pharmaceuticals Inc | 86,900 | $3.3B | 39.38% | |
| 355 | BBTUSDBB&T Corp | 86,564 | $3.3B | 39.20% | |
| 356 | VDEMFC Vanguard Energy ETF | 33,000 | $3.2B | 38.71% | |
| 357 | ICEIntercontinentalExchange Group | 11,955 | $3.2B | 38.66% | |
| 358 | BACBank Of America Corp | 202,515 | $3.2B | 38.05% | |
| 359 | —Summer Infant Inc | 1,401,897 | $3.0B | 36.35% | |
| 360 | —Nextera Energy Inc. Unit | 50,500 | $3.0B | 35.80% | |
| 361 | EEMiShares MSCI Emerging Markets | 79,230 | $3.0B | 35.62% | |
| 362 | IFNIndia Fund Inc. | 118,927 | $3.0B | 35.50% | |
| 363 | KHCKraft Heinz Co | 32,399 | $2.9B | 34.82% | |
| 364 | AXPAmerican Express Company | 44,985 | $2.9B | 34.59% | |
| 365 | CLHClean Harbors, Inc. | 59,985 | $2.9B | 34.55% | |
| 366 | —Web.com Group Inc. | 165,750 | $2.9B | 34.37% | |
| 367 | —Dow Chemical Company | 55,186 | $2.9B | 34.34% | |
| 368 | —Spark Therapeutics Inc | 47,150 | $2.8B | 34.00% | |
| 369 | VRTXVertex Pharmaceutica | 32,466 | $2.8B | 33.99% | |
| 370 | SXCPUSDSuncoke Energy Partners LP | 185,844 | $2.8B | 33.78% | |
| 371 | INUVGBPInuvo Inc | 2,164,678 | $2.7B | 33.00% | |
| 372 | —Libbey Inc. | 153,100 | $2.7B | 32.81% | |
| 373 | —Air Methods Corporation | 86,588 | $2.7B | 32.74% | |
| 374 | NSRGYNestle SA - ADR | 34,462 | $2.7B | 32.69% | |
| 375 | OHIOmega Healthcare Investors Inc | 76,647 | $2.7B | 32.62% | |
| 376 | MARMarriott Intl Inc New Cl A | 40,027 | $2.7B | 32.36% | |
| 377 | —Wachovia Cap Tr III | 2,677,000 | $2.7B | 32.06% | |
| 378 | ACNAccenture Plc F Class A | 21,596 | $2.6B | 31.67% | |
| 379 | —Daimler AG | 35,805 | $2.5B | 30.36% | |
| 380 | —Bluebird Bio Inc | 37,240 | $2.5B | 30.30% | |
| 381 | SSYSStratasys Ltd | 104,539 | $2.5B | 30.23% | |
| 382 | AGQProshares Ultrapro Short S&P 5 | 108,527 | $2.5B | 30.15% | |
| 383 | HVRRYHannover Rueckversicherung SE | 46,496 | $2.5B | 29.99% | |
| 384 | SNIScripps Networks Interact Inc | 39,000 | $2.5B | 29.73% | |
| 385 | MGAMagna International Inc | 57,450 | $2.5B | 29.62% | |
| 386 | AOSA.O. Smith Corporation | 24,900 | $2.5B | 29.53% | |
| 387 | —USB CAPITAL IX VAR 99 DUE 12/3 | 2,826,000 | $2.4B | 29.05% | |
| 388 | CTLEURCenturyLink Inc. | 87,962 | $2.4B | 28.97% | |
| 389 | —ALLERGAN PLC 5.5% PFD PFD CONV | 2,915 | $2.4B | 28.75% | |
| 390 | SANBanco Santander SA - ADR | 536,786 | $2.4B | 28.42% | |
| 391 | IWMiShares Russell 2000 ETF | 18,802 | $2.3B | 28.03% | |
| 392 | IPHIInphi Corporation | 53,650 | $2.3B | 28.02% | |
| 393 | BPBP plc - ADR | 66,009 | $2.3B | 27.87% | |
| 394 | —Tortoise MLP Fund, Inc. | 115,238 | $2.3B | 27.66% | |
| 395 | ULTAUlta Salon, Cosmetics & Fragra | 9,639 | $2.3B | 27.54% | |
| 396 | —Sun Bancorp Inc. NJ | 98,900 | $2.3B | 27.39% | |
| 397 | —Crestwood Equity Partners LP | 104,778 | $2.2B | 26.74% | |
| 398 | SRCLStericycle Inc. | 27,690 | $2.2B | 26.64% | |
| 399 | CTXSEURCitrix Systems, Inc. | 25,650 | $2.2B | 26.24% | |
| 400 | EQREquity Residential Properties | 33,420 | $2.1B | 25.81% |