TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2016 Filing

Filed October 31, 2016

Portfolio Value

$8.3B

Holdings

832

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (832 positions)

#StockSharesValue% PortfolioType
501
ORealty Income Corp.
15,484$1.0B12.44%
502
CICigna Corp.
7,933$1.0B12.41%
503
ASGNOn Assignment Inc
28,100$1.0B12.25%
504
JPMorgan Chase & Var 99 Due 12
975,000$1.0B12.03%
505
Rockhaven Resources Ltd
6,400,000$1.0B12.01%
506
Canadian Energy Services & Tec
249,550$992.0M11.91%
507
MRO*Marathon Oil Corporation
62,450$987.0M11.85%
508
CNSLEURConsolidated Communications
39,059$986.0M11.84%
509
PNC FINANCIA 6.125% PFD PFD SE
33,740$984.0M11.81%
510
KIMKimco Realty Corp COM
33,957$983.0M11.80%
511
COLLCollegium Pharmaceutical Inc
50,900$980.0M11.77%
512
ABMDEURAbiomed Inc
7,600$977.0M11.73%
513
COSTCostco Wholesale Co
6,338$967.0M11.61%
514
FLT1EURFleetcor Technologies Inc.
5,550$964.0M11.57%
515
GBYSangamo BioSciences, Inc.
207,365$960.0M11.53%
516
GWREGuidewire Software Inc
15,650$939.0M11.27%
517
HANHawaiian Holdings Inc
19,250$936.0M11.24%
518
RAREUltragenyx Pharmaceutical Inc
13,200$936.0M11.24%
519
GDENGolden Entertainment Inc
75,000$935.0M11.23%
520
SLCAU.S. Silica Holdings Inc.
20,000$931.0M11.18%
521
FBINFortune Brands Home & Sec Inc
15,850$921.0M11.06%
522
MDLZMondelez Intl Inc
20,928$919.0M11.03%
523
La Jolla Pharmaceuticals Co
37,900$902.0M10.83%
524
CSGPCostar Group Inc.
4,125$893.0M10.72%
525
LTCLTC Properties, Inc.
17,095$889.0M10.67%
526
Jpmorgan TR I US Large SEL
31,771$889.0M10.67%
527
IRBTQiRobot Corp Com
20,000$880.0M10.57%
528
IWNiShares - Russell 2000 Value F
8,310$870.0M10.45%
529
ESEversource Energy
15,983$866.0M10.40%
530
Autobytel Inc Com New
48,150$857.0M10.29%
531
TKRTimken Company
24,300$854.0M10.25%
532
ISRGIntuitive Surgical, Inc.
1,175$852.0M10.23%
533
ACRSAclaris Therapeutics Inc.
33,000$845.0M10.14%
534
WDFCWD 40 CO COM STK
7,496$843.0M10.12%
535
PPLPPL Corporation
24,269$839.0M10.07%
536
Rubicon Minerals Corp.
19,771,800$825.0M9.90%
537
Almadex Minerals Ltd
1,240,000$813.0M9.76%
538
HNGRUSDHanger Orthopedic Group
95,385$811.0M9.74%
539
PHParker Hannifin Corporation
6,314$793.0M9.52%
540
CLXClorox Company
6,335$793.0M9.52%
541
LYBLyondellbasell Inds F Class A
9,764$788.0M9.46%
542
IRWDIronwood Pharmaceuticals, Inc.
49,612$788.0M9.46%
543
CLRUSDContinental Resources, Inc.
15,175$788.0M9.46%
544
MTNVail Resorts Inc
5,001$785.0M9.42%
545
ALKAlaska Air Group Inc.
11,920$785.0M9.42%
546
HSBC HOLDINGS PLC 8.125%
28,766$778.0M9.34%
547
MDYSPDR S&P MIDCAP 400 ETF IV
2,757$778.0M9.34%
548
Tandem Diabetes Care Inc
101,400$777.0M9.33%
549
LITELumentum Holdings Inc
18,500$773.0M9.28%
550
Ultrashort QQQ Proshares
31,805$771.0M9.26%
551
MHKMohawk Industries, Inc.
3,850$771.0M9.26%
552
East Asia Minerals Corp
67,623,933$771.0M9.26%
553
Advaxis Inc
71,300$762.0M9.15%
554
WABWabtec Inc.
9,325$761.0M9.14%
555
DONSPDR Dow Jones Industrial Aver
4,105$750.0M9.00%
556
EDCDirexion Shs ETF Tr Dly Emg Mk
11,500$745.0M8.94%
557
BKRBaker Hughes Inc Com
14,750$744.0M8.93%
558
Biospecifics Technologies Corp
16,000$731.0M8.78%
559
PAYXPaychex Inc
12,488$723.0M8.68%
560
WBC1EURWabco Holdings Inc
6,350$721.0M8.66%
561
AWMSkyworks Solutions
9,450$720.0M8.64%
562
Citigroup Inc. Series K
25,000$720.0M8.64%
563
TXNTexas Instruments Inc.
10,156$713.0M8.56%
564
CHDChurch & Dwight Co., Inc.
14,850$712.0M8.55%
565
ECLEcolab Inc.
5,840$711.0M8.54%
566
SSBUSDSouth St Corp
9,475$711.0M8.54%
567
IDXXIDEXX Laboratories, Inc.
6,288$709.0M8.51%
568
Crescent Point Energy Corp.
53,150$702.0M8.43%
569
ORLYO'Reilly Automotive, Inc.
2,484$696.0M8.36%
570
Nestle SA
8,800$693.0M8.32%
571
VOOVanguard S&P 500 ETF
3,482$692.0M8.31%
572
XRAYDentsply Sirona Inc
11,546$686.0M8.24%
573
Ceb Inc COM
12,500$681.0M8.18%
574
COPConocoPhillips
15,645$680.0M8.16%
575
MSIMotorola Solutions, Inc.
8,895$679.0M8.15%
576
VENVentas Inc.
9,553$675.0M8.10%
577
ARRYEURArray Biopharma Inc.
100,000$675.0M8.10%
578
DBV Technologies SA
18,500$672.0M8.07%
579
VYXNCR Corp.
20,800$670.0M8.04%
580
AMEAmetek Inc.
13,950$667.0M8.01%
581
Zions Bancorp 6.3% PFD DUTCH T
22,243$666.0M8.00%
582
RDNTRadnet Inc
89,425$662.0M7.95%
583
ICPTUSDIntercept Pharmaceuticals Inc
4,000$658.0M7.90%
584
MLMMartin Marietta Materials, Inc
3,675$658.0M7.90%
585
Adamas Pharmaceutivals Inc Com
40,000$656.0M7.88%
586
PODDInsulet Corp
16,000$655.0M7.86%
587
NOVEURNational-Oilwell Varco Inc.
17,668$649.0M7.79%
588
BSMBlack Stone Minerals
35,860$639.0M7.67%
589
NOCNorthrop Grumman Corporation
2,985$639.0M7.67%
590
SDYSPDR S&P Dividend ETF
7,536$636.0M7.64%
591
DISCAUSDDiscovery Communicatn Inc Seri
23,471$632.0M7.59%
592
XLYSector SPDR fd Consumer Discre
7,900$632.0M7.59%
593
VLOValero Energy Corp
11,765$624.0M7.49%
594
WSOWatsco Inc. Cl A
4,400$620.0M7.44%
595
CITCintas
5,506$620.0M7.44%
596
EFGIshares MSCI EAFE Growth Index
9,050$619.0M7.43%
597
MCKMcKesson Corporation
3,695$616.0M7.40%
598
IWFiShares Russell 1000 Growth Fu
5,872$612.0M7.35%
599
NTRANatera Inc.
55,000$611.0M7.34%
600
Chemtura Corporation
18,550$609.0M7.31%
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