TOCQUEVILLE ASSET MANAGEMENT L.P. Q3 2016 Filing
Filed October 31, 2016
Portfolio Value
$8.3B
Holdings
832
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (832 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | FTNTFortinet, Inc. | 16,350 | $604.0M | 7.25% | |
| 602 | PSXPhillips 66 | 7,474 | $602.0M | 7.23% | |
| 603 | AWRAmerican Sts WTR Co COM | 15,000 | $601.0M | 7.22% | |
| 604 | FDSFactset Research Systems Inc. | 3,700 | $600.0M | 7.20% | |
| 605 | FFIVF5 Networks Inc. | 4,775 | $595.0M | 7.14% | |
| 606 | FXIiShares FTSE/Xinhua China 25 I | 15,475 | $588.0M | 7.06% | |
| 607 | —Reckitt Benckiser Group PLC | 6,235 | $587.0M | 7.05% | |
| 608 | MCOMoody's Corporation | 5,405 | $585.0M | 7.02% | |
| 609 | TELTE Connectivity Limited | 9,004 | $580.0M | 6.96% | |
| 610 | AMJEURJP Morgan Chase Alerian ETN | 18,346 | $578.0M | 6.94% | |
| 611 | BRBroadridge Financial Solutions | 8,350 | $566.0M | 6.80% | |
| 612 | EWCiShares MSCI Canada Index Fund | 21,600 | $555.0M | 6.66% | |
| 613 | —Juno Therapeutics Inc | 18,500 | $555.0M | 6.66% | |
| 614 | PEGPublic Service Enterprise Grou | 13,080 | $548.0M | 6.58% | |
| 615 | —Aetna Inc. | 4,720 | $545.0M | 6.54% | |
| 616 | KELKellogg Co | 7,040 | $545.0M | 6.54% | |
| 617 | —Parnassus Fund | 12,625 | $543.0M | 6.52% | |
| 618 | DPZDominos Pizza Inc Com | 3,550 | $539.0M | 6.47% | |
| 619 | RWMProshares Tr PSHS SHTRUSS 2000 | 10,000 | $538.0M | 6.46% | |
| 620 | PBCTEURPeople's United Financial Inc. | 33,600 | $532.0M | 6.39% | |
| 621 | PKGPackaging Corp. of America | 6,545 | $532.0M | 6.39% | |
| 622 | —Tallgrass Energy Partners LP | 10,955 | $528.0M | 6.34% | |
| 623 | LIILennox International Inc. | 3,339 | $524.0M | 6.29% | |
| 624 | SESpectra Energy Corp | 12,240 | $523.0M | 6.28% | |
| 625 | PCRXPacira Pharmaceuticals Inc. | 15,200 | $520.0M | 6.24% | |
| 626 | —Care Capital Properties Inc | 18,144 | $517.0M | 6.21% | |
| 627 | —Bank of the Ozarks, Inc. | 13,475 | $517.0M | 6.21% | |
| 628 | —Depository Trust & Clearing Co | 500,000 | $516.0M | 6.19% | |
| 629 | HOMBHome Bancshares Inc | 24,650 | $513.0M | 6.16% | |
| 630 | ORMPOramed Pharmaceuticals Inc | 70,000 | $508.0M | 6.10% | |
| 631 | MGNXMacrogenics Inc. | 17,000 | $508.0M | 6.10% | |
| 632 | SPWRQSunpower Corp | 56,035 | $500.0M | 6.00% | |
| 633 | PNCPNC Financial Srvcs | 5,522 | $497.0M | 5.97% | |
| 634 | —Acacia Communications Inc | 4,800 | $496.0M | 5.95% | |
| 635 | ETNEaton Corp Plc | 7,529 | $495.0M | 5.94% | |
| 636 | CXOEURConcho Resources Inc. | 3,600 | $494.0M | 5.93% | |
| 637 | —Aralez Pharmaceuticals Inc | 101,000 | $490.0M | 5.88% | |
| 638 | NAVINavient Corp | 33,888 | $490.0M | 5.88% | |
| 639 | TDThe Toronto-Dominion Bank | 10,982 | $488.0M | 5.86% | |
| 640 | LEGLeggett & Platt Inc. | 10,571 | $482.0M | 5.79% | |
| 641 | DKSDick's Sporting Goods, Inc. | 8,456 | $480.0M | 5.76% | |
| 642 | —Deutsche Bk Contgnt Cap Tr III | 20,000 | $476.0M | 5.71% | |
| 643 | NTTYYNippon Telephone & Telegraph A | 10,315 | $473.0M | 5.68% | |
| 644 | AVYAvery Dennison Corp | 6,039 | $470.0M | 5.64% | |
| 645 | —Aratana Therapeutics Inc. | 50,000 | $468.0M | 5.62% | |
| 646 | BAXBaxter Intl Inc COM | 9,807 | $467.0M | 5.61% | |
| 647 | —Rydex S&P Equal Weight Healthc | 3,000 | $467.0M | 5.61% | |
| 648 | MPLXMPLX LP | 13,767 | $466.0M | 5.59% | |
| 649 | GGGGraco Inc. | 6,240 | $462.0M | 5.55% | |
| 650 | BIPBrookfield Infrastructure Part | 10,350 | $459.0M | 5.51% | |
| 651 | LXRXLexicon Pharmaceuticals Inc | 25,000 | $452.0M | 5.43% | |
| 652 | FCGFirst Trust ISE Revere Nat Gas | 17,075 | $451.0M | 5.41% | |
| 653 | CDNSCadence Design Systems Inc. | 17,000 | $434.0M | 5.21% | |
| 654 | KSSKohls Corp | 9,902 | $433.0M | 5.20% | |
| 655 | —Western Forest Products Inc | 260,000 | $428.0M | 5.14% | |
| 656 | HTDCorcept Therapeutics Inc. | 65,800 | $428.0M | 5.14% | |
| 657 | —Rydex S&P Equal Weight Technol | 4,000 | $422.0M | 5.07% | |
| 658 | CDKCDK Global Inc | 7,236 | $415.0M | 4.98% | |
| 659 | UALUnited Continental Holdings In | 7,857 | $412.0M | 4.95% | |
| 660 | IPGPIPG Photonics Corp | 5,000 | $412.0M | 4.95% | |
| 661 | FIWFirst Trust ISE Water Index Fu | 10,700 | $404.0M | 4.85% | |
| 662 | FLRFluor Corporation | 7,843 | $403.0M | 4.84% | |
| 663 | —Medidata Solutions, Inc. | 7,200 | $401.0M | 4.81% | |
| 664 | NDSNNordson Corporation | 4,000 | $399.0M | 4.79% | |
| 665 | MSCIMSCI Inc. | 4,732 | $397.0M | 4.77% | |
| 666 | WMBWilliams Companies, Inc. | 12,792 | $393.0M | 4.72% | |
| 667 | ADSKAutodesk Inc. | 5,426 | $392.0M | 4.71% | |
| 668 | IDAIdacorp Inc. | 4,950 | $387.0M | 4.65% | |
| 669 | MRSHMarsh & McLennan Companies, In | 5,715 | $384.0M | 4.61% | |
| 670 | KRKroger Co | 12,871 | $382.0M | 4.59% | |
| 671 | —Alder Biopharmaceuticals Inc | 11,650 | $382.0M | 4.59% | |
| 672 | GSGoldman Sachs Group | 2,352 | $379.0M | 4.55% | |
| 673 | BOBEUSDBob Evans Farms Inc. | 9,816 | $376.0M | 4.51% | |
| 674 | EAElectronic Arts, Inc. | 4,388 | $375.0M | 4.50% | |
| 675 | MURMurphy Oil Corporation | 12,350 | $375.0M | 4.50% | |
| 676 | —Depomed Inc. | 15,000 | $375.0M | 4.50% | |
| 677 | FICOFair Isaac Corporation | 3,000 | $374.0M | 4.49% | |
| 678 | —Regulus Therapeutics Inc | 113,250 | $374.0M | 4.49% | |
| 679 | ROG.SWRoche Holdings AG | 1,500 | $372.0M | 4.47% | |
| 680 | OKEONEOK INC | 7,100 | $365.0M | 4.38% | |
| 681 | TSLATesla Motors Inc | 1,780 | $363.0M | 4.36% | |
| 682 | IACIEURIAC/Interactivecorp | 5,795 | $362.0M | 4.35% | |
| 683 | OIEUROwens-Illinois, Inc. | 19,533 | $359.0M | 4.31% | |
| 684 | BBG1USDBill Barrett Corporation | 64,500 | $359.0M | 4.31% | |
| 685 | FUNCedar Fair LP Depositry Unit | 6,250 | $358.0M | 4.30% | |
| 686 | S9QSpirit Aerosys Hldgs I Com CL | 8,000 | $356.0M | 4.27% | |
| 687 | DRRXEURDurect Corporation | 256,000 | $356.0M | 4.27% | |
| 688 | ITGartner Group, Inc. | 4,000 | $354.0M | 4.25% | |
| 689 | WRKUSDWestrock Co | 7,256 | $352.0M | 4.23% | |
| 690 | JAZZJazz Pharmaceuticals PLC | 2,800 | $340.0M | 4.08% | |
| 691 | GKOSGlaukos Corp | 9,000 | $340.0M | 4.08% | |
| 692 | —Vanguard Nat Res LLC | 375,655 | $340.0M | 4.08% | |
| 693 | NHINational Health Investors, Inc | 4,300 | $337.0M | 4.05% | |
| 694 | FITBFifth Third Bancorp | 16,366 | $335.0M | 4.02% | |
| 695 | —Tubemogul Inc | 35,000 | $328.0M | 3.94% | |
| 696 | —Oncomed Pharmaceuticals Inc. | 28,600 | $327.0M | 3.93% | |
| 697 | ROLRollins Inc. | 11,157 | $327.0M | 3.93% | |
| 698 | STTState Street Corporation | 4,690 | $327.0M | 3.93% | |
| 699 | VPMAXVanguard/Primecap Fund Admiral | 2,953 | $326.0M | 3.91% | |
| 700 | VTIVanguard Total Stock Market ET | 2,901 | $323.0M | 3.88% |