TOCQUEVILLE ASSET MANAGEMENT L.P. Q4 2016 Filing
Filed January 30, 2017
Portfolio Value
$7.8B
Holdings
813
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (813 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | XBISPDR S&P Biotech ETF | 15,786 | $934.0M | 11.94% | |
| 502 | GDENGolden Entertainment Inc | 75,000 | $908.0M | 11.61% | |
| 503 | LYBLyondellbasell Inds F Class A | 10,504 | $901.0M | 11.52% | |
| 504 | —Jpmorgan TR I US Large SEL | 31,771 | $893.0M | 11.42% | |
| 505 | PHParker Hannifin Corporation | 6,327 | $886.0M | 11.33% | |
| 506 | ESEversource Energy | 15,983 | $883.0M | 11.29% | |
| 507 | —La Jolla Pharmaceuticals Co | 50,000 | $877.0M | 11.21% | |
| 508 | WDFCWD 40 CO COM STK | 7,484 | $875.0M | 11.19% | |
| 509 | MIDDMiddleby Corporation | 6,790 | $875.0M | 11.19% | |
| 510 | —Falco Resources WTS C$1.45 Exp | 7,000,000 | $874.0M | 11.17% | |
| 511 | MDYSPDR S&P MIDCAP 400 ETF IV | 2,882 | $870.0M | 11.12% | |
| 512 | IFFIntl Flavors & Fragrances | 7,305 | $861.0M | 11.01% | |
| 513 | MDLZMondelez Intl Inc | 19,228 | $852.0M | 10.89% | |
| 514 | KIMKimco Realty Corp COM | 33,457 | $842.0M | 10.77% | |
| 515 | CTXSEURCitrix Systems, Inc. | 9,375 | $837.0M | 10.70% | |
| 516 | —PNC FINANCIA 6.125 PFD PFD SE | 30,600 | $835.0M | 10.68% | |
| 517 | DONSPDR Dow Jones Industrial Aver | 4,080 | $806.0M | 10.31% | |
| 518 | SHOPShopify Inc Cl A | 18,800 | $806.0M | 10.31% | |
| 519 | —SPX Flow Inc. | 25,000 | $802.0M | 10.25% | |
| 520 | PPLPPL Corporation | 23,365 | $796.0M | 10.18% | |
| 521 | TXNTexas Instruments Inc. | 10,786 | $787.0M | 10.06% | |
| 522 | FITBFifth Third Bancorp | 29,090 | $785.0M | 10.04% | |
| 523 | HOMBHome Bancshares Inc | 28,150 | $782.0M | 10.00% | |
| 524 | FFIVF5 Networks Inc. | 5,375 | $778.0M | 9.95% | |
| 525 | DC4Dexcom Inc | 12,979 | $775.0M | 9.91% | |
| 526 | —HSBC HOLDINGS PLC 8.125 | 29,766 | $772.0M | 9.87% | |
| 527 | UALUnited Continental Holdings In | 10,574 | $771.0M | 9.86% | |
| 528 | AWMSkyworks Solutions | 10,300 | $769.0M | 9.83% | |
| 529 | —Rockhaven Resources Ltd (pvt) | 5,708,500 | $765.0M | 9.78% | |
| 530 | —Ceb Inc COM | 12,500 | $758.0M | 9.69% | |
| 531 | GBYSangamo Therapeutics, Inc | 247,665 | $755.0M | 9.65% | |
| 532 | NOCNorthrop Grumman Corporation | 3,220 | $749.0M | 9.58% | |
| 533 | ISRGIntuitive Surgical, Inc. | 1,175 | $745.0M | 9.53% | |
| 534 | GPNGlobal Payments Inc. | 10,720 | $744.0M | 9.51% | |
| 535 | WSOWatsco Inc. Cl A | 4,975 | $737.0M | 9.42% | |
| 536 | —Iec Electrs Corp NEW COM | 205,055 | $732.0M | 9.36% | |
| 537 | —Crescent Point Energy Corp. | 53,250 | $724.0M | 9.26% | |
| 538 | —DeVry Education Group Inc. | 23,015 | $718.0M | 9.18% | |
| 539 | MSIMotorola Solutions, Inc. | 8,575 | $711.0M | 9.09% | |
| 540 | —East Asia Minerals Corp | 67,623,933 | $710.0M | 9.08% | |
| 541 | SDYSPDR S&P Dividend ETF | 8,201 | $702.0M | 8.98% | |
| 542 | WABWabtec Inc. | 8,450 | $702.0M | 8.98% | |
| 543 | —Electrum Ltd. (pvt) | 2,127,287 | $702.0M | 8.98% | |
| 544 | —Citigroup Inc. Series K | 25,000 | $684.0M | 8.75% | |
| 545 | —Care Capital Properties Inc | 27,289 | $682.0M | 8.72% | |
| 546 | DRRXEURDurect Corporation | 506,000 | $678.0M | 8.67% | |
| 547 | XLYSector SPDR fd Consumer Discre | 8,315 | $677.0M | 8.66% | |
| 548 | BSMBlack Stone Minerals | 35,860 | $673.0M | 8.60% | |
| 549 | ALKAlaska Air Group Inc. | 7,520 | $667.0M | 8.53% | |
| 550 | AGQProshares Ultrapro Short S&P 5 | 32,465 | $663.0M | 8.48% | |
| 551 | BHCValeant Pharmaceuticals Int'l | 45,614 | $662.0M | 8.46% | |
| 552 | —Aetna Inc. | 5,320 | $660.0M | 8.44% | |
| 553 | CHRWC. H. Robinson Worldwide, Inc. | 9,000 | $659.0M | 8.43% | |
| 554 | PAYXPaychex Inc | 10,770 | $656.0M | 8.39% | |
| 555 | PSXPhillips 66 | 7,474 | $646.0M | 8.26% | |
| 556 | MCKMcKesson Corporation | 4,595 | $645.0M | 8.25% | |
| 557 | VENVentas Inc. | 10,282 | $643.0M | 8.22% | |
| 558 | IDXXIDEXX Laboratories, Inc. | 5,460 | $640.0M | 8.18% | |
| 559 | ALNYAlnylam Pharmaceutical | 17,005 | $637.0M | 8.14% | |
| 560 | FNFabrinet Shs | 15,700 | $633.0M | 8.09% | |
| 561 | TELTE Connectivity Limited | 8,949 | $620.0M | 7.93% | |
| 562 | COPConocoPhillips | 12,293 | $616.0M | 7.88% | |
| 563 | GSKGlaxoSmithKline plc - ADR | 15,981 | $615.0M | 7.86% | |
| 564 | PBCTEURPeople's United Financial Inc. | 31,600 | $612.0M | 7.82% | |
| 565 | AMEAmetek Inc. | 12,600 | $612.0M | 7.82% | |
| 566 | CLVSEURClovis Oncology Inc | 13,725 | $610.0M | 7.80% | |
| 567 | AQLTiShares DJ Select Div Index Fu | 6,880 | $609.0M | 7.79% | |
| 568 | IWFiShares Russell 1000 Growth Fu | 5,792 | $608.0M | 7.77% | |
| 569 | EFSCEnterprise Financial Services | 14,047 | $604.0M | 7.72% | |
| 570 | PEGPublic Service Enterprise Grou | 13,673 | $600.0M | 7.67% | |
| 571 | PCTYPaylocity Holding Corp | 20,000 | $600.0M | 7.67% | |
| 572 | —Iberia Bank Corporation | 7,000 | $586.0M | 7.49% | |
| 573 | ALSAltius Minerals Corp | 62,400 | $581.0M | 7.43% | |
| 574 | —Five Prime Therapeut | 11,575 | $580.0M | 7.42% | |
| 575 | CLXClorox Company | 4,807 | $577.0M | 7.38% | |
| 576 | —Nestle SA | 8,000 | $574.0M | 7.34% | |
| 577 | ETNEaton Corp Plc | 8,529 | $572.0M | 7.31% | |
| 578 | MLMMartin Marietta Materials, Inc | 2,575 | $570.0M | 7.29% | |
| 579 | EWCiShares MSCI Canada Index Fund | 21,600 | $565.0M | 7.22% | |
| 580 | AWRAmerican Sts WTR Co COM | 12,400 | $565.0M | 7.22% | |
| 581 | UNFIUnited Nat Foods Inc | 11,521 | $550.0M | 7.03% | |
| 582 | NUANEURNuance Communications Inc. | 36,925 | $550.0M | 7.03% | |
| 583 | WDAYWorkday Inc Class A | 8,300 | $549.0M | 7.02% | |
| 584 | KSSKohls Corp | 11,019 | $544.0M | 6.96% | |
| 585 | EXPEagle Materials Inc. | 5,500 | $542.0M | 6.93% | |
| 586 | —Air Methods Corporation | 17,000 | $541.0M | 6.92% | |
| 587 | TDThe Toronto-Dominion Bank | 10,900 | $538.0M | 6.88% | |
| 588 | NUENucor Corp | 8,910 | $530.0M | 6.78% | |
| 589 | —DBV Technologies SA | 15,000 | $527.0M | 6.74% | |
| 590 | SJMJ.M. Smucker Co. | 4,086 | $523.0M | 6.69% | |
| 591 | 0DFCDirexion Financial Bull 3X ETF | 12,720 | $520.0M | 6.65% | |
| 592 | GGGGraco Inc. | 6,240 | $518.0M | 6.62% | |
| 593 | MCOMoody's Corporation | 5,405 | $510.0M | 6.52% | |
| 594 | FXIiShares FTSE/Xinhua China 25 I | 14,675 | $509.0M | 6.51% | |
| 595 | FANGDiamondback Energy Inc | 5,000 | $505.0M | 6.46% | |
| 596 | FBINFortune Brands Home & Sec Inc | 9,400 | $503.0M | 6.43% | |
| 597 | —Deutsche Bk Contgnt Cap Tr III | 20,000 | $499.0M | 6.38% | |
| 598 | IPGPIPG Photonics Corp | 5,000 | $494.0M | 6.32% | |
| 599 | VYXNCR Corp. | 12,087 | $490.0M | 6.27% | |
| 600 | LIILennox International Inc. | 3,200 | $490.0M | 6.27% |