TOCQUEVILLE ASSET MANAGEMENT L.P. Q4 2016 Filing
Filed January 30, 2017
Portfolio Value
$7.8B
Holdings
813
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (813 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | IWPiShares Russell Midcap Growth | 22,515 | $2.2B | 28.04% | |
| 402 | —Tortoise MLP Fund, Inc. | 113,338 | $2.2B | 27.64% | |
| 403 | —Dow Chemical Company | 37,751 | $2.2B | 27.62% | |
| 404 | FDXFedEx Corp. | 11,574 | $2.2B | 27.55% | |
| 405 | EQREquity Residential Properties | 32,995 | $2.1B | 27.16% | |
| 406 | —ALLERGAN PLC 5.5 PFD PFD CONV | 2,785 | $2.1B | 27.14% | |
| 407 | NSRGYNestle SA - ADR | 29,472 | $2.1B | 27.03% | |
| 408 | XYZSquare Inc. CL A | 153,500 | $2.1B | 26.75% | |
| 409 | TIFEURTiffany & Co | 26,890 | $2.1B | 26.62% | |
| 410 | LGNDLigand Pharmaceuticals Inc Cl | 20,216 | $2.1B | 26.26% | |
| 411 | XLIIndustrial Select Sector SPDR | 32,320 | $2.0B | 25.71% | |
| 412 | —The Delafield Fund | 81,476 | $2.0B | 25.69% | |
| 413 | RDS/ARoyal Dutch Shell F ADR | 36,573 | $2.0B | 25.43% | |
| 414 | —Finisar Corporation | 64,028 | $1.9B | 24.78% | |
| 415 | HSTHost Hotels & Resorts Inc. | 102,770 | $1.9B | 24.75% | |
| 416 | SGENEURSeattle Genetics, Inc. | 36,190 | $1.9B | 24.42% | |
| 417 | SCSCScansource Inc. | 47,125 | $1.9B | 24.31% | |
| 418 | SBSWSibanye Gold ADR | 264,420 | $1.9B | 23.87% | |
| 419 | FGENEURFibrogen Inc. | 86,072 | $1.8B | 23.55% | |
| 420 | CBChubb Corp NEW | 13,750 | $1.8B | 23.23% | |
| 421 | —Onvia Inc | 406,028 | $1.8B | 23.10% | |
| 422 | SYKStryker Corporation | 14,606 | $1.8B | 22.38% | |
| 423 | SSYSStratasys Ltd | 105,389 | $1.7B | 22.29% | |
| 424 | TMToyota Motor Corporation - ADR | 14,661 | $1.7B | 21.97% | |
| 425 | DELLDell Technologies Inc Cl V | 30,969 | $1.7B | 21.76% | |
| 426 | PFFiShares U.S. Preferred Stock E | 45,736 | $1.7B | 21.76% | |
| 427 | —Almadex Minerals Ltd | 1,240,000 | $1.7B | 21.49% | |
| 428 | AOSA.O. Smith Corporation | 35,200 | $1.7B | 21.31% | |
| 429 | —Golar Ling Partners LP | 69,178 | $1.7B | 21.26% | |
| 430 | —Acacia Communications Inc | 26,700 | $1.6B | 21.08% | |
| 431 | UFIUNIFI Inc | 50,000 | $1.6B | 20.87% | |
| 432 | —Depository Trust & Clearing Co | 1,600,000 | $1.6B | 20.82% | |
| 433 | —Mobileye N V Amstelveen | 42,550 | $1.6B | 20.74% | |
| 434 | KEYKeyCorp | 87,622 | $1.6B | 20.47% | |
| 435 | LUVSouthwest Airlines Co. | 32,022 | $1.6B | 20.41% | |
| 436 | RIORio Tinto PLC - ADR | 41,434 | $1.6B | 20.38% | |
| 437 | —St. Jude Medical, Inc. | 19,818 | $1.6B | 20.32% | |
| 438 | VETVermilion Energy Inc | 37,583 | $1.6B | 20.27% | |
| 439 | FFHFairfax Financial Holdings Lim | 3,255 | $1.6B | 20.25% | |
| 440 | NINisource Inc | 71,418 | $1.6B | 20.21% | |
| 441 | 9990302DApache Corporation | 24,871 | $1.6B | 20.19% | |
| 442 | —Columbia Fds Ser Tr II Mass Sl | 86,127 | $1.6B | 20.05% | |
| 443 | XLRESelect Sector SPDR Tr Real Est | 50,550 | $1.6B | 19.87% | |
| 444 | —Falco Resources (pvt) | 2,222,300 | $1.5B | 18.83% | |
| 445 | IYRiShares DJ U.S. Real Estate In | 19,035 | $1.5B | 18.73% | |
| 446 | MOSMosaic Company | 49,701 | $1.5B | 18.64% | |
| 447 | FPIFarmland Partners Inc. | 130,300 | $1.5B | 18.59% | |
| 448 | MASMasco Corporation | 45,854 | $1.4B | 18.54% | |
| 449 | —Inovalon Holdings Inc. A | 140,000 | $1.4B | 18.44% | |
| 450 | BCRUSDC.R. Bard, Inc. | 6,410 | $1.4B | 18.41% | |
| 451 | PWRQuanta Services, Inc. | 40,998 | $1.4B | 18.27% | |
| 452 | —Canadian Energy Services & Tec | 249,550 | $1.4B | 18.21% | |
| 453 | CRTOCriteo SA | 34,600 | $1.4B | 18.17% | |
| 454 | —Powershares ETF Trust Golden D | 49,630 | $1.4B | 18.14% | |
| 455 | MGAMagna International Inc | 32,500 | $1.4B | 18.04% | |
| 456 | HCAHCA Holdings, Inc. | 18,840 | $1.4B | 17.84% | |
| 457 | EP3OraSure Technologies, Inc. | 158,460 | $1.4B | 17.79% | |
| 458 | TRMBTrimble Inc. | 46,000 | $1.4B | 17.73% | |
| 459 | VOOVanguard S&P 500 ETF | 6,751 | $1.4B | 17.72% | |
| 460 | —The Ultimate Software Group, I | 7,525 | $1.4B | 17.54% | |
| 461 | EPDEnterprise Products LP | 50,171 | $1.4B | 17.35% | |
| 462 | LAMRLamar Advertising Co. - Cl A | 19,765 | $1.3B | 16.99% | |
| 463 | —JPMorgan Chase & Var 99 Due 12 | 1,275,000 | $1.3B | 16.88% | |
| 464 | —I-Pulse Inc (pvt) | 153,324 | $1.3B | 16.86% | |
| 465 | PODDInsulet Corp | 35,000 | $1.3B | 16.86% | |
| 466 | —Mandalay Resources Corp. | 2,183,000 | $1.3B | 16.63% | |
| 467 | NEWREURNew Relic Inc | 44,700 | $1.3B | 16.15% | |
| 468 | ECLEcolab Inc. | 10,765 | $1.3B | 16.14% | |
| 469 | WBAWalgreens Boots Alliance Inc | 15,125 | $1.3B | 16.01% | |
| 470 | —Dominion Diamond Corp | 127,721 | $1.2B | 15.80% | |
| 471 | ABJAABB Ltd F ADR | 58,242 | $1.2B | 15.69% | |
| 472 | —PowerShares QQQ | 10,245 | $1.2B | 15.52% | |
| 473 | COLLCollegium Pharmaceutical Inc | 78,000 | $1.2B | 15.52% | |
| 474 | MXFThe Mexico Fund | 79,623 | $1.2B | 15.30% | |
| 475 | TDFTempleton Dragon Fund Inc | 72,965 | $1.2B | 15.28% | |
| 476 | SSI3EURStage Stores, Inc. | 268,705 | $1.2B | 15.01% | |
| 477 | NTRANatera Inc. | 100,000 | $1.2B | 14.97% | |
| 478 | TSCOTractor Supply Comp | 15,200 | $1.2B | 14.73% | |
| 479 | —Aratana Therapeutics Inc. | 160,000 | $1.1B | 14.69% | |
| 480 | —BofI Holding Inc. | 40,000 | $1.1B | 14.60% | |
| 481 | FEYECHFFireeye Inc | 95,450 | $1.1B | 14.52% | |
| 482 | FINFXFundamental Invs Inc CL F2 | 20,485 | $1.1B | 14.26% | |
| 483 | VLOValero Energy Corp | 16,100 | $1.1B | 14.06% | |
| 484 | FITB V7.97311 PERP IFifth Third 6.625 Pfd Ser I | 39,630 | $1.1B | 13.81% | |
| 485 | PTENPatterson-Uti Energy, Inc. | 39,765 | $1.1B | 13.68% | |
| 486 | —Vantiv Inc Class A | 17,581 | $1.0B | 13.40% | |
| 487 | CNSLEURConsolidated Communications | 39,030 | $1.0B | 13.40% | |
| 488 | CICigna Corp. | 7,783 | $1.0B | 13.27% | |
| 489 | USB F PERP B*US Bancorp Pfd Ser B | 47,800 | $1.0B | 13.18% | |
| 490 | SEESealed Air Corporation | 22,676 | $1.0B | 13.14% | |
| 491 | STXSeagate Technology | 26,543 | $1.0B | 12.95% | |
| 492 | AYIAcuity Brands, Inc. | 4,326 | $999.0M | 12.77% | |
| 493 | —Depomed Inc. | 55,000 | $991.0M | 12.67% | |
| 494 | CLHClean Harbors, Inc. | 17,590 | $979.0M | 12.52% | |
| 495 | T7DTransDigm Group Inc. | 3,925 | $977.0M | 12.49% | |
| 496 | SSBUSDSouth St Corp | 11,085 | $969.0M | 12.39% | |
| 497 | HNGRUSDHanger Orthopedic Group | 83,997 | $966.0M | 12.35% | |
| 498 | NBIXNeurocrine Biosciences Inc. | 24,625 | $953.0M | 12.18% | |
| 499 | COSTCostco Wholesale Co | 5,838 | $935.0M | 11.95% | |
| 500 | TSSTotal System Services, Inc. | 19,078 | $935.0M | 11.95% |