UBS Group AG Q1 2019 Filing

Filed May 14, 2019

Portfolio Value

$242.1M

Holdings

6,948

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (6,948 positions)

#	Stock	Shares	Value	% Portfolio
5301	—ACASTI PHARMA INC	26,564	$27K	0.01%
5302	—SEACOR HOLDINGS INC	639	$27K	0.01%
5303	ZM3ZUMIEZ INC	1,088	$27K	0.01%
5304	—ROCKWELL MED INC	4,826	$27K	0.01%
5305	—RED HAT INC	11,000	$27K	0.01%
5306	CANETEUCRIUM COMMODITY TR	3,749	$27K	0.01%
5307	EFOPROSHARES TR	728	$27K	0.01%
5308	JOYTJP MORGAN EXCHANGE TRADED FD	1,040	$27K	0.01%
5309	CWSADVISORSHARES TR	834	$27K	0.01%
5310	EFASGLOBAL X FDS	1,604	$26K	0.01%
5311	—TRANSAMERICA ETF TR	490	$26K	0.01%
5312	—SB FINL GROUP INC	1,428	$26K	0.01%
5313	—ACAMAR PARTNERS ACQSITION CO	2,600	$26K	0.01%
5314	XFEBFIRST TRUST SPECIALTY FINANC	4,226	$26K	0.01%
5315	SFBCSOUND FINL BANCORP INC	753	$26K	0.01%
5316	—SPDR INDEX SHS FDS	1,197	$26K	0.01%
5317	OECORION ENGINEERED CARBONS S A	1,363	$26K	0.01%
5318	—HUNTER MARITIME ACQUISITION	2,635	$26K	0.01%
5319	HERZHERZFELD CARIBBEAN BASIN FD	4,476	$26K	0.01%
5320	BRKDDIREXION SHS ETF TR	977	$26K	0.01%
5321	NFENEW FORTRESS ENERGY LLC	2,267	$26K	0.01%
5322	—CBS CORP NEW	548	$26K	0.01%
5323	WVVIWILLAMETTE VY VINEYARD INC	3,568	$26K	0.01%
5324	IRIXIRIDEX CORP	5,722	$26K	0.01%
5325	—PHUNWARE INC	15,504	$26K	0.01%
5326	DALIFIRST TR EXCHANGE TRADED FD	1,275	$26K	0.01%
5327	—BARCLAYS BK PLC	1,256	$26K	0.01%
5328	—DBX ETF TR	1,224	$26K	0.01%
5329	—DIREXION SHS ETF TR	2,233	$26K	0.01%
5330	SMBKSMARTFINANCIAL INC	1,359	$26K	0.01%
5331	—DISCOVERY INC	879	$26K	0.01%
5332	—GOLDEN STAR RES LTD CDA	6,556	$26K	0.01%
5333	—UBS AG LONDON BRH	880	$26K	0.01%
5334	SCXSTARRETT L S CO	3,350	$26K	0.01%
5335	VSECVSE CORP	820	$26K	0.01%
5336	—JP MORGAN EXCHANGE TRADED FD	924	$26K	0.01%
5337	—DEUTSCHE BK AG LONDON	735	$26K	0.01%
5338	—DIPLOMAT PHARMACY INC	4,551	$26K	0.01%
5339	KUREKRANESHARES TR	1,180	$26K	0.01%
5340	SPNEUSDSEASPINE HLDGS CORP	1,740	$26K	0.01%
5341	AXSMAXSOME THERAPEUTICS INC	1,835	$26K	0.01%
5342	—FQF TR	1,094	$26K	0.01%
5343	—EXCHANGE TRADED CONCEPTS TR	1,037	$26K	0.01%
5344	—POLYMET MINING CORP	37,814	$26K	0.01%
5345	AXUALEXCO RESOURCE CORP	21,531	$26K	0.01%
5346	—SABAN CAP ACQUISITION CORP	2,601	$26K	0.01%
5347	—PHOENIX NEW MEDIA LTD	6,341	$26K	0.01%
5348	CDR1USDCEDAR REALTY TRUST INC	7,568	$26K	0.01%
5349	LOANMANHATTAN BRIDGE CAPITAL INC	4,027	$26K	0.01%
5350	FUNCFIRST UTD CORP	1,516	$26K	0.01%
5351	WKHSEURWORKHORSE GROUP INC	41,186	$25K	0.01%
5352	—NABRIVA THERAPEUTICS PLC	10,290	$25K	0.01%
5353	MCHBHOMESTREET INC	940	$25K	0.01%
5354	—USA TRUCK INC	1,728	$25K	0.01%
5355	37MMRC GLOBAL INC	1,403	$25K	0.01%
5356	—NET ELEMENT INC	4,296	$25K	0.01%
5357	—OPES ACQUISITION CORP	2,442	$25K	0.01%
5358	ICCCIMMUCELL CORP	4,000	$25K	0.01%
5359	—CELSION CORPORATION	12,406	$25K	0.01%
5360	—INVESCO ACTIVELY MANAGD ETF	1,901	$25K	0.01%
5361	—BARCLAYS BK PLC	737	$25K	0.01%
5362	RBKBRHINEBECK BANCORP INC	2,102	$25K	0.01%
5363	GNMAISHARES TR	500	$25K	0.01%
5364	IDTIDT CORP	3,748	$25K	0.01%
5365	CASA1EURCASA SYS INC	2,961	$25K	0.01%
5366	—CHINANET ONLINE HLDGS INC	12,638	$25K	0.01%
5367	—DBX ETF TR	1,083	$25K	0.01%
5368	—SPIRIT OF TEX BANCSHARES INC	1,172	$25K	0.01%
5369	—SI FINL GROUP INC MD	1,907	$25K	0.01%
5370	—BIOLASE INC	10,402	$25K	0.01%
5371	FLAXFRANKLIN TEMPLETON ETF TR	1,061	$25K	0.01%
5372	—GOODRICH PETE CORP	1,805	$25K	0.01%
5373	—SEADRILL PARTNERS LLC	28,453	$25K	0.01%
5374	RIOTRIOT BLOCKCHAIN INC	7,518	$25K	0.01%
5375	—DIAMONDPEAK HLDGS COR	2,500	$25K	0.01%
5376	—ALLEGRO MERGER CORP	2,500	$25K	0.01%
5377	WBIYABSOLUTE SHS TR	1,022	$25K	0.01%
5378	—BARCLAYS BK PLC	879	$25K	0.01%
5379	—PROTECTIVE INS CORP	1,301	$25K	0.01%
5380	—NEPTUNE WELLNESS SOLUTIONS I	7,734	$25K	0.01%
5381	DAKTDAKTRONICS INC	3,398	$25K	0.01%
5382	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5383	—TITAN MACHY INC	25,000	$25K	0.01%
5384	SIXGETF SER SOLUTIONS	1,021	$25K	0.01%
5385	—FORUM MERGER II CORP	2,500	$25K	0.01%
5386	—BARCLAYS BK PLC	1,386	$25K	0.01%
5387	AMSWAUSDAMERICAN SOFTWARE INC	2,092	$25K	0.01%
5388	MTDMETTLER TOLEDO INTERNATIONAL	33,844	$24K	0.01%
5389	—WEIDAI LTD	2,074	$24K	0.01%
5390	—MEGALITH FINL ACQUISITION CO	2,330	$24K	0.01%
5391	CVCYUSDCENTRAL VALLEY CMNTY BANCORP	1,244	$24K	0.01%
5392	FMNBFARMERS NATL BANC CORP	1,714	$24K	0.01%
5393	—INDEXIQ ETF TR	1,274	$24K	0.01%
5394	—WINS FIN HLDGS INC	972	$24K	0.01%
5395	—BOXWOOD MERGER CORP	2,344	$24K	0.01%
5396	—MCCLATCHY CO	4,758	$24K	0.01%
5397	QTRXQUANTERIX CORP	945	$24K	0.01%
5398	—NORTHERN LTS FD TR IV	889	$24K	0.01%
5399	SCTLRECRO PHARMA INC	4,125	$24K	0.01%
5400	ORRFORRSTOWN FINL SVCS INC	1,299	$24K	0.01%

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