UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	BSYBENTLEY SYS INC	33,184	$1.6M	0.52%
3002	LADRLADDER CAP CORP	131,646	$1.6M	0.52%
3003	BDCBELDEN INC	34,969	$1.6M	0.51%
3004	HPOSERVICE PPTYS TR	130,353	$1.5M	0.51%
3005	ARTNAARTESIAN RES CORP	39,222	$1.5M	0.51%
3006	GBXGREENBRIER COS INC	32,693	$1.5M	0.51%
3007	PSCDINVESCO EXCH TRADED FD TR II	13,742	$1.5M	0.51%
3008	KPTIEURKARYOPHARM THERAPEUTICS INC	146,021	$1.5M	0.51%
3009	PRAPROASSURANCE CORP	57,379	$1.5M	0.51%
3010	AINALBANY INTL CORP	18,408	$1.5M	0.51%
3011	MVTBLACKROCK MUNIVEST FD II INC	102,356	$1.5M	0.51%
3012	VBTXVERITEX HLDGS INC	46,790	$1.5M	0.51%
3013	GMABGENMAB A/S	46,623	$1.5M	0.51%
3014	CNACNA FINL CORP	34,287	$1.5M	0.51%
3015	PFNPIMCO INCOME STRATEGY FD II	148,811	$1.5M	0.51%
3016	KRNTKORNIT DIGITAL LTD	15,390	$1.5M	0.51%
3017	EFRENERGY FUELS INC	268,728	$1.5M	0.51%
3018	—DIREXION SHS ETF TR	25,000	$1.5M	0.51%
3019	S7VSALLY BEAUTY HLDGS INC	75,616	$1.5M	0.51%
3020	—DIREXION SHS ETF TR	25,016	$1.5M	0.50%
3021	DMLDENISON MINES CORP	1,390,248	$1.5M	0.50%
3022	GSGOLDMAN SACHS MLP ENERGY REN	156,594	$1.5M	0.50%
3023	WLLWHITING PETE CORP NEW	42,746	$1.5M	0.50%
3024	RVNCEURREVANCE THERAPEUTICS INC	54,134	$1.5M	0.50%
3025	VEGIISHARES INC	37,791	$1.5M	0.50%
3026	TMPTOMPKINS FINL CORP	18,285	$1.5M	0.50%
3027	OSGAMBAC FINL GROUP INC	89,990	$1.5M	0.50%
3028	ATGEADTALEM GLOBAL ED INC	37,998	$1.5M	0.50%
3029	TDCTERADATA CORP DEL	38,942	$1.5M	0.50%
3030	OSH3EUROAK STR HEALTH INC	27,622	$1.5M	0.50%
3031	RLAYRELAY THERAPEUTICS INC	43,261	$1.5M	0.50%
3032	ARGXARGENX SE	5,428	$1.5M	0.50%
3033	LVLNSPDR SER TR	29,610	$1.5M	0.49%
3034	EVTCEVERTEC INC	40,029	$1.5M	0.49%
3035	DBAINVESCO DB MULTI-SECTOR COMM	87,745	$1.5M	0.49%
3036	KELYAKELLY SVCS INC	66,648	$1.5M	0.49%
3037	LM03LIBERTY MEDIA CORP DEL	33,629	$1.5M	0.49%
3038	CLLSCELLECTIS S A	73,170	$1.5M	0.49%
3039	EMBJEMBRAER S.A.	147,506	$1.5M	0.49%	Call
3040	—VOYA PRIME RATE TR	318,218	$1.5M	0.49%
3041	—CURIS INC	130,240	$1.5M	0.49%
3042	ATRAGBXATARA BIOTHERAPEUTICS INC	102,697	$1.5M	0.49%
3043	HTTQUDIAN INC	644,425	$1.5M	0.49%	Call
3044	BHEBENCHMARK ELECTRS INC	47,432	$1.5M	0.49%
3045	AQLTISHARES TR	50,162	$1.5M	0.49%
3046	GBFISHARES TR	12,179	$1.5M	0.48%
3047	CENTACENTRAL GARDEN & PET CO	28,076	$1.5M	0.48%
3048	SL2SLEEP NUMBER CORP	10,143	$1.5M	0.48%
3049	EIS*ISHARES INC	22,578	$1.5M	0.48%
3050	—KRATON CORPORATION	39,747	$1.5M	0.48%
3051	—CONFORMIS INC	1,463,323	$1.4M	0.48%
3052	GU9GUESS INC	61,432	$1.4M	0.48%
3053	ABEVAMBEV SA	526,376	$1.4M	0.48%
3054	—TRINSEO S A	22,605	$1.4M	0.48%
3055	MSMMSC INDL DIRECT INC	15,927	$1.4M	0.48%
3056	HCATHEALTH CATALYST INC	30,732	$1.4M	0.48%
3057	DTHWISDOMTREE TR	36,535	$1.4M	0.48%
3058	FVICHFFORTUNA SILVER MINES INC	221,871	$1.4M	0.48%
3059	PFDFLAHERTY & CRUMRINE PFD INCO	80,741	$1.4M	0.47%
3060	OGM1COGENT COMMUNICATIONS HLDGS	20,779	$1.4M	0.47%
3061	BCXBLACKROCK RES & COMMODITIES	160,745	$1.4M	0.47%
3062	MAXNMAXEON SOLAR TECHNOLOGIES LT	45,121	$1.4M	0.47%	Call
3063	DCTDUCK CREEK TECHNOLOGIES INC	31,574	$1.4M	0.47%	Put
3064	XEVMXEATON VANCE CALIF MUN BD FD	122,225	$1.4M	0.47%
3065	HAILSPDR SER TR	23,311	$1.4M	0.47%
3066	TZADIREXION SHS ETF TR	41,741	$1.4M	0.47%
3067	LRGELEGG MASON ETF INVT TR	28,108	$1.4M	0.47%
3068	SNDXSYNDAX PHARMACEUTICALS INC	63,372	$1.4M	0.47%
3069	BATRAUSDLIBERTY MEDIA CORP DEL	49,705	$1.4M	0.47%
3070	EZAISHARES INC	28,696	$1.4M	0.47%
3071	FBKFB FINL CORP	31,856	$1.4M	0.47%
3072	MRSNMERSANA THERAPEUTICS INC	87,081	$1.4M	0.47%
3073	UISUNISYS CORP	55,317	$1.4M	0.47%
3074	SUMO2EURSUMO LOGIC INC	74,539	$1.4M	0.47%
3075	—COLUMBIA PPTY TR INC	81,891	$1.4M	0.46%
3076	ALXOALX ONCOLOGY HLDGS INC	18,948	$1.4M	0.46%
3077	FMTXFORMA THERAPEUTICS HLDGS INC	49,841	$1.4M	0.46%
3078	NXSTNEXSTAR MEDIA GROUP INC	9,933	$1.4M	0.46%
3079	CERSCERUS CORP	231,933	$1.4M	0.46%
3080	PETQEURPETIQ INC	39,550	$1.4M	0.46%
3081	CBBCINCINNATI BELL INC NEW	90,705	$1.4M	0.46%
3082	FCFFIRST COMWLTH FINL CORP PA	96,813	$1.4M	0.46%
3083	XAGDXABERDEEN GLOBAL DYNAMIC DIVI	124,948	$1.4M	0.46%
3084	CGOCALAMOS GLOBAL TOTAL RETURN	93,233	$1.4M	0.46%
3085	—POLYPID LTD	151,483	$1.4M	0.46%
3086	EHEHANG HLDGS LTD	37,400	$1.4M	0.46%
3087	BGHBARINGS GLOBAL SHORT DURATIO	86,143	$1.4M	0.46%
3088	DIVGLOBAL X FDS	71,417	$1.4M	0.46%
3089	BNYBLACKROCK N Y MUN INCOME TRU	89,184	$1.4M	0.46%
3090	BB3BROOKLINE BANCORP INC DEL	91,901	$1.4M	0.46%
3091	SCSANTANDER CONSUMER USA HLDGS	50,889	$1.4M	0.46%
3092	SATSECHOSTAR CORP	57,326	$1.4M	0.46%
3093	NFLXNETFLIX INC	1,835,259	$1.4M	0.46%	Put
3094	AOAISHARES TR	20,516	$1.4M	0.46%
3095	XBFZXBLACKROCK CALIF MUN INCOME T	95,504	$1.4M	0.45%
3096	CANCANAAN INC	66,193	$1.4M	0.45%	Put
3097	CPKCHESAPEAKE UTILS CORP	11,775	$1.4M	0.45%
3098	CRMTAMERICAS CAR-MART INC	8,951	$1.4M	0.45%
3099	PIPRPIPER SANDLER COMPANIES	12,421	$1.4M	0.45%
3100	REPLREPLIMUNE GROUP INC	44,625	$1.4M	0.45%

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