UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	KCAPUSDPORTMAN RIDGE FIN CORP	509,901	$1.1M	0.37%
3302	TRUPTRUPANION INC	14,425	$1.1M	0.37%
3303	ECHISHARES INC	32,061	$1.1M	0.36%
3304	AGYSAGILYSYS INC	22,870	$1.1M	0.36%
3305	ISMDNORTHERN LTS FD TR IV	30,786	$1.1M	0.36%
3306	BRYBERRY CORP	198,557	$1.1M	0.36%
3307	ATECALPHATEC HLDGS INC	68,919	$1.1M	0.36%
3308	GCOGENESCO INC	22,818	$1.1M	0.36%
3309	AEVAAEVA TECHNOLOGIES INC	93,225	$1.1M	0.36%
3310	RIGLUSDRIGEL PHARMACEUTICALS INC	314,749	$1.1M	0.36%
3311	CHIQGLOBAL X FDS	32,121	$1.1M	0.36%
3312	FSVFIRSTSERVICE CORP NEW	7,217	$1.1M	0.36%
3313	GIIIG III APPAREL GROUP LTD	35,471	$1.1M	0.35%
3314	UMHUMH PPTYS INC	55,707	$1.1M	0.35%
3315	ADXADAMS DIVERSIFIED EQUITY FD	58,271	$1.1M	0.35%
3316	CDNACAREDX INC	15,607	$1.1M	0.35%
3317	BSCSINVESCO EXCH TRD SLF IDX FD	47,070	$1.1M	0.35%
3318	—BARCLAYS BANK PLC	93,062	$1.1M	0.35%
3319	—OSI ETF TR	41,642	$1.1M	0.35%
3320	NOGNORTHERN OIL AND GAS INC MN	87,774	$1.1M	0.35%
3321	PBIPITNEY BOWES INC	128,552	$1.1M	0.35%
3322	FADFIRST TR MULTI CAP GROWTH AL	9,774	$1.1M	0.35%
3323	CMBTEURONAV NV	115,356	$1.1M	0.35%
3324	NBTXNANOBIOTIX SA	70,182	$1.1M	0.35%
3325	AZEKAZEK CO INC	25,073	$1.1M	0.35%
3326	GSGISHARES S&P GSCI COMMODITY-	75,392	$1.1M	0.35%
3327	UNFIUNITED NAT FOODS INC	31,942	$1.1M	0.35%
3328	ALEXALEXANDER & BALDWIN INC NEW	62,585	$1.1M	0.35%
3329	SLQTSELECTQUOTE INC	35,558	$1.0M	0.35%
3330	FIXXEURHOMOLOGY MEDICINES INC	111,358	$1.0M	0.35%
3331	BDTXBLACK DIAMOND THERAPEUTICS I	43,189	$1.0M	0.35%
3332	PINCPREMIER INC	30,907	$1.0M	0.35%
3333	KNCTINVESCO EXCHANGE TRADED FD T	12,676	$1.0M	0.35%
3334	—CONSTELLATION PHARMCETICLS I	44,697	$1.0M	0.35%
3335	EDDMORGAN STANLEY EMERGING MKTS	173,301	$1.0M	0.35%
3336	CBCVR ENERGY INC	54,349	$1.0M	0.35%
3337	—EPIZYME INC	119,599	$1.0M	0.35%
3338	OPCHOPTION CARE HEALTH INC	58,758	$1.0M	0.35%
3339	IDLVINVESCO EXCH TRADED FD TR II	34,282	$1.0M	0.35%
3340	—EBANG INTL HLDGS INC	130,952	$1.0M	0.35%
3341	AZOAUTOZONE INC	37,832	$1.0M	0.34%
3342	HYFMHYDROFARM HLDGS GROUP INC	17,147	$1.0M	0.34%
3343	BZHBEAZER HOMES USA INC	49,365	$1.0M	0.34%
3344	AFKVANECK VECTORS ETF TR	49,152	$1.0M	0.34%
3345	NVRNVR INC	2,512	$1.0M	0.34%
3346	XFEBFIRST TR ABERDEEN GLBL OPP F	102,955	$1.0M	0.34%
3347	NBHCNATIONAL BK HLDGS CORP	25,947	$1.0M	0.34%
3348	LGLVSPDR SER TR	8,210	$1.0M	0.34%
3349	RSPUINVESCO EXCHANGE TRADED FD T	9,925	$1.0M	0.34%
3350	RPTUSDRPT REALTY	89,974	$1.0M	0.34%
3351	APIAGORA INC	20,407	$1.0M	0.34%
3352	MODVQMODIVCARE INC	6,932	$1.0M	0.34%
3353	—SPARTAN ACQUISITION CORP II	97,682	$1.0M	0.34%	Call
3354	SPPIUSDSPECTRUM PHARMACEUTICALS INC	312,250	$1.0M	0.34%
3355	STKCOLUMBIA SELIGM PREM TECH GR	32,487	$1.0M	0.34%
3356	ANFABERCROMBIE & FITCH CO	29,585	$1.0M	0.34%
3357	VBFINVESCO BD FD	50,782	$1.0M	0.34%
3358	FMNFEDERATED HERMES PREM MUNI I	69,772	$1.0M	0.34%
3359	OFGOFG BANCORP	44,769	$1.0M	0.34%
3360	INFNEURINFINERA CORP	105,045	$1.0M	0.34%
3361	EVHEVOLENT HEALTH INC	49,959	$1.0M	0.33%
3362	NOVAQSUNNOVA ENERGY INTL INC.	24,717	$1.0M	0.33%
3363	CCUCOMPANIA CERVECERIAS UNIDAS	57,093	$1.0M	0.33%
3364	NRIXNURIX THERAPEUTICS INC	32,442	$1.0M	0.33%
3365	CTBICOMMUNITY TR BANCORP INC	22,878	$1.0M	0.33%
3366	—GREENLANE HLDGS INC	189,725	$1.0M	0.33%
3367	HTRBHARTFORD FDS EXCHANGE TRADED	25,021	$1.0M	0.33%
3368	TSITCW STRATEGIC INCOME FD INC	176,830	$1.0M	0.33%
3369	HANHAWAIIAN HOLDINGS INC	37,706	$1.0M	0.33%
3370	LAURLAUREATE EDUCATION INC	74,014	$1.0M	0.33%
3371	IBMOISHARES TR	37,404	$1.0M	0.33%
3372	MEGMONTROSE ENVIRONMENTAL GROUP	19,984	$1.0M	0.33%
3373	INOINOVIO PHARMACEUTICALS INC	108,041	$1.0M	0.33%
3374	QTWOQ2 HLDGS INC	10,000	$1.0M	0.33%
3375	DRQEURDRIL-QUIP INC	30,139	$1.0M	0.33%
3376	—CELLECT BIOTECHNOLOGY LTD	2,848	$1.0M	0.33%
3377	—US WELL SERVICES INC	3,386	$1.0M	0.33%
3378	—BENESSERE CAPITAL ACQUSTN CO	4,160	$1.0M	0.33%
3379	—FORTERRA INC	43,009	$1.0M	0.33%
3380	—SOLIGENIX INC	3,464	$1.0M	0.33%
3381	—EDOC ACQUISITION CORP	2,322	$1.0M	0.33%
3382	—SIGMA LABS INC	2,322	$1.0M	0.33%
3383	—AGBA ACQUISITION LTD	3,676	$1.0M	0.33%
3384	ANGOANGIODYNAMICS INC	42,731	$1.0M	0.33%
3385	—SEANERGY MARITIME HLDGS CORP	15,008	$1.0M	0.33%
3386	—SEANERGY MARITIME HLDGS CORP	9,437	$1.0M	0.33%
3387	—OYSTER ENTERPRISES ACQ CORP	2,591	$1.0M	0.33%
3388	—JOHN HANCOCK EXCHANGE TRADED	22,456	$999K	0.33%
3389	CSGPCOSTAR GROUP INC	42,708	$998K	0.33%
3390	ADAPYADAPTIMMUNE THERAPEUTICS PLC	188,084	$998K	0.33%
3391	AVXLANAVEX LIFE SCIENCES CORP	66,604	$995K	0.33%
3392	BJRIBJS RESTAURANTS INC	17,127	$994K	0.33%
3393	MOONDIREXION SHS ETF TR	24,195	$993K	0.33%
3394	EHIWESTERN ASSET GLOBAL HIGH IN	94,537	$992K	0.33%
3395	SANMSANMINA CORPORATION	23,954	$991K	0.33%
3396	HTDCORCEPT THERAPEUTICS INC	41,569	$989K	0.33%
3397	WTTRSELECT ENERGY SVCS INC	198,572	$989K	0.33%
3398	KYMRKYMERA THERAPEUTICS INC	25,442	$989K	0.33%
3399	CMRECOSTAMARE INC	102,581	$987K	0.33%
3400	BDQMALBIREO PHARMA INC	28,001	$987K	0.33%

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