UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio
6101	CBANCOLONY BANKCORP INC	1,813	$28K	0.01%
6102	AFWALIGN TECHNOLOGY INC	50,135	$27K	0.01%
6103	COTYCOTY INC	3,027	$27K	0.01%
6104	BSEPINNOVATOR ETFS TR	883	$27K	0.01%
6105	—GOLDEN MINERALS CO	40,751	$27K	0.01%
6106	—BOWL AMER INC	2,601	$27K	0.01%
6107	WVEWAVE LIFE SCIENCES LTD	4,845	$27K	0.01%
6108	—TRANSAMERICA ETF TR	527	$27K	0.01%
6109	—SYNTAX ETF TR	526	$27K	0.01%
6110	WHGWESTWOOD HLDGS GROUP INC	1,907	$27K	0.01%
6111	—REINVENT TECHNOLOGY PARTNERS	2,478	$27K	0.01%
6112	—LISTED FD TR	744	$27K	0.01%
6113	—RODGERS SILICON VALLEY AQ CO	2,005	$27K	0.01%
6114	IKNAIKENA ONCOLOGY INC	970	$27K	0.01%
6115	—UXIN LTD	22,853	$27K	0.01%
6116	—FALCON MINERALS CORP	6,041	$27K	0.01%
6117	—POPULATION HEALTH INVS CO IN	2,726	$27K	0.01%
6118	EUCRUEUCRATES BIOMEDICAL ACQU COR	2,678	$27K	0.01%
6119	GTXIEURONCTERNAL THERAPEUTICS INC	3,287	$27K	0.01%
6120	GTBPGT BIOPHARMA INC	3,918	$27K	0.01%
6121	TMFSRBB FD INC	716	$27K	0.01%
6122	TMATNORTHERN LTS FD TR IV	1,162	$27K	0.01%
6123	CSSEQCHICKEN SOUP FOR THE SOUL EN	1,124	$27K	0.01%
6124	—PYXIS TANKERS INC	25,775	$27K	0.01%
6125	FMARFIRST TR EXCHNG TRADED FD VI	913	$27K	0.01%
6126	—EAST STONE ACQUISITION CORP	2,637	$27K	0.01%
6127	—ADVISORSHARES TR	1,052	$27K	0.01%
6128	—ACIES ACQUISITION CORP	2,697	$27K	0.01%
6129	NANRSPDR INDEX SHS FDS	712	$27K	0.01%
6130	SALMSALEM MEDIA GROUP INC	9,147	$27K	0.01%
6131	FNWBFIRST NORTHWEST BANCORP	1,617	$27K	0.01%
6132	—SENECA BIOPHARMA INC	16,169	$27K	0.01%
6133	—OTR ACQUISITION CORP	2,677	$27K	0.01%
6134	AGQPROSHARES TR	2,267	$27K	0.01%
6135	HH20180 DEGREE CAP CORP	3,654	$27K	0.01%
6136	THRYTHRYV HLDGS INC	1,097	$26K	0.01%
6137	—VIVEON HEALTH ACQUISITION CO	2,613	$26K	0.01%
6138	—ASCENDANT DIGITAL ACQUISITIO	2,519	$26K	0.01%
6139	—CHURCHILL CAPITAL CORP IV	1,022	$26K	0.01%
6140	—ASSERTIO HOLDINGS INC	37,134	$26K	0.01%
6141	EAORISHARES TR	871	$26K	0.01%
6142	RBKBRHINEBECK BANCORP INC	2,500	$26K	0.01%
6143	ADXNUSDADDEX THERAPEUTICS LTD	2,520	$26K	0.01%
6144	GOLDGOLDMINING INC	15,914	$26K	0.01%
6145	—POWER & DIGITAL INFRA ACQ CO	2,599	$26K	0.01%
6146	—BENESSERE CAPITAL ACQUSTN CO	2,455	$26K	0.01%
6147	—BROOKLINE CAP ACQUISITION CO	2,683	$26K	0.01%
6148	—APPHARVEST INC	3,816	$26K	0.01%
6149	ELUTAZIYO BIOLOGICS INC	1,857	$26K	0.01%
6150	SAMGSILVERCREST ASSET MGMT GROUP	1,787	$26K	0.01%
6151	—EQ HEALTH ACQUISITION CORP	2,598	$26K	0.01%
6152	—RUBICON TECHNOLOGY INC	2,478	$26K	0.01%
6153	—SALISBURY BANCORP INC	583	$26K	0.01%
6154	IPIINTREPID POTASH INC	808	$26K	0.01%
6155	—BANCO SANTANDER MEXICO SA	4,739	$26K	0.01%
6156	—PACIFIC MERCANTILE BANCORP	2,914	$26K	0.01%
6157	—HEALTHCARE CAPITAL CORP	2,624	$26K	0.01%
6158	AGQPROSHARES TR II	625	$26K	0.01%
6159	—PALATIN TECHNOLOGIES INC	38,421	$26K	0.01%
6160	ZEPPZEPP HEALTH CORPORATION	2,440	$26K	0.01%
6161	—US WELL SERVICES INC	25,000	$26K	0.01%
6162	—NOVUS CAPITAL CORPORATION II	2,575	$26K	0.01%
6163	BCVBANCROFT FD LTD	896	$26K	0.01%
6164	—NORTHERN GENESIS ACQUISITION	2,576	$26K	0.01%
6165	CVLYCODORUS VY BANCORP INC	1,428	$26K	0.01%
6166	CSTMCONSTELLIUM SE	1,735	$26K	0.01%
6167	MGYMAGNOLIA OIL & GAS CORP	2,275	$26K	0.01%
6168	—DMY TECHNOLOGY GROUP INC IV	2,614	$26K	0.01%
6169	PCMPCM FD INC	2,236	$26K	0.01%
6170	—CHANGE HEALTHCARE INC	345	$26K	0.01%
6171	—CREDIT SUISSE NASSAU BRANCH	3,762	$26K	0.01%
6172	ARTLARTELO BIOSCIENCES INC	15,675	$26K	0.01%
6173	—NORTHERN LTS FD TR IV	768	$26K	0.01%
6174	—CHINA ONLINE ED GROUP	1,212	$25K	0.01%
6175	SHYMBLACKROCK ETF TRUST II	1,000	$25K	0.01%
6176	—GROWTH CAP ACQUISITION CORP	2,564	$25K	0.01%
6177	GNEGENIE ENERGY LTD	4,008	$25K	0.01%
6178	—FINSERV ACQUISITION CORP II	2,477	$25K	0.01%
6179	—TELIGENT INC NEW	40,968	$25K	0.01%
6180	—SANDBRIDGE X2 CORP	2,495	$25K	0.01%
6181	CFRXUSDCONTRAFECT CORP	5,099	$25K	0.01%
6182	EPIEURESSA PHARMA INC	868	$25K	0.01%
6183	—UNITY BIOTECHNOLOGY INC	4,129	$25K	0.01%
6184	—PROVIDENT ACQUISITION CORP	2,549	$25K	0.01%
6185	—GOLDEN STAR RES LTD CDA	8,360	$25K	0.01%
6186	SOSSOS LIMITED	4,949	$25K	0.01%
6187	XJEQXABERDEEN JAPAN EQUITY FD INC	2,797	$25K	0.01%
6188	AKAFETF SER SOLUTIONS	883	$25K	0.01%
6189	RKDAEURARCADIA BIOSCIENCES INC	9,249	$25K	0.01%
6190	—PARTNERS BANCORP	3,363	$25K	0.01%
6191	—TORTOISE ACQUISITION CORP II	2,096	$25K	0.01%
6192	—PROSHARES TR	2,963	$25K	0.01%
6193	—FIFTH WALL ACQUISITION CORP	2,529	$25K	0.01%
6194	—SUSTAINABLE DEVELP ACQU I CO	2,531	$25K	0.01%
6195	FEMBFIRST TR EXCH TRADED FD III	738	$25K	0.01%
6196	BRKDDIREXION SHS ETF TR	1,146	$25K	0.01%
6197	LGOVFIRST TR EXCHANGE-TRADED FD	928	$25K	0.01%
6198	KNTEKINNATE BIOPHARMA INC	788	$25K	0.01%
6199	—PINE IS ACQUISITION CORP	2,464	$25K	0.01%
6200	ULBIULTRALIFE CORP	3,068	$25K	0.01%

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