UBS Group AG Q1 2021 Filing

Filed May 12, 2021

Portfolio Value

$301.3M

Holdings

8,067

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (8,067 positions)

#	Stock	Shares	Value	% Portfolio
6201	—CATABASIS PHARMACEUTICALS IN	8,676	$25K	0.01%
6202	—TELIGENT INC NEW	40,968	$25K	0.01%
6203	—EAST RES ACQUISITION CO	2,592	$25K	0.01%
6204	BRKDDIREXION SHS ETF TR	1,146	$25K	0.01%
6205	FEMBFIRST TR EXCH TRADED FD III	738	$25K	0.01%
6206	—SUSTAINABLE DEVELP ACQU I CO	2,531	$25K	0.01%
6207	—SANDBRIDGE X2 CORP	2,495	$25K	0.01%
6208	—CHINA ONLINE ED GROUP	1,212	$25K	0.01%
6209	SOSSOS LIMITED	4,949	$25K	0.01%
6210	CFRXUSDCONTRAFECT CORP	5,099	$25K	0.01%
6211	—PROSHARES TR	2,963	$25K	0.01%
6212	—BIOTECH ACQUISITION COMPANY	2,411	$24K	0.01%
6213	—PROSHARES TR	2,279	$24K	0.01%
6214	—VIA OPTRONICS AG	1,852	$24K	0.01%
6215	LEUCENTRUS ENERGY CORP	1,020	$24K	0.01%
6216	PDEXPRO-DEX INC COLO	899	$24K	0.01%
6217	TIOGMICT INC	11,374	$24K	0.01%
6218	—BITE ACQUISITION CORP	2,417	$24K	0.01%
6219	UNBUNION BANKSHARES INC	800	$24K	0.01%
6220	—AEQUI ACQUISITION CORP	2,381	$24K	0.01%
6221	DYNFBLACKROCK ETF TRUST	720	$24K	0.01%
6222	ONEOSPDR SER TR	256	$24K	0.01%
6223	NEONNEONODE INC	2,523	$24K	0.01%
6224	—BOWX ACQUISITION CORP	1,953	$24K	0.01%
6225	—SPARTAN ACQUISITION CORP II	2,097	$24K	0.01%
6226	—JOHN HANCOCK EXCHANGE TRADED	295	$24K	0.01%
6227	POLAEURPOLAR PWR INC	1,704	$24K	0.01%
6228	—ONESMART INTL ED GROUP LTD	10,532	$24K	0.01%
6229	—AFRICAN GOLD ACQUISITION COR	2,381	$24K	0.01%
6230	RESRPC INC	4,445	$24K	0.01%
6231	LEAFLEAF GROUP LTD	3,730	$24K	0.01%
6232	AFCGAFC GAMMA INC	1,136	$24K	0.01%
6233	ONVOCHFORGANOVO HLDGS INC	2,567	$24K	0.01%
6234	—NANTHEALTH INC	7,363	$24K	0.01%
6235	NUVB/WSNUVATION BIO INC	8,854	$24K	0.01%
6236	CMMBCHEMOMAB THERAPEUTICS LTD	834	$24K	0.01%
6237	CORREURCORENERGY INFRASTRUCTURE TR	3,334	$24K	0.01%
6238	NNVCNANOVIRICIDES INC	5,060	$24K	0.01%
6239	—SPORTS ENTERTAINMENT ACQU CO	2,503	$24K	0.01%
6240	—LIV CAP ACQUISITION CORP	2,294	$24K	0.01%
6241	SCPSSCOPUS BIOPHARMA INC	2,811	$24K	0.01%
6242	BRZHBREEZE HOLDINGS ACQUISITN CO	2,382	$24K	0.01%
6243	—MORINGA ACQUISITION CORP	2,362	$23K	0.01%
6244	GLVCLOUGH GLOBAL DIVID & INCOME	2,000	$23K	0.01%
6245	—ALTIMAR ACQUISITION CORP III	2,311	$23K	0.01%
6246	DIVIFRANKLIN TEMPLETON ETF TR	850	$23K	0.01%
6247	—VPC IMPACT ACQU HOLDI III IN	2,320	$23K	0.01%
6248	QUADQUAD / GRAPHICS INC	6,764	$23K	0.01%
6249	—AJAX I	2,192	$23K	0.01%
6250	—POPULATION HEALTH INVS CO IN	2,332	$23K	0.01%
6251	—USHG ACQUISITION CORP	2,278	$23K	0.01%
6252	—KISMET ACQUISITION THREE COR	2,340	$23K	0.01%
6253	ALTSJANONE INC	2,701	$23K	0.01%
6254	—AUTHENTIC EQUITY ACQUISTN CO	2,400	$23K	0.01%
6255	FARMFARMER BROS CO	2,220	$23K	0.01%
6256	CEMIUSDCHEMBIO DIAGNOSTICS INC	6,814	$23K	0.01%
6257	—HORIZON ACQUISITION CORPORAT	2,055	$23K	0.01%
6258	XHITXINVESCO HIGH INCOME 2023 TAR	2,400	$23K	0.01%
6259	GOVZISHARES TR	1,225	$23K	0.01%
6260	—500 COM LTD	1,061	$23K	0.01%
6261	—CHURCHILL CAP CORP II	2,338	$23K	0.01%
6262	—DMY TECHNOLOGY GROUP INC II	1,430	$23K	0.01%
6263	TCONTRACON PHARMACEUTICALS INC	2,838	$23K	0.01%
6264	EGYVAALCO ENERGY INC	10,382	$23K	0.01%
6265	—RECHARGE ACQUISITION CORP	2,281	$23K	0.01%
6266	—AVINGER INC	15,444	$23K	0.01%
6267	—SHARPS COMPLIANCE CORP	1,620	$23K	0.01%
6268	DSEPFIRST TR EXCHNG TRADED FD VI	719	$23K	0.01%
6269	TARAPROTARA THERAPEUTICS INC	1,437	$23K	0.01%
6270	—WISDOMTREE TR	507	$23K	0.01%
6271	—CONSONANCE HFW ACQUISITION C	2,311	$23K	0.01%
6272	—INVESCO EXCH TRADED FD TR II	768	$23K	0.01%
6273	—ISHARES TR	816	$23K	0.01%
6274	—BELLICUM PHARMACEUTICALS INC	6,007	$23K	0.01%
6275	TAUSDTRAVELCENTERS OF AMERICA INC	834	$23K	0.01%
6276	DISH 3.375 08/15/26DISH NETWORK CORPORATION	24,000	$23K	0.01%
6277	BIO/BBIO RAD LABS INC	40	$23K	0.01%
6278	OROARROW INVTS TR	1,786	$23K	0.01%
6279	VTGNUSDVISTAGEN THERAPEUTICS INC	10,799	$23K	0.01%
6280	XFEBFIRST TR EXCHNG TRADED FD VI	712	$23K	0.01%
6281	ZSANEURZOSANO PHARMA CORP	18,352	$23K	0.01%
6282	CMCTCIM COML TR CORP	1,806	$23K	0.01%
6283	SRVCUSHING MLP & INFRASTRUCT	921	$23K	0.01%
6284	—VG ACQUISITION CORP	2,174	$23K	0.01%
6285	MIRMMIRUM PHARMACEUTICALS INC	1,161	$23K	0.01%
6286	—FINTECH ACQUISITION CORP V	9,509	$23K	0.01%
6287	—BANK OF MONTREAL	225	$23K	0.01%
6288	UDECINNOVATOR ETFS TR	797	$23K	0.01%
6289	CNTGCENTOGENE N V	1,833	$22K	0.01%
6290	—EXECUTIVE NETWORK PARTNERING	2,250	$22K	0.01%
6291	NUVBNUVATION BIO INC	2,063	$22K	0.01%
6292	FORTYFORMULA SYSTEMS 1985 LTD	249	$22K	0.01%
6293	QLVDFLEXSHARES TR	833	$22K	0.01%
6294	ITEQETF MANAGERS TR	335	$22K	0.01%
6295	WNWWUNONG NET TECHNOLOGY CO LTD	2,175	$22K	0.01%
6296	EPMEVOLUTION PETE CORP	6,279	$22K	0.01%
6297	—BLACKROCK MASS TAX-EXEMPT TR	1,686	$22K	0.01%
6298	—INDEXIQ ETF TR	806	$22K	0.01%
6299	—ALBERTON ACQUISITION CORP	1,977	$22K	0.01%
6300	EMKREUREMCORE CORP	4,055	$22K	0.01%

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