UBS Group AG Q2 2016 Filing

Filed August 12, 2016

Portfolio Value

$159.2M

Holdings

6,868

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (6,868 positions)

#	Stock	Shares	Value	% Portfolio	Type
1201	WTSWATTS WATER TECHNOLOGIES INC	8,917	$519K	0.33%
1202	—SPDR INDEX SHS FDS	28,947	$519K	0.33%
1203	EZAISHARES	38,711	$519K	0.33%
1204	ELPCCOMPANHIA PARANAENSE ENERG C	57,724	$518K	0.33%
1205	SLGNSILGAN HOLDINGS INC	10,071	$518K	0.33%
1206	SG7SAGE THERAPEUTICS INC	17,174	$518K	0.33%
1207	—LASALLE HOTEL PPTYS	67,225	$517K	0.32%
1208	—NATIONAL INSTRS CORP	18,887	$517K	0.32%
1209	EXPEAGLE MATERIALS INC	35,414	$516K	0.32%
1210	MSMMSC INDL DIRECT INC	51,322	$516K	0.32%
1211	—WEST CORP	26,206	$516K	0.32%
1212	HURNHURON CONSULTING GROUP INC	8,543	$516K	0.32%
1213	—CST BRANDS INC	11,972	$515K	0.32%
1214	ITUBITAU UNIBANCO HLDG SA	976,295	$515K	0.32%
1215	CMACOMERICA INC	76,802	$515K	0.32%
1216	GNWGENWORTH FINL INC	613,153	$514K	0.32%	Put
1217	—EATON VANCE NY MUNI INCOME T	34,657	$514K	0.32%
1218	WDAYWORKDAY INC	83,326	$514K	0.32%
1219	—GLOBAL X FDS	48,941	$513K	0.32%
1220	PCHPOTLATCH CORP NEW	15,064	$513K	0.32%
1221	—POWERSHARES ETF TR II	495,642	$513K	0.32%
1222	WOOFOOT LOCKER INC	552,648	$513K	0.32%
1223	—AGL RES INC	192,264	$512K	0.32%
1224	IPINTL PAPER CO	1,476,946	$511K	0.32%	Call
1225	—HOVNANIAN ENTERPRISES INC	304,221	$511K	0.32%
1226	CIENCIENA CORP	27,262	$511K	0.32%
1227	OIAINVESCO MUNI INCOME OPP TRST	62,767	$511K	0.32%
1228	EXPOEXPONENT INC	31,528	$510K	0.32%
1229	SDRLSEADRILL LIMITED	1,383,219	$510K	0.32%	Put
1230	—INTERSIL CORP	37,578	$509K	0.32%
1231	BMTABRITISH AMERN TOB PLC	2,498,605	$508K	0.32%
1232	GHCGRAHAM HLDGS CO	1,037	$508K	0.32%
1233	IAUISHARES	364,499	$508K	0.32%
1234	—ALLIED WRLD ASSUR COM HLDG A	74,261	$507K	0.32%
1235	—BROCADE COMMUNICATIONS SYS I	55,052	$506K	0.32%
1236	—DYNEX CAP INC	72,970	$506K	0.32%
1237	ISCGISHARES TR	3,772	$506K	0.32%
1238	—LUXOTTICA GROUP S P A	10,351	$506K	0.32%
1239	—PS BUSINESS PKS INC CALIF	4,765	$506K	0.32%
1240	CMCOCOLUMBUS MCKINNON CORP N Y	35,776	$505K	0.32%
1241	MPAAMOTORCAR PTS AMER INC	18,586	$505K	0.32%
1242	PMTPENNYMAC MTG INVT TR	895,524	$504K	0.32%
1243	—BLACKROCK MUNIENHANCED FD IN	39,238	$504K	0.32%
1244	TN1TENNANT CO	9,359	$504K	0.32%
1245	ILTBISHARES	7,542	$504K	0.32%
1246	ATOATMOS ENERGY CORP	134,539	$503K	0.32%
1247	—MATTRESS FIRM HLDG CORP	14,994	$503K	0.32%
1248	JXIISHARES TR	10,163	$501K	0.31%
1249	—NXSTAGE MEDICAL INC	23,063	$500K	0.31%
1250	CTBICOMMUNITY TR BANCORP INC	14,425	$500K	0.31%
1251	JPMJPMORGAN CHASE & CO	24,695	$500K	0.31%
1252	—PREFERRED APT CMNTYS INC	33,926	$499K	0.31%
1253	—EMPRESA NACIONAL DE ELCTRCID	17,948	$498K	0.31%
1254	—GREATBATCH INC	16,090	$498K	0.31%
1255	SMSM ENERGY CO	617,809	$497K	0.31%	Put
1256	—CLIFFS NAT RES INC	467,965	$497K	0.31%	Put
1257	—POWERSHARES ETF TRUST	10,473	$497K	0.31%
1258	NORWGLOBAL X FDS	24,205	$497K	0.31%
1259	NEENEXTERA ENERGY INC	3,807,398	$496K	0.31%
1260	MNROMONRO MUFFLER BRAKE INC	7,804	$496K	0.31%
1261	AVYAVERY DENNISON CORP	140,116	$496K	0.31%
1262	MRVLMARVELL TECHNOLOGY GROUP LTD	528,076	$496K	0.31%	Call
1263	BABAALIBABA GROUP HLDG LTD	6,213,410	$494K	0.31%	Put
1264	SCHWSCHWAB CHARLES CORP NEW	1,367,118	$494K	0.31%
1265	MSCIMSCI INC	146,434	$494K	0.31%
1266	TTEKTETRA TECH INC NEW	264,753	$494K	0.31%
1267	NWENORTHWESTERN CORP	7,805	$493K	0.31%
1268	SANMSANMINA CORPORATION	18,352	$493K	0.31%
1269	NXPINXP SEMICONDUCTORS N V	210,494	$492K	0.31%	Call
1270	FT2FIRST HORIZON NATL CORP	35,632	$492K	0.31%
1271	—CYRUSONE INC	176,190	$491K	0.31%	Call
1272	MOG/AMOOG INC	9,083	$490K	0.31%
1273	HEEMISHARES INC	23,564	$489K	0.31%
1274	GAPGAP INC DEL	216,276	$488K	0.31%	Put
1275	CHS1USDCHICOS FAS INC	45,565	$488K	0.31%
1276	CHMICHERRY HILL MTG INVT CORP	31,243	$486K	0.31%
1277	EFAISHARES TR	35,978,760	$486K	0.31%	Put
1278	REGNREGENERON PHARMACEUTICALS	31,909	$486K	0.31%
1279	—STERIS PLC	129,797	$484K	0.30%
1280	GIISPDR INDEX SHS FDS	10,364	$484K	0.30%
1281	ENQENTEGRIS INC	33,395	$483K	0.30%
1282	—COLONY STARWOOD HOMES	15,866	$483K	0.30%
1283	VIPSVIPSHOP HLDGS LTD	142,709	$482K	0.30%
1284	KOPKOPPERS HOLDINGS INC	15,650	$482K	0.30%
1285	—EDUCATION RLTY TR INC	77,487	$481K	0.30%
1286	RCSPIMCO STRATEGIC INCOME FD IN	50,008	$481K	0.30%
1287	—QUORUM HEALTH CORP	44,906	$481K	0.30%
1288	—MULTI COLOR CORP	7,574	$480K	0.30%
1289	NVAXNOVAVAX INC	295,347	$480K	0.30%
1290	DHRDANAHER CORP DEL	3,757,519	$479K	0.30%	Put
1291	LILALIBERTY GLOBAL PLC	14,860	$479K	0.30%
1292	—EVERBANK FINL CORP	32,144	$478K	0.30%
1293	XHRXENIA HOTELS & RESORTS INC	28,508	$478K	0.30%
1294	RLJRLJ LODGING TR	22,274	$478K	0.30%
1295	—AMERICAN CAPITAL AGENCY CORP	2,829,847	$478K	0.30%
1296	BWEURBABCOCK & WILCOX ENTERPRIS I	32,469	$477K	0.30%
1297	SYLDCAMBRIA ETF TR	16,897	$477K	0.30%
1298	—MOBILEYE N V AMSTELVEEN	279,869	$476K	0.30%	Put
1299	SSFSENSIENT TECHNOLOGIES CORP	6,705	$476K	0.30%
1300	ECHISHARES	12,951	$476K	0.30%

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