UBS Group AG Q2 2016 Filing

Filed August 12, 2016

Portfolio Value

$159.2M

Holdings

6,868

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (6,868 positions)

#	Stock	Shares	Value	% Portfolio	Type
1301	SSFSENSIENT TECHNOLOGIES CORP	6,705	$476K	0.30%
1302	AGENEURAGENUS INC	117,326	$475K	0.30%
1303	IVVISHARES TR	2,253,156	$474K	0.30%
1304	FNDXSCHWAB STRATEGIC TR	15,618	$473K	0.30%
1305	WGOWINNEBAGO INDS INC	20,658	$473K	0.30%
1306	PHYS/USPROTT PHYSICAL GOLD TRUST	43,075	$473K	0.30%
1307	CFCF INDS HLDGS INC	594,915	$473K	0.30%	Put
1308	AXSAXIS CAPITAL HOLDINGS LTD	91,540	$473K	0.30%
1309	ICEINTERCONTINENTAL EXCHANGE IN	948,019	$472K	0.30%	Put
1310	DGRSWISDOMTREE TR	16,492	$472K	0.30%
1311	OMFONEMAIN HLDGS INC	20,654	$472K	0.30%
1312	MLPMAUI LD & PINEAPPLE INC	65,325	$472K	0.30%
1313	—BARCLAYS BANK PLC	19,923	$472K	0.30%
1314	CGOCALAMOS GLOBAL TOTAL RETURN	43,224	$471K	0.30%
1315	SRGSERITAGE GROWTH PPTYS	9,440	$471K	0.30%
1316	LDURPIMCO ETF TR	4,686	$471K	0.30%
1317	VFCV F CORP	6,550,378	$471K	0.30%
1318	—WINDSTREAM HLDGS INC	232,592	$471K	0.30%
1319	9990302DAPACHE CORP	412,439	$471K	0.30%	Put
1320	HOMBHOME BANCSHARES INC	23,760	$470K	0.30%
1321	RRCRANGE RES CORP	94,859	$470K	0.29%
1322	YYEURYY INC	49,618	$469K	0.29%	Call
1323	EUSAISHARES	10,700	$469K	0.29%
1324	—BNC BANCORP	20,621	$468K	0.29%
1325	XLFISELECT SECTOR SPDR TR	8,481,463	$468K	0.29%	Put
1326	CCEPCOCA COLA EUROPEAN PARTNERS	308,374	$468K	0.29%
1327	AKRACADIA RLTY TR	13,101	$466K	0.29%
1328	HLIHOULIHAN LOKEY INC	20,811	$466K	0.29%
1329	PRAAPRA GROUP INC	19,258	$466K	0.29%
1330	—STAPLES INC	2,233,054	$466K	0.29%	Put
1331	FLIRFLIR SYS INC	55,575	$465K	0.29%
1332	MEIMETHODE ELECTRS INC	46,314	$464K	0.29%
1333	DBDEURDIEBOLD INC	99,825	$464K	0.29%	Call
1334	SFESSAFEGUARD SCIENTIFICS INC	37,108	$464K	0.29%
1335	—BARCLAYS BK PLC	42,916	$464K	0.29%
1336	GEF/BGREIF INC	8,450	$463K	0.29%
1337	TXNMPNM RES INC	13,050	$463K	0.29%
1338	FLSFLOWSERVE CORP	41,029	$462K	0.29%
1339	—FIRST NIAGARA FINL GP INC	3,307,691	$462K	0.29%
1340	TGNATEGNA INC	174,812	$462K	0.29%
1341	BDXBECTON DICKINSON & CO	1,487,462	$461K	0.29%
1342	—VANGUARD NAT RES LLC	326,177	$461K	0.29%	Put
1343	GXGUSDGLOBAL X FDS	50,450	$461K	0.29%
1344	BHCVALEANT PHARMACEUTICALS INTL	1,000,314	$461K	0.29%	Put
1345	—CPI CARD GROUP INC	341,743	$460K	0.29%	Put
1346	SLCAU S SILICA HLDGS INC	13,339	$460K	0.29%
1347	—C1 FINL INC	19,660	$459K	0.29%
1348	JRVRJAMES RIV GROUP LTD	13,530	$459K	0.29%
1349	SQMSOCIEDAD QUIMICA MINERA DE C	18,559	$459K	0.29%
1350	—MANAGED DURATION INVT GRD FU	31,163	$459K	0.29%
1351	BFSSAUL CTRS INC	7,434	$459K	0.29%
1352	—RAIT FINANCIAL TRUST	146,611	$459K	0.29%
1353	EDCONSOLIDATED EDISON INC	333,913	$458K	0.29%
1354	NCNACCO INDS INC	8,172	$458K	0.29%
1355	XLVSELECT SECTOR SPDR TR	6,383,669	$458K	0.29%	Put
1356	WLYWILEY JOHN & SONS INC	52,492	$457K	0.29%
1357	—DUN & BRADSTREET CORP DEL NE	30,426	$457K	0.29%
1358	SWN1EURSOUTHWESTERN ENERGY CO	13,066,413	$457K	0.29%	Put
1359	—AMERICAN SCIENCE & ENGR INC	12,191	$456K	0.29%
1360	EPOLISHARES TR	26,868	$456K	0.29%
1361	SIXEURSIX FLAGS ENTMT CORP NEW	152,635	$455K	0.29%
1362	SYU1SYNOVUS FINL CORP	145,821	$455K	0.29%
1363	BSACBANCO SANTANDER CHILE NEW	23,466	$454K	0.29%
1364	—OUTERWALL INC	128,894	$454K	0.29%	Put
1365	—ALLERGAN PLC	1,963,046	$454K	0.28%	Put
1366	—STAMPS COM INC	5,184	$453K	0.28%
1367	RRXREGAL BELOIT CORP	8,220	$453K	0.28%
1368	BRCBRADY CORP	14,778	$452K	0.28%
1369	FLOFLOWERS FOODS INC	311,250	$451K	0.28%
1370	—NIC INC	20,545	$451K	0.28%
1371	GNTXGENTEX CORP	349,999	$451K	0.28%
1372	CAASEURCHINA AUTOMOTIVE SYS INC	139,030	$449K	0.28%
1373	MDXGMIMEDX GROUP INC	56,269	$449K	0.28%
1374	TQQQPROSHARES TR	4,666	$449K	0.28%
1375	ALKSALKERMES PLC	85,057	$448K	0.28%
1376	SIGSIGNET JEWELERS LIMITED	56,440	$448K	0.28%	Call
1377	QQQEDIREXION SHS ETF TR	7,177	$448K	0.28%
1378	—MAXPOINT INTERACTIVE INC	41,449	$448K	0.28%
1379	BKOBLUEROCK RESIDENTIAL GRW REI	34,460	$448K	0.28%
1380	TMPTOMPKINS FINANCIAL CORPORATI	6,872	$447K	0.28%
1381	AMXNAMERICA MOVIL SAB DE CV	420,012	$447K	0.28%
1382	—KCAP FINL INC	729,599	$446K	0.28%
1383	WCCWESCO INTL INC	8,657	$446K	0.28%
1384	HEHAWAIIAN ELEC INDUSTRIES	63,933	$446K	0.28%
1385	—PROSHARES TR	12,775	$445K	0.28%
1386	RYAAYRYANAIR HLDGS PLC	69,621	$444K	0.28%
1387	0DFCDIREXION SHS ETF TR	107,341	$444K	0.28%	Call
1388	GGGGRACO INC	52,986	$443K	0.28%
1389	BATRAUSDLIBERTY MEDIA CORP DELAWARE	29,396	$442K	0.28%
1390	PKGPACKAGING CORP AMER	121,577	$442K	0.28%	Call
1391	—AVEXIS INC	11,595	$441K	0.28%
1392	—B/E AEROSPACE INC	194,049	$441K	0.28%
1393	LSXMKUSDLIBERTY MEDIA CORP DELAWARE	318,563	$440K	0.28%
1394	SPYSPDR S&P 500 ETF TR	78,442,430	$440K	0.28%	Put
1395	WFCWELLS FARGO & CO NEW	9,283,477	$439K	0.28%	Put
1396	IEMGISHARES INC	10,492,783	$439K	0.28%
1397	—UBS AG JERSEY BRH	31,550	$439K	0.28%
1398	RHPRYMAN HOSPITALITY PPTYS INC	43,046	$439K	0.28%
1399	CXWCORRECTIONS CORP AMER NEW	45,159	$438K	0.28%
1400	—MCEWEN MNG INC	113,752	$438K	0.28%

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