UBS Group AG Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$193.2M

Holdings

6,800

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (6,800 positions)

#	Stock	Shares	Value	% Portfolio	Type
901	LTPZPIMCO ETF TR	9,041	$594K	0.31%
902	PAIWESTERN ASSET INCOME FD	39,742	$593K	0.31%
903	—SOURCE CAP INC	15,310	$592K	0.31%
904	PSOPEARSON PLC	66,047	$592K	0.31%
905	—AGRIUM INC	327,580	$591K	0.31%
906	FNVFRANCO NEVADA CORP	339,396	$591K	0.31%	Put
907	LOGILOGITECH INTL S A	1,512,256	$591K	0.31%	Put
908	—KAPSTONE PAPER & PACKAGING C	28,601	$590K	0.31%
909	—NUVEEN OHIO QLTY MUN INCOME	39,284	$589K	0.30%
910	ANATUSDAMERICAN NATL INS CO	5,061	$589K	0.30%
911	—POWERSHARES ETF TR II	12,605	$588K	0.30%
912	STNSTANTEC INC	23,366	$587K	0.30%
913	—CURRENCYSHARES AUSTRALIAN DL	7,622	$586K	0.30%
914	—BLACKROCK MUNIHOLDNGS QLTY I	43,564	$586K	0.30%
915	—ADVISORY BRD CO	360,088	$586K	0.30%	Put
916	EWZISHARES	17,144,607	$585K	0.30%	Put
917	—QUINTILES IMS HOLDINGS INC	52,074	$585K	0.30%	Put
918	SNPSSYNOPSYS INC	126,389	$585K	0.30%	Call
919	CMSCMS ENERGY CORP	131,732	$585K	0.30%
920	CO2ACATO CORP NEW	33,212	$584K	0.30%
921	—GARRISON CAP INC	423,168	$584K	0.30%
922	HOLXHOLOGIC INC	411,183	$583K	0.30%	Call
923	WEAWESTERN ALLIANCE BANCORP	69,399	$583K	0.30%
924	CMFISHARES TR	129,552	$583K	0.30%
925	NLYEURANNALY CAP MGMT INC	3,878,510	$582K	0.30%
926	—CARRIZO OIL & GAS INC	33,414	$582K	0.30%
927	NFLXNETFLIX INC	2,993,800	$581K	0.30%	Put
928	LBTYBLIBERTY GLOBAL PLC	73,875	$581K	0.30%
929	SMTCSEMTECH CORP	55,809	$580K	0.30%
930	CHTCHUNGHWA TELECOM CO LTD	67,200	$580K	0.30%
931	EWPISHARES	100,744	$580K	0.30%
932	—REYNOLDS AMERICAN INC	2,613,741	$580K	0.30%
933	VFLDELAWARE INVT NAT MUNI INC F	43,348	$579K	0.30%
934	DELLDELL TECHNOLOGIES INC	361,422	$579K	0.30%
935	—COMMERCEHUB INC	33,139	$578K	0.30%
936	VOOVANGUARD INDEX FDS	2,307,605	$577K	0.30%
937	LDURPIMCO ETF TR	5,684	$576K	0.30%
938	LPLLG DISPLAY CO LTD	162,797	$575K	0.30%
939	EXTREXTREME NETWORKS INC	62,267	$575K	0.30%
940	KLICKULICKE & SOFFA INDS INC	30,256	$575K	0.30%
941	—STONEMOR PARTNERS L P	60,730	$574K	0.30%
942	DOVDOVER CORP	440,094	$574K	0.30%	Put
943	YELPYELP INC	19,075	$573K	0.30%
944	MRAMEVERSPIN TECHNOLOGIES INC	28,694	$573K	0.30%
945	—FAIRMOUNT SANTROL HLDGS INC	147,042	$573K	0.30%	Put
946	—KINDRED BIOSCIENCES INC	66,595	$572K	0.30%
947	MASMASCO CORP	374,565	$572K	0.30%	Put
948	SONYSONY CORP	287,882	$571K	0.30%
949	—BIOSCRIP INC	210,353	$571K	0.30%
950	—POWERSHARES ETF TRUST	9,305	$570K	0.30%
951	PZDUSDPOWERSHARES ETF TRUST	14,758	$569K	0.29%
952	TTS1EURTILE SHOP HLDGS INC	27,535	$569K	0.29%
953	UPSUNITED PARCEL SERVICE INC	5,138,400	$568K	0.29%	Put
954	APLEAPPLE HOSPITALITY REIT INC	197,997	$568K	0.29%
955	LLOEWS CORP	178,037	$568K	0.29%
956	BSBRBANCO SANTANDER BRASIL S A	75,282	$567K	0.29%
957	FTITECHNIPFMC PLC	1,269,560	$567K	0.29%	Call
958	—INNERWORKINGS INC	48,783	$566K	0.29%
959	TRCTEJON RANCH CO	27,443	$566K	0.29%
960	WSMWILLIAMS SONOMA INC	339,585	$566K	0.29%	Put
961	BKCCUSDBLACKROCK CAPITAL INVESTMENT	1,348,374	$566K	0.29%
962	ACREARES COML REAL ESTATE CORP	43,176	$565K	0.29%
963	—FIRST TR/ABERDEEN EMERG OPT	35,192	$565K	0.29%
964	CICIGNA CORPORATION	254,521	$564K	0.29%
965	NCLHNORWEGIAN CRUISE LINE HLDGS	47,434	$564K	0.29%
966	WATTENERGOUS CORP	34,771	$564K	0.29%	Put
967	ROICUSDRETAIL OPPORTUNITY INVTS COR	29,388	$564K	0.29%
968	SEESEALED AIR CORP NEW	2,062,172	$564K	0.29%	Put
969	CMACOMERICA INC	193,629	$564K	0.29%
970	ANETEURARISTA NETWORKS INC	224,618	$563K	0.29%
971	ELPCCOMPANHIA PARANAENSE ENERG C	76,754	$563K	0.29%
972	SMOGVANECK VECTORS ETF TR	9,398	$563K	0.29%
973	USOUNITED STATES OIL FUND LP	252,640	$563K	0.29%
974	SUSUNCOR ENERGY INC NEW	18,842,724	$562K	0.29%	Put
975	MHFWESTERN ASSET MUN HI INCM FD	76,270	$562K	0.29%
976	GOOGLALPHABET INC	1,591,514	$561K	0.29%	Put
977	—RYDEX ETF TRUST	20,672	$561K	0.29%
978	NXRTNEXPOINT RESIDENTIAL TR INC	22,513	$561K	0.29%
979	IWDISHARES TR	4,812,225	$560K	0.29%
980	RLJRLJ LODGING TR	28,153	$560K	0.29%
981	—BLACKROCK NY MUNI 2018 TERM	37,476	$560K	0.29%
982	—EMERGE ENERGY SVCS LP	912,877	$560K	0.29%	Put
983	—CARE COM INC	37,021	$559K	0.29%
984	—KNIGHT TRANSN INC	15,080	$559K	0.29%
985	—CALPINE CORP	1,472,607	$558K	0.29%	Call
986	UNHUNITEDHEALTH GROUP INC	2,304,683	$557K	0.29%	Put
987	—STATOIL ASA	708,938	$557K	0.29%
988	—STONE ENERGY CORP	30,300	$557K	0.29%
989	PXGBXPRAXAIR INC	3,585,809	$555K	0.29%	Put
990	ESRTEMPIRE ST RLTY TR INC	26,716	$555K	0.29%
991	ACGLARCH CAP GROUP LTD	192,022	$554K	0.29%
992	THD*ISHARES	21,257	$554K	0.29%
993	SSOPROSHARES TR	6,195	$554K	0.29%
994	—BLACKROCK MUNI INCOME INV QL	37,539	$554K	0.29%
995	—BLUE BUFFALO PET PRODS INC	24,249	$553K	0.29%
996	HOGHARLEY DAVIDSON INC	276,180	$551K	0.29%	Put
997	MPCMARATHON PETE CORP	541,923	$551K	0.29%	Put
998	MOALTRIA GROUP INC	6,561,242	$549K	0.28%	Put
999	VYXNCR CORP NEW	44,372	$546K	0.28%
1000	PINCPREMIER INC	48,515	$546K	0.28%

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