UBS Group AG Q2 2017 Filing

Filed August 14, 2017

Portfolio Value

$193.2M

Holdings

6,800

Report Date

Q2 2017

Filing Type

13F-HR

All Holdings (6,800 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	WFCWELLS FARGO CO NEW	11,527,982	$639K	0.33%	Put
802	—WEINGARTEN RLTY INVS	99,160	$638K	0.33%
803	WMBWILLIAMS COS INC DEL	2,858,960	$637K	0.33%	Put
804	PJ4APARK CITY GROUP INC	52,426	$637K	0.33%
805	SHESPDR SER TR	9,494	$637K	0.33%
806	COMTISHARES U S ETF TR	19,504	$636K	0.33%
807	VIRTVIRTU FINL INC	184,231	$635K	0.33%
808	UVEUNIVERSAL INS HLDGS INC	25,181	$634K	0.33%
809	DEODIAGEO P L C	3,980,698	$634K	0.33%	Put
810	AQLTISHARES TR	1,683,575	$634K	0.33%
811	HEIHEICO CORP NEW	50,513	$634K	0.33%
812	WRKUSDWESTROCK CO	297,526	$633K	0.33%
813	CDZICADIZ INC	46,902	$633K	0.33%
814	—FST TR NEW OPPORT MLP & ENE	48,116	$633K	0.33%
815	—BLACKROCK MUNIYLD INVST QLTY	44,901	$632K	0.33%
816	—LINE CORP	18,173	$632K	0.33%
817	JLSNUVEEN MTG OPPORTUNITY TERM	24,639	$631K	0.33%
818	INCOCOLUMBIA ETF TR II	15,098	$630K	0.33%
819	TXRHTEXAS ROADHOUSE INC	12,367	$630K	0.33%
820	HYMBSPDR SERIES TRUST	269,705	$630K	0.33%
821	NWBINORTHWEST BANCSHARES INC MD	40,302	$629K	0.33%
822	—SCHULMAN A INC	19,655	$629K	0.33%
823	EGOELDORADO GOLD CORP NEW	238,269	$629K	0.33%
824	FANGDIAMONDBACK ENERGY INC	304,883	$628K	0.33%	Put
825	—QUICKLOGIC CORP	430,109	$628K	0.33%
826	HIFSHINGHAM INSTN SVGS MASS	3,453	$628K	0.33%
827	CECELANESE CORP DEL	403,105	$628K	0.32%
828	CELGCELGENE CORP	4,032,438	$628K	0.32%	Put
829	EBSEMERGENT BIOSOLUTIONS INC	18,428	$626K	0.32%
830	AMTAMERICAN TOWER CORP NEW	3,640,159	$626K	0.32%	Put
831	AREALEXANDRIA REAL ESTATE EQ IN	41,321	$625K	0.32%
832	—BLACKROCK MUNI 2018 TERM TR	41,587	$625K	0.32%
833	CAASEURCHINA AUTOMOTIVE SYS INC	128,882	$623K	0.32%
834	—TIER REIT INC	33,662	$622K	0.32%
835	—PIMCO ETF TR	12,257	$621K	0.32%
836	—ATWOOD OCEANICS INC	76,125	$620K	0.32%
837	NVMINOVA MEASURING INSTRUMENTS L	28,094	$620K	0.32%
838	HEEMISHARES INC	25,727	$620K	0.32%
839	—IMMUNOMEDICS INC	70,164	$620K	0.32%
840	0E41ENLINK MIDSTREAM LLC	254,118	$619K	0.32%
841	ADPAUTOMATIC DATA PROCESSING IN	1,005,933	$619K	0.32%
842	EMNEASTMAN CHEM CO	354,127	$618K	0.32%
843	DRQEURDRIL-QUIP INC	12,645	$618K	0.32%
844	INCYINCYTE CORP	302,289	$617K	0.32%
845	LNGCHENIERE ENERGY INC	314,734	$617K	0.32%	Call
846	EMBJEMBRAER S A	89,206	$616K	0.32%
847	BRK-BQUALITY CARE PPTYS INC	33,640	$616K	0.32%
848	—ECHO GLOBAL LOGISTICS INC	30,959	$616K	0.32%
849	—VANECK VECTORS ETF TR	14,487	$615K	0.32%
850	HSTHOST HOTELS & RESORTS INC	92,328	$614K	0.32%	Put
851	EWEDWARDS LIFESCIENCES CORP	915,761	$614K	0.32%	Put
852	BNDVANGUARD BD INDEX FD INC	4,404,700	$612K	0.32%
853	CHMICHERRY HILL MTG INVT CORP	33,156	$612K	0.32%
854	—LA QUINTA HLDGS INC	41,374	$612K	0.32%	Call
855	HLFHERBALIFE LTD	5,525,257	$612K	0.32%	Put
856	CHHCHOICE HOTELS INTL INC	30,451	$611K	0.32%
857	HZN1USDHORIZON GLOBAL CORP	42,557	$611K	0.32%
858	EMTLSSGA ACTIVE TR	78,087	$610K	0.32%
859	METMETLIFE INC	4,516,058	$610K	0.32%	Put
860	EWYISHARES	1,883,619	$609K	0.32%	Put
861	MUFGMITSUBISHI UFJ FINL GROUP IN	90,292	$609K	0.32%
862	EWLISHARES	759,965	$608K	0.31%
863	ALEXALEXANDER & BALDWIN INC NEW	14,692	$608K	0.31%
864	PSMTPRICESMART INC	25,640	$608K	0.31%
865	DWXSPDR INDEX SHS FDS	643,807	$608K	0.31%
866	VNMVANECK VECTORS ETF TR	117,813	$607K	0.31%
867	IBTXUSDINDEPENDENT BK GROUP INC	10,217	$607K	0.31%
868	EQTEQT CORP	1,557,256	$607K	0.31%	Put
869	BALLBALL CORP	300,524	$605K	0.31%	Call
870	QLTAISHARES TR	11,546	$605K	0.31%
871	JEGBPJUST ENERGY GROUP INC	115,353	$604K	0.31%
872	AUPHAURINIA PHARMACEUTICALS INC	98,540	$604K	0.31%
873	LPTUSDLIBERTY PPTY TR	69,327	$603K	0.31%
874	—JUNO THERAPEUTICS INC	187,696	$603K	0.31%	Put
875	HLIHOULIHAN LOKEY INC	17,279	$603K	0.31%
876	—PORTOLA PHARMACEUTICALS INC	10,747	$603K	0.31%
877	MDPUSDMEREDITH CORP	74,073	$603K	0.31%
878	OIIOCEANEERING INTL INC	26,381	$602K	0.31%
879	S76STORE CAP CORP	26,827	$602K	0.31%
880	RIGTRANSOCEAN LTD	861,391	$601K	0.31%	Put
881	GPROGOPRO INC	248,752	$601K	0.31%
882	—COACH INC	732,827	$601K	0.31%	Put
883	FULFULLER H B CO	11,761	$601K	0.31%
884	PVHPVH CORP	93,309	$599K	0.31%	Call
885	FBINFORTUNE BRANDS HOME & SEC IN	255,137	$599K	0.31%	Put
886	COHRII VI INC	17,474	$599K	0.31%
887	HLTHILTON WORLDWIDE HLDGS INC	973,744	$599K	0.31%	Put
888	NCMIEURNATIONAL CINEMEDIA INC	80,702	$598K	0.31%
889	TMPTOMPKINS FINANCIAL CORPORATI	7,592	$598K	0.31%
890	ENRENERGIZER HLDGS INC NEW	12,454	$598K	0.31%
891	XVMMXDELAWARE INV MN MUN INC FD I	40,795	$598K	0.31%
892	CCKCROWN HOLDINGS INC	108,911	$597K	0.31%	Call
893	EMEEMCOR GROUP INC	29,242	$596K	0.31%
894	—BLACKROCK MUNIC INCM INVST T	39,755	$596K	0.31%
895	CBCHUBB LIMITED	3,497,189	$595K	0.31%	Put
896	JRVRJAMES RIV GROUP LTD	66,388	$594K	0.31%
897	LTPZPIMCO ETF TR	9,041	$594K	0.31%
898	NWLINATIONAL WESTN LIFE GROUP IN	1,859	$594K	0.31%
899	ENQENTEGRIS INC	27,030	$594K	0.31%
900	FFBCFIRST FINL BANCORP OH	21,429	$594K	0.31%

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