UBS Group AG Q2 2020 Filing

Filed July 31, 2020

Portfolio Value

$236.8M

Holdings

7,175

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (7,175 positions)

#	Stock	Shares	Value	% Portfolio	Type
3101	APPSDIGITAL TURBINE INC	62,630	$787K	0.33%
3102	—BLACKROCK NY MUN INCOME TR I	57,224	$787K	0.33%
3103	USNAUSANA HEALTH SCIENCES INC	10,704	$786K	0.33%
3104	SCSCSCANSOURCE INC	32,547	$784K	0.33%
3105	FSVFIRSTSERVICE CORP NEW	7,780	$783K	0.33%
3106	SBSISOUTHSIDE BANCSHARES INC	28,279	$783K	0.33%
3107	—AMERICAN FIN TR INC	98,442	$781K	0.33%
3108	FNDFLOOR & DECOR HLDGS INC	13,552	$781K	0.33%
3109	EOTEATON VANCE NATL MUN OPPORTU	39,678	$780K	0.33%
3110	SRCE1ST SOURCE CORP	21,919	$780K	0.33%
3111	TBFPROSHARES TR	50,485	$780K	0.33%
3112	NAZNUVEEN ARIZONA QLTY MUN INC	57,349	$780K	0.33%
3113	GGZGABELLI GLB SML & MD CP VAL	87,581	$778K	0.33%
3114	SPEUSPDR INDEX SHS FDS	24,708	$777K	0.33%
3115	BTABLACKROCK LONG-TERM MUNI ADV	65,427	$775K	0.33%
3116	PETQEURPETIQ INC	22,206	$773K	0.33%
3117	HTHHILLTOP HOLDINGS INC	41,611	$768K	0.32%
3118	BKOBLUEROCK RESIDENTIAL GWT REI	94,840	$767K	0.32%
3119	—NUVEEN ENHANCED MUN VALUE FD	52,569	$767K	0.32%
3120	CTBICOMMUNITY TR BANCORP INC	23,427	$767K	0.32%
3121	QTWOQ2 HLDGS INC	8,932	$766K	0.32%
3122	ERHWELLS FARGO UTILITIES AND HI	59,208	$765K	0.32%
3123	COSCNO FINL GROUP INC	49,138	$765K	0.32%
3124	—VIRTUSA CORP	23,574	$765K	0.32%
3125	SFSTIFEL FINL CORP	16,115	$764K	0.32%
3126	—NATIONAL GEN HLDGS CORP	35,319	$763K	0.32%
3127	CEVACEVA INC	20,397	$763K	0.32%
3128	SBG1SEACOAST BKG CORP FLA	37,352	$762K	0.32%
3129	USOUNITED STS OIL FD LP	27,155	$762K	0.32%
3130	DKLDELEK LOGISTICS PARTNERS LP	33,220	$761K	0.32%
3131	MRTNMARTEN TRANS LTD	30,228	$761K	0.32%
3132	PLABPHOTRONICS INC	68,256	$760K	0.32%
3133	MR4MERIDIAN BIOSCIENCE INC	32,592	$759K	0.32%
3134	WKHSEURWORKHORSE GROUP INC	43,678	$759K	0.32%
3135	BCRXBIOCRYST PHARMACEUTICALS INC	158,876	$757K	0.32%
3136	PNNTPENNANTPARK INVT CORP	215,329	$756K	0.32%
3137	UMHUMH PPTYS INC	58,449	$756K	0.32%
3138	ATDALLEGHENY TECHNOLOGIES INC	74,078	$755K	0.32%
3139	KOSKOSMOS ENERGY LTD	454,495	$754K	0.32%
3140	THGHANOVER INS GROUP INC	7,437	$754K	0.32%
3141	SAFTSAFETY INS GROUP INC	9,875	$753K	0.32%
3142	—SPECIAL OPPORTUNITIES FD INC	29,872	$752K	0.32%
3143	HEQJOHN HANCOCK HDG EQ & INC FD	66,904	$752K	0.32%
3144	—CABOT MICROELECTRONICS CORP	5,383	$752K	0.32%
3145	—TORTOISE ESSENTIAL ASSETS IN	67,229	$751K	0.32%
3146	JELDJELD-WEN HLDG INC	46,541	$750K	0.32%
3147	ISMDNORTHERN LTS FD TR IV	33,136	$749K	0.32%
3148	MATVSCHWEITZER-MAUDUIT INTL INC	22,404	$748K	0.32%
3149	EYENATIONAL VISION HLDGS INC	24,532	$748K	0.32%
3150	RESRPC INC	242,908	$748K	0.32%
3151	DMBBNY MELLON MUN BD INFRASTRUC	57,074	$747K	0.32%
3152	GNWGENWORTH FINL INC	323,129	$746K	0.32%
3153	WGOWINNEBAGO INDS INC	11,174	$745K	0.31%
3154	S7VSALLY BEAUTY HLDGS INC	59,421	$744K	0.31%
3155	COLBCOLUMBIA BKG SYS INC	26,277	$744K	0.31%
3156	CHCTCOMMUNITY HEALTHCARE TR INC	18,189	$744K	0.31%
3157	PBPROSPERITY BANCSHARES INC	12,505	$743K	0.31%
3158	—GREAT WESTN BANCORP INC	54,010	$743K	0.31%
3159	PGTIUSDPGT INNOVATIONS INC	47,364	$743K	0.31%
3160	ARCTARCTURUS THERAPEUTICS HLDG I	15,888	$743K	0.31%
3161	CSWCCAPITAL SOUTHWEST CORP	55,083	$742K	0.31%
3162	HFWAHERITAGE FINL CORP WASH	36,978	$740K	0.31%
3163	FLCFLAHERTY & CRUMRINE TOTAL RE	37,216	$738K	0.31%
3164	EMOCLEARBRIDGE MLP AND MIDSTRM	231,000	$737K	0.31%
3165	—GOLDMAN SACHS MLP INC OPP FD	76,964	$737K	0.31%
3166	TOWNTOWNEBANK PORTSMOUTH VA	39,089	$736K	0.31%
3167	VYXNCR CORP NEW	42,479	$736K	0.31%
3168	FDUSFIDUS INVT CORP	80,989	$735K	0.31%
3169	SHGSHINHAN FINANCIAL GROUP CO L	30,547	$735K	0.31%
3170	EIRLISHARES TR	19,415	$735K	0.31%
3171	VTHRVANGUARD SCOTTSDALE FDS	5,244	$734K	0.31%
3172	CLBKCOLUMBIA FINL INC	52,586	$734K	0.31%	Call
3173	FDPFRESH DEL MONTE PRODUCE INC	29,818	$734K	0.31%
3174	IDEVOYA INFRASTRUCTURE INDLS &	81,434	$734K	0.31%
3175	LNWOSCIENTIFIC GAMES CORP	47,443	$733K	0.31%
3176	GLADUSDGLADSTONE CAPITAL CORP	100,201	$733K	0.31%
3177	9KGNEXTIER OILFIELD SOLUTIONS	298,612	$732K	0.31%
3178	—JOHN HANCOCK EXCHANGE TRADED	22,243	$731K	0.31%
3179	SBLKSTAR BULK CARRIERS CORP.	110,775	$731K	0.31%
3180	CIBEURBANCOLOMBIA S A	27,786	$731K	0.31%
3181	—SOLAR SR CAP LTD	56,924	$730K	0.31%
3182	QDEFFLEXSHARES TR	17,461	$730K	0.31%
3183	HANHAWAIIAN HOLDINGS INC	51,904	$729K	0.31%
3184	BSJPINVESCO EXCH TRD SLF IDX FD	31,755	$723K	0.31%
3185	ORANYORANGE	60,690	$722K	0.30%
3186	MTRNMATERION CORP	11,726	$721K	0.30%
3187	IBKCIBERIABANK CORP	15,845	$721K	0.30%
3188	CNDTCONDUENT INC	301,454	$721K	0.30%
3189	—FLEXSHARES TR	17,146	$720K	0.30%
3190	INFUINFUSYSTEM HLDGS INC	62,323	$719K	0.30%
3191	—CENTRAL EUROPEAN MEDIA ENTRP	202,999	$719K	0.30%
3192	MTXMINERALS TECHNOLOGIES INC	15,305	$718K	0.30%
3193	—TUFIN SOFTWARE TECHNOLOGIS L	75,001	$716K	0.30%	Call
3194	PDPAGERDUTY INC	25,034	$716K	0.30%
3195	—BANCORPSOUTH BK TUPELO MISS	31,457	$715K	0.30%
3196	TRNTRINITY INDS INC	33,518	$713K	0.30%
3197	XVMMXDELAWARE INVTS MINN MUN INCO	56,288	$712K	0.30%
3198	TRSTRIMAS CORP	29,699	$712K	0.30%
3199	OPPEWISDOMTREE TR	26,505	$711K	0.30%
3200	JXC1J2 GLOBAL INC	11,250	$711K	0.30%

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