UBS Group AG Q2 2020 Filing

Filed July 31, 2020

Portfolio Value

$236.8M

Holdings

7,175

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (7,175 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	AMJEURJPMORGAN CHASE & CO	53,801	$710K	0.30%
3202	VSTVISTRA ENERGY CORP	38,107	$709K	0.30%
3203	VREXVAREX IMAGING CORP	46,725	$708K	0.30%
3204	IHDVOYA EMERGING MKTS HIGH DIVI	113,918	$707K	0.30%
3205	SCHLSCHOLASTIC CORP	23,586	$706K	0.30%
3206	SUPNSUPERNUS PHARMACEUTICALS INC	29,717	$706K	0.30%
3207	FTFFRANKLIN LTD DURATION INCOME	83,399	$706K	0.30%
3208	SUZSUZANO S A	104,390	$706K	0.30%
3209	IPKWINVESCO EXCH TRADED FD TR II	24,385	$705K	0.30%
3210	STEWBOULDER GROWTH & INCOME FD I	74,890	$705K	0.30%
3211	STBAS & T BANCORP INC	30,040	$705K	0.30%
3212	AOKISHARES TR	19,366	$705K	0.30%
3213	PXLWEURPIXELWORKS INC	218,222	$705K	0.30%
3214	—TRUSTCO BK CORP N Y	111,307	$704K	0.30%
3215	ARRUSDARMOUR RESIDENTIAL REIT INC	74,936	$704K	0.30%
3216	GFFGRIFFON CORP	37,993	$703K	0.30%
3217	TDCTERADATA CORP DEL	33,643	$700K	0.30%
3218	ERIIENERGY RECOVERY INC	92,202	$700K	0.30%
3219	XIGDXVOYA GLBL EQTY DIV & PREM OP	144,480	$698K	0.29%
3220	NOG1EURNORTHERN OIL & GAS INC NEV	829,648	$697K	0.29%	Put
3221	WSFSWSFS FINL CORP	24,244	$696K	0.29%
3222	ANAUTONATION INC	18,487	$695K	0.29%
3223	KMDAKAMADA LTD	89,595	$695K	0.29%
3224	MRAMEVERSPIN TECHNOLOGIES INC	98,868	$694K	0.29%
3225	—ROYAL BK SCOTLAND GROUP PLC	227,604	$694K	0.29%
3226	—BROADMARK RLTY CAP INC	73,351	$694K	0.29%
3227	NVRNVR INC	2,797	$692K	0.29%
3228	BLESNORTHERN LTS FD TR IV	26,352	$691K	0.29%
3229	BKCCUSDBLACKROCK CAP INVT CORP	257,905	$689K	0.29%
3230	4DHDANA INCORPORATED	56,545	$689K	0.29%
3231	RZGINVESCO EXCHANGE TRADED FD T	6,862	$688K	0.29%
3232	—WESTERN ASSET MUN DEF OPP TR	34,755	$686K	0.29%
3233	ACPABERDEEN INCOME CR STRATEGIE	76,488	$685K	0.29%
3234	—GS ACQUISITION HLDGS CORP II	65,000	$683K	0.29%
3235	2L9BLUEPRINT MEDICINES CORP	8,753	$683K	0.29%
3236	PSTGPURE STORAGE INC	39,418	$683K	0.29%
3237	—BLACKROCK NY MUNICIPAL BOND	43,446	$682K	0.29%
3238	CYRXCRYOPORT INC	22,524	$682K	0.29%
3239	—PPD INC	25,383	$680K	0.29%
3240	USCIUNITED STS COMMODITY INDEX F	25,534	$679K	0.29%
3241	MHIPIONEER MUN HIGH INCOME TR	60,171	$679K	0.29%
3242	APGAPI GROUP CORP	55,791	$678K	0.29%
3243	AQLTISHARES TR	9,152	$678K	0.29%
3244	—GENMARK DIAGNOSTICS INC	46,043	$677K	0.29%
3245	JPEMJ P MORGAN EXCHANGE-TRADED F	14,730	$677K	0.29%
3246	XPMAXPIONEER MUN HIGH INCOME ADVA	64,459	$677K	0.29%
3247	CPGCRESCENT PT ENERGY CORP	414,970	$676K	0.29%
3248	BLKCHFBLACKROCK INC	1,241,087	$675K	0.29%	Put
3249	PINCPREMIER INC	19,704	$675K	0.29%
3250	EFTTECHTARGET INC	22,454	$675K	0.29%
3251	KELYAKELLY SVCS INC	42,689	$675K	0.29%
3252	MORTVANECK VECTORS ETF TR	50,081	$674K	0.28%
3253	—MOLECULAR TEMPLATES INC	48,893	$674K	0.28%
3254	MODNEURMODEL N INC	19,354	$672K	0.28%
3255	HOLIHOLLYSYS AUTOMATION TCHNGY L	50,551	$672K	0.28%
3256	PGENPRECIGEN INC	134,607	$671K	0.28%
3257	FCNFTI CONSULTING INC	5,849	$670K	0.28%
3258	RUBIEURRUBICON PROJ INC	100,314	$669K	0.28%
3259	VMIVALMONT INDS INC	5,889	$669K	0.28%
3260	AFKVANECK VECTORS ETF TR	40,786	$669K	0.28%
3261	HNGRUSDHANGER INC	40,365	$668K	0.28%
3262	IDAIDACORP INC	7,631	$667K	0.28%
3263	JCENUVEEN CORE EQUITY ALPHA FD	54,586	$666K	0.28%
3264	CAPLCROSSAMERICA PARTNERS LP	49,495	$666K	0.28%
3265	CNSLEURCONSOLIDATED COMM HLDGS INC	98,353	$666K	0.28%
3266	NPOENPRO INDS INC	13,481	$665K	0.28%
3267	ARCBARCBEST CORP	25,083	$665K	0.28%
3268	LGFEURLIONS GATE ENTMNT CORP	89,408	$663K	0.28%
3269	CHCOCITY HLDG CO	10,152	$662K	0.28%
3270	—LUMINEX CORP DEL	20,314	$661K	0.28%
3271	PRVBUSDPROVENTION BIO INC	46,793	$660K	0.28%
3272	—BARCLAYS BANK PLC	72,385	$660K	0.28%
3273	OCFCOCEANFIRST FINL CORP	37,390	$659K	0.28%
3274	GAMGENERAL AMERN INVS INC	20,657	$658K	0.28%
3275	NKTREURNEKTAR THERAPEUTICS	28,412	$658K	0.28%
3276	—SHARPS COMPLIANCE CORP	93,515	$658K	0.28%
3277	—IVY HIGH INCOME OPPORTUNITIE	58,440	$657K	0.28%
3278	BWGBRANDYWINEGBL GLBAL INM OPRT	56,956	$657K	0.28%
3279	—NUVEEN PFD & INCOME 2022 TER	29,178	$656K	0.28%
3280	VBTXVERITEX HLDGS INC	37,096	$656K	0.28%
3281	NVSTENVISTA HOLDINGS CORPORATION	31,061	$655K	0.28%
3282	PSLINVESCO EXCHANGE TRADED FD T	10,060	$654K	0.28%
3283	KEXKIRBY CORP	12,175	$653K	0.28%
3284	OGM1COGENT COMMUNICATIONS HLDGS	8,422	$652K	0.28%
3285	DNOWNOW INC	75,649	$652K	0.28%
3286	SYLDCAMBRIA ETF TR	20,221	$651K	0.27%
3287	AINALBANY INTL CORP	11,061	$649K	0.27%
3288	WMKWEIS MKTS INC	12,911	$647K	0.27%
3289	XWIAXWESTERN ASST INFLTN LKD INM	54,917	$647K	0.27%
3290	—UNITED STS BRENT OIL FD LP	59,957	$647K	0.27%
3291	PQ3PROVIDENT FINL SVCS INC	44,720	$646K	0.27%
3292	MBIMBIA INC	89,184	$646K	0.27%
3293	DSXDIANA SHIPPING INC	429,698	$645K	0.27%
3294	ACHOWENS & MINOR INC NEW	84,497	$644K	0.27%
3295	HYGHISHARES U S ETF TR	8,003	$643K	0.27%
3296	CRMTAMERICAS CAR MART INC	7,311	$642K	0.27%
3297	FCNCAFIRST CTZNS BANCSHARES INC N	1,585	$642K	0.27%
3298	VNOMVIPER ENERGY PARTNERS LP	61,950	$642K	0.27%
3299	OIIOCEANEERING INTL INC	100,265	$641K	0.27%
3300	SUXSYNNEX CORP	5,352	$641K	0.27%

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