UBS Group AG Q2 2020 Filing

Filed July 31, 2020

Portfolio Value

$236.8M

Holdings

7,175

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (7,175 positions)

#	Stock	Shares	Value	% Portfolio
5501	XJEQXABERDEEN JAPAN EQUITY FD INC	3,827	$30K	0.01%
5502	—GLOBAL X FDS	1,357	$30K	0.01%
5503	TAILCAMBRIA ETF TR	1,342	$30K	0.01%
5504	EARNELLINGTON RESIDENTIAL MTG RE	2,884	$30K	0.01%
5505	JOFJAPAN SMALLER CAPITALIZATION	3,807	$30K	0.01%
5506	—PHOENIX NEW MEDIA LTD	20,019	$30K	0.01%
5507	EWUSISHARES TR	936	$30K	0.01%
5508	TFSLTFS FINL CORP	2,069	$30K	0.01%
5509	CLSDUSDCLEARSIDE BIOMEDICAL INC	16,183	$30K	0.01%
5510	—TWITTER INC	31,000	$30K	0.01%
5511	—FRANKLIN TEMPLETON ETF TR	1,330	$30K	0.01%
5512	MKTXMARKETAXESS HLDGS INC	59,881	$30K	0.01%
5513	—BARCLAYS BANK PLC	3,375	$29K	0.01%
5514	SCTLRECRO PHARMA INC	6,390	$29K	0.01%
5515	—SHIP FIN INTL LTD	32,000	$29K	0.01%
5516	OPBKOP BANCORP	4,228	$29K	0.01%
5517	CEETHE CENTRAL AND EASTERN EU I	1,371	$29K	0.01%
5518	POCTINNOVATOR ETFS TR	1,146	$29K	0.01%
5519	—INVESCO EXCH TRADED FD TR II	1,175	$29K	0.01%
5520	—GLOBAL X FDS	1,778	$29K	0.01%
5521	UAPRINNOVATOR ETFS TR	1,207	$29K	0.01%
5522	—SPARK ENERGY INC	4,089	$29K	0.01%
5523	KLMNINVESCO EXCH TRADED FD TR II	666	$29K	0.01%
5524	BBCPCONCRETE PUMPING HLDGS INC	8,321	$29K	0.01%
5525	XENEXENON PHARMACEUTICALS INC	2,274	$29K	0.01%
5526	—MONTAGE RES CORP	7,371	$29K	0.01%
5527	FCALFIRST TR EXCH TRADED FD III	560	$29K	0.01%
5528	RVPRETRACTABLE TECHNOLOGIES INC	4,130	$29K	0.01%
5529	ROMOSTRATEGY SHS	1,346	$29K	0.01%
5530	GNKGENCO SHIPPING & TRADING LTD	4,501	$29K	0.01%
5531	DGZDEUTSCHE BK AG LONDON BRH	2,751	$29K	0.01%
5532	ASEAGLOBAL X FDS	2,348	$29K	0.01%
5533	—TELIGENT INC NEW	11,877	$29K	0.01%
5534	—LISTED FD TR	1,241	$29K	0.01%
5535	—DOCUMENT SEC SYS INC	3,360	$28K	0.01%
5536	—VEONEER INC	2,587	$28K	0.01%
5537	—TREVENA INC	18,795	$28K	0.01%
5538	OPRAOPERA LTD	3,081	$28K	0.01%
5539	—LATTICE STRATEGIES TR	2,263	$28K	0.01%
5540	GHYGISHARES INC	611	$28K	0.01%
5541	EVCENTRAVISION COMMUNICATIONS C	19,346	$28K	0.01%
5542	PROVPROVIDENT FINL HLDGS INC	2,120	$28K	0.01%
5543	—MAJESCO	3,546	$28K	0.01%
5544	LAC1EURLITHIUM AMERS CORP NEW	5,457	$28K	0.01%
5545	—REMARK HLDGS INC	11,841	$28K	0.01%
5546	—FLEXSHARES TR	1,074	$28K	0.01%
5547	UNBUNION BANKSHARES INC	1,502	$28K	0.01%
5548	CFRXUSDCONTRAFECT CORP	4,354	$28K	0.01%
5549	—PROSIGHT GLOBAL INC	3,110	$28K	0.01%
5550	ISEM1EURINVESCO EXCH TRD SLF IDX FD	1,293	$28K	0.01%
5551	—ASCENA RETAIL GROUP INC	19,211	$28K	0.01%
5552	EGYVAALCO ENERGY INC	22,450	$28K	0.01%
5553	—GENERAL FIN CORP DEL	4,221	$28K	0.01%
5554	VAMOCAMBRIA ETF TR	1,703	$28K	0.01%
5555	OBORKRANESHARES TR	1,373	$28K	0.01%
5556	MLPMAUI LD & PINEAPPLE INC	2,456	$28K	0.01%
5557	GFNEW GERMANY FD INC	1,801	$27K	0.01%
5558	VPCETFIS SER TR I	1,552	$27K	0.01%
5559	IJULINNOVATOR ETFS TR	1,212	$27K	0.01%
5560	—HTG MOLECULAR DIAGNOSTICS IN	38,308	$27K	0.01%
5561	—DBX ETF TR	1,224	$27K	0.01%
5562	YHGJYUNHONG CTI LTD	10,426	$27K	0.01%
5563	NRTNORTH EUROPEAN OIL RTY TR	8,595	$27K	0.01%
5564	—STEALTH BIOTHERAPEUTICS CORP	15,000	$27K	0.01%
5565	—ETF SER SOLUTIONS	1,285	$27K	0.01%
5566	CEMIUSDCHEMBIO DIAGNOSTICS INC	8,103	$27K	0.01%
5567	BOCTINNOVATOR ETFS TR	1,055	$27K	0.01%
5568	—MARRONE BIO INNOVATIONS INC	23,308	$27K	0.01%
5569	—SEACHANGE INTL INC	17,644	$27K	0.01%
5570	KTKT CORP	2,805	$27K	0.01%
5571	SRISTONERIDGE INC	1,298	$27K	0.01%
5572	UIVMVICTORY PORTFOLIOS II	710	$27K	0.01%
5573	—MACKINAC FINL CORP	2,639	$27K	0.01%
5574	MFEMPIMCO EQUITY SER	1,320	$27K	0.01%
5575	—LONGEVITY ACQUISITION CORP	2,514	$27K	0.01%
5576	CBNKCAPITAL BANCORP INC MD	2,482	$27K	0.01%
5577	—FORUM MERGER II CORP	1,633	$27K	0.01%
5578	—LF CAP ACQUISITION CORP	2,332	$27K	0.01%
5579	NBYNOVABAY PHARMACEUTICALS INC	23,460	$27K	0.01%
5580	—OCWEN FINL CORP	39,774	$27K	0.01%
5581	UGEPROSHARES TR	604	$27K	0.01%
5582	PRTPERMROCK ROYALTY TRUST	9,389	$27K	0.01%
5583	KODKEASTMAN KODAK CO	12,148	$27K	0.01%
5584	ETONETON PHARMACEUTICALS INC	4,783	$26K	0.01%
5585	EEXEMERALD HOLDING INC	8,399	$26K	0.01%
5586	HGLBHIGHLAND GLOBAL ALLOCATION F	4,046	$26K	0.01%
5587	ISZEISHARES TR	1,093	$26K	0.01%
5588	PEXPROSHARES TR	1,022	$26K	0.01%
5589	—NEW AGE BEVERAGES CORP	16,573	$26K	0.01%
5590	—INDEXIQ ETF TR	1,272	$26K	0.01%
5591	—TESSCO TECHNOLOGIES INC	4,680	$26K	0.01%
5592	KOPNKOPIN CORP	19,162	$26K	0.01%
5593	—FINSERV ACQUISITION CORP	25,000	$26K	0.01%
5594	UITBVICTORY PORTFOLIOS II	488	$26K	0.01%
5595	MOR2MORPHOSYS AG	826	$26K	0.01%
5596	—NESCO HLDGS INC	6,369	$26K	0.01%
5597	HEWGUSDISHARES TR	953	$26K	0.01%
5598	FSGSFIRST TR EXCHANGE-TRADED FD	1,462	$26K	0.01%
5599	—NET ELEMENT INC	2,983	$26K	0.01%
5600	—COCRYSTAL PHARMA INC	17,337	$26K	0.01%

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