UBS Group AG Q2 2021 Filing

Filed August 13, 2021

Portfolio Value

$310.2M

Holdings

8,429

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (8,429 positions)

#	Stock	Shares	Value	% Portfolio
6001	IGEBISHARES TR	496	$27K	0.01%
6002	—MOXIAN INC	1,214	$27K	0.01%
6003	—URSTADT BIDDLE PPTYS INC	1,721	$27K	0.01%
6004	STRMSTREAMLINE HEALTH SOLUTIONS	15,190	$27K	0.01%
6005	—AXCELLA HEALTH INC	6,765	$27K	0.01%
6006	—CA HEALTHCARE ACQUISITION CO	2,590	$27K	0.01%
6007	RNG 0 03/01/25RINGCENTRAL INC	24,000	$27K	0.01%
6008	XEGFXBLACKROCK ENHANCED GOVT FD I	2,049	$27K	0.01%
6009	—DHC ACQUISITION CORP	2,669	$27K	0.01%
6010	—GLOBAL X FDS	1,130	$27K	0.01%
6011	MFEMPIMCO EQUITY SER	881	$27K	0.01%
6012	ALTYGLOBAL X FDS	1,993	$27K	0.01%
6013	PDEXPRO-DEX INC COLO	869	$27K	0.01%
6014	—VIRTUOSO ACQUISITION CORP	2,511	$27K	0.01%
6015	—CEDAR REALTY TRUST INC	1,601	$27K	0.01%
6016	FKWLFRANKLIN WIRELESS CORP	2,979	$27K	0.01%
6017	FLMBFRANKLIN TEMPLETON ETF TR	980	$27K	0.01%
6018	ONTXUSDONCONOVA THERAPEUTICS INC	3,930	$27K	0.01%
6019	—BIO-PATH HLDGS INC	4,098	$27K	0.01%
6020	—FRANKLIN TEMPLETON ETF TR	933	$27K	0.01%
6021	—ATI PHYSICAL THERAPY INC	11,723	$27K	0.01%
6022	—APEX TECHNOLOGY ACQUISITION	7,815	$27K	0.01%
6023	—DIFFUSION PHARMACEUTICALS IN	36,910	$27K	0.01%
6024	FDECFIRST TR EXCHNG TRADED FD VI	778	$26K	0.01%
6025	—YUMANITY THERAPEUTICS INC	2,258	$26K	0.01%
6026	SALMSALEM MEDIA GROUP INC	10,406	$26K	0.01%
6027	—BOQII HLDG LTD	5,843	$26K	0.01%
6028	ESBAEMPIRE ST RLTY OP L P	2,168	$26K	0.01%
6029	—SOARING EAGLE ACQUISITION CO	2,612	$26K	0.01%
6030	—TEAM INC	3,888	$26K	0.01%
6031	—COMMUNICATIONS SYS INC	3,636	$26K	0.01%
6032	—MORINGA ACQUISITION CORP	2,577	$26K	0.01%
6033	IRIXIRIDEX CORP	3,689	$26K	0.01%
6034	EDUCEDUCATIONAL DEV CORP	2,100	$26K	0.01%
6035	ONVOCHFORGANOVO HLDGS INC	2,812	$26K	0.01%
6036	VSATARENA INTL INC	9,221	$26K	0.01%
6037	—BROOKLINE CAP ACQUISITION CO	2,583	$26K	0.01%
6038	BISPROSHARES TR	1,419	$26K	0.01%
6039	FLAXFRANKLIN TEMPLETON ETF TR	858	$26K	0.01%
6040	—FIRSTMARK HORIZON ACQUISITIO	2,624	$26K	0.01%
6041	—TWITTER INC	26,000	$26K	0.01%
6042	DCODUCOMMUN INC DEL	480	$26K	0.01%
6043	SMIDSMITH MIDLAND CORP	1,100	$26K	0.01%
6044	KINSKINGSTONE COS INC	3,288	$26K	0.01%
6045	WAFUWAH FU EDUCATION GROUP LIMIT	3,039	$26K	0.01%
6046	—COREPOINT LODGING INC	2,452	$26K	0.01%
6047	RXRXRECURSION PHARMACEUTICALS IN	700	$26K	0.01%
6048	CTSOCYTOSORBENTS CORP	3,418	$26K	0.01%
6049	MNLOUSDVYNE THERAPEUTICS INC	7,283	$26K	0.01%
6050	—VIRGIN GROUP ACQUISIT CORP I	2,665	$26K	0.01%
6051	DBGIDIGITAL BRANDS GROUP INC	4,425	$26K	0.01%
6052	UTBUNITY BANCORP INC	1,212	$26K	0.01%
6053	CHADUSDDIREXION SHS ETF TR	1,583	$26K	0.01%
6054	—THUNDER BRIDGE CAP PRTNRS II	2,653	$26K	0.01%
6055	BOUTINNOVATOR ETFS TR	779	$26K	0.01%
6056	RCELAVITA MEDICAL INC	1,200	$25K	0.01%
6057	—HUANENG PWR INTL INC	1,589	$25K	0.01%
6058	HIMSHIMS & HERS HEALTH INC	2,281	$25K	0.01%
6059	MGICMAGIC SOFTWARE ENTERPRISES L	1,535	$25K	0.01%
6060	—OTR ACQUISITION CORP	2,538	$25K	0.01%
6061	—INVESCO EXCH TRADED FD TR II	923	$25K	0.01%
6062	—TRIPLE-S MGMT CORP	1,137	$25K	0.01%
6063	CZNCCITIZENS & NORTHN CORP	1,019	$25K	0.01%
6064	FCAPFIRST CAP INC	571	$25K	0.01%
6065	LEDSSEMILEDS CORP	1,335	$25K	0.01%
6066	BSRRSIERRA BANCORP	1,001	$25K	0.01%
6067	ZKINZK INTL GROUP CO LTD	5,791	$25K	0.01%
6068	—OPTIBASE LTD	2,275	$25K	0.01%
6069	—CAPSTAR SPL PURP ACQUISITION	2,558	$25K	0.01%
6070	SDHYPGIM SHORT DUR HIG YLD OPP F	1,256	$25K	0.01%
6071	—THE BEACHBODY COMPANY INC	8,522	$25K	0.01%
6072	OECORION ENGINEERED CARBONS S A	1,314	$25K	0.01%
6073	—ECP ENVIRONMENTAL GW OPT COR	2,419	$25K	0.01%
6074	IBTIISHARES TR	990	$25K	0.01%
6075	—EASTSIDE DISTILLING INC	8,722	$25K	0.01%
6076	RLGTRADIANT LOGISTICS INC	3,666	$25K	0.01%
6077	TPIVDEURMARKER THERAPEUTICS INC	8,734	$25K	0.01%
6078	UUUUNIVERSAL SEC INSTRS INC	2,937	$25K	0.01%
6079	LOANMANHATTAN BRDG CAP INC	3,142	$25K	0.01%
6080	ESCAESCALADE INC	1,084	$25K	0.01%
6081	—SOCIAL CAPITAL HEDOSOPHA HLD	2,288	$25K	0.01%
6082	MYMDMYMD PHARMACEUTICALS INC	3,948	$25K	0.01%
6083	SELBUSDSELECTA BIOSCIENCES INC	5,725	$24K	0.01%
6084	AQLTISHARES TR	1,247	$24K	0.01%
6085	CVRXCVRX INC	859	$24K	0.01%
6086	—EZGO TECHNOLOGIES LTD	5,409	$24K	0.01%
6087	—PROSHARES TR	2,517	$24K	0.01%
6088	VABKVIRGINIA NATL BANKSHARES COR	608	$24K	0.01%
6089	—PROGENITY INC	6,711	$24K	0.01%
6090	HH20180 DEGREE CAP CORP	3,000	$24K	0.01%
6091	ICCHICC HLDGS INC	1,517	$24K	0.01%
6092	—ISHARES U S ETF TR	780	$24K	0.01%
6093	DISH 3.375 08/15/26DISH NETWORK CORPORATION	24,000	$24K	0.01%
6094	—EVOKE PHARMA INC	17,302	$24K	0.01%
6095	—CORTLAND BANCORP	911	$24K	0.01%
6096	—XERIS PHARMACEUTICALS INC	5,891	$24K	0.01%
6097	TPHDTIMOTHY PLAN	793	$24K	0.01%
6098	ELMSQELECTRIC LAST MILE SOLUTNS I	2,412	$24K	0.01%
6099	ESQESQUIRE FINL HLDGS INC	1,025	$24K	0.01%
6100	ARDSARIDIS PHARMACEUTICALS INC	3,229	$24K	0.01%

PreviousPage 61 of 85Next