UBS Group AG Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$167.7M

Holdings

6,790

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,790 positions)

#	Stock	Shares	Value	% Portfolio	Type
3201	BSBRBANCO SANTANDER BRASIL S A	79,862	$535K	0.32%
3202	NVAXNOVAVAX INC	256,093	$533K	0.32%
3203	NAZNUVEEN ARIZ PREM INCOME MUN	31,151	$531K	0.32%
3204	ROICUSDRETAIL OPPORTUNITY INVTS COR	24,147	$530K	0.32%
3205	USDUWISDOMTREE TR	20,165	$529K	0.32%
3206	ALSNALLISON TRANSMISSION HLDGS I	18,448	$529K	0.32%
3207	IAEVOYA ASIA PAC DIVID EQUITY I	53,734	$529K	0.32%
3208	EMEEMCOR GROUP INC	8,868	$528K	0.31%
3209	LXULSB INDS INC	61,418	$527K	0.31%
3210	—AES TR III	10,335	$527K	0.31%
3211	LN5LANNET INC	19,736	$525K	0.31%
3212	ENQENTEGRIS INC	30,108	$524K	0.31%
3213	CLNECLEAN ENERGY FUELS CORP	117,182	$524K	0.31%	Put
3214	SCHLSCHOLASTIC CORP	13,309	$524K	0.31%
3215	—JP ENERGY PARTNERS LP	70,638	$523K	0.31%
3216	HLIHOULIHAN LOKEY INC	20,846	$522K	0.31%
3217	ZEN1EURZENDESK INC	16,989	$521K	0.31%	Call
3218	NXDRKINDRED HEALTHCARE INC	50,894	$520K	0.31%
3219	VNOMVIPER ENERGY PARTNERS LP	32,187	$519K	0.31%
3220	TRMKTRUSTMARK CORP	18,784	$518K	0.31%
3221	—AMIRA NATURE FOODS LTD	62,382	$518K	0.31%	Call
3222	UNFIUNITED NAT FOODS INC	12,900	$517K	0.31%
3223	—TERRAVIA HLDGS INC	188,169	$517K	0.31%
3224	—LIFELOCK INC	30,512	$516K	0.31%
3225	—DYNEGY INC NEW DEL	41,582	$516K	0.31%	Put
3226	—DREW INDS INC	5,259	$515K	0.31%
3227	—EQUITY ONE	16,809	$514K	0.31%
3228	—SSGA ACTIVE ETF TR	8,260	$513K	0.31%
3229	GOGLGOLDEN OCEAN GROUP LTD	126,447	$512K	0.31%
3230	—HFF INC	18,469	$512K	0.31%
3231	MATWMATTHEWS INTL CORP	8,421	$512K	0.31%
3232	—DUPONT FABROS TECHNOLOGY INC	12,380	$511K	0.30%
3233	AMEDAMEDISYS INC	10,788	$511K	0.30%
3234	—GLOBAL X FDS	45,874	$511K	0.30%
3235	FCNCAFIRST CTZNS BANCSHARES INC N	1,740	$511K	0.30%
3236	—CURRENCYSHARES AUSTRALIAN DL	6,637	$509K	0.30%
3237	GUNRFLEXSHARES TR	18,458	$508K	0.30%
3238	FSZFIRST TR EXCH TRD ALPHA FD I	12,326	$508K	0.30%
3239	GLOBGLOBANT S A	12,047	$507K	0.30%
3240	—APPLIED MICRO CIRCUITS CORP	72,795	$506K	0.30%
3241	BBTBERKSHIRE HILLS BANCORP INC	18,225	$505K	0.30%
3242	GLPGGALAPAGOS NV	7,762	$502K	0.30%
3243	MMSMAXIMUS INC	8,856	$501K	0.30%
3244	GDOTGREEN DOT CORP	21,721	$501K	0.30%
3245	GRCGORMAN RUPP CO	19,365	$496K	0.30%
3246	FROFRONTLINE LTD	69,230	$496K	0.30%
3247	JRVRJAMES RIV GROUP LTD	13,667	$495K	0.30%
3248	ROCKGIBRALTAR INDS INC	13,315	$495K	0.30%
3249	PZZAPAPA JOHNS INTL INC	6,274	$495K	0.30%
3250	RXIISHARES TR	5,529	$494K	0.29%
3251	EUSAISHARES	10,700	$493K	0.29%
3252	WITWIPRO LTD	50,522	$491K	0.29%	Call
3253	—ISHARES TR	18,498	$490K	0.29%
3254	—PROSHARES TR	13,570	$489K	0.29%
3255	FNLCFIRST BANCORP INC ME	20,396	$489K	0.29%
3256	ESBAEMPIRE ST RLTY OP L P	23,232	$485K	0.29%
3257	OIAINVESCO MUNI INCOME OPP TRST	58,518	$485K	0.29%
3258	MPAAMOTORCAR PTS AMER INC	16,812	$484K	0.29%
3259	JHIHANCOCK JOHN INVS TR	28,834	$482K	0.29%
3260	—BLACKROCK MUNICIPAL BOND TR	26,750	$481K	0.29%
3261	—COMMERCEHUB INC	30,239	$481K	0.29%
3262	—BARRACUDA NETWORKS INC	18,801	$479K	0.29%
3263	PBVPRESTIGE BRANDS HLDGS INC	9,910	$479K	0.29%	Put
3264	GIISPDR INDEX SHS FDS	9,959	$478K	0.28%
3265	AQLTISHARES TR	17,515	$477K	0.28%
3266	—POWERSHARES ETF TR II	10,589	$477K	0.28%
3267	STSENSATA TECHNOLOGIES HLDG NV	12,271	$476K	0.28%
3268	AMTTD AMERITRADE HLDG CORP	13,506	$476K	0.28%
3269	ATMPBARCLAYS BK PLC	20,343	$475K	0.28%
3270	—VANECK VECTORS ETF TR	26,245	$474K	0.28%
3271	—BNC BANCORP	19,452	$473K	0.28%
3272	—EATON VANCE NY MUNI INCOME T	31,006	$472K	0.28%
3273	TXRHTEXAS ROADHOUSE INC	12,075	$471K	0.28%
3274	—POST PPTYS INC	7,084	$468K	0.28%
3275	—NEENAH PAPER INC	5,919	$468K	0.28%
3276	—WEST CORP	21,217	$468K	0.28%
3277	NVRNVR INC	938	$467K	0.28%
3278	—NUVEEN N C PREM INCOME MUN F	32,916	$467K	0.28%
3279	—ZELTIQ AESTHETICS INC	11,826	$464K	0.28%
3280	JPMJPMORGAN CHASE & CO	18,868	$464K	0.28%
3281	HTDCORCEPT THERAPEUTICS INC	71,318	$464K	0.28%
3282	CLSEURCELESTICA INC	42,707	$463K	0.28%
3283	MDXGMIMEDX GROUP INC	53,863	$463K	0.28%
3284	—NXSTAGE MEDICAL INC	18,465	$461K	0.27%
3285	HUBGHUB GROUP INC	11,313	$461K	0.27%
3286	—CYNAPSUS THERAPEUTICS INC	11,437	$460K	0.27%
3287	—NUVEEN HIGH INCOME DECMBR 20	45,000	$459K	0.27%
3288	CGOCALAMOS GLOBAL TOTAL RETURN	40,005	$458K	0.27%
3289	TREXTREX CO INC	7,747	$455K	0.27%
3290	URTHISHARES	6,259	$455K	0.27%
3291	BYMBLACKROCK MUNICIPL INC QLTY	29,076	$455K	0.27%
3292	AMCAMC ENTMT HLDGS INC	14,617	$455K	0.27%
3293	SRCE1ST SOURCE CORP	12,705	$454K	0.27%
3294	PATKPATRICK INDS INC	7,329	$454K	0.27%
3295	OXMOXFORD INDS INC	6,712	$454K	0.27%
3296	RRXREGAL BELOIT CORP	7,612	$453K	0.27%
3297	HYGHISHARES U S ETF TR	5,125	$451K	0.27%
3298	EFSCENTERPRISE FINL SVCS CORP	14,425	$451K	0.27%
3299	COHRII VI INC	18,456	$449K	0.27%
3300	—NEOS THERAPEUTICS INC	68,159	$448K	0.27%

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