UBS Group AG Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$216.2M

Holdings

6,852

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,852 positions)

#	Stock	Shares	Value	% Portfolio	Type
2901	—SODASTREAM INTERNATIONAL LTD	19,396	$1.3M	0.60%
2902	FRFIRST INDUSTRIAL REALTY TRUS	42,802	$1.3M	0.60%
2903	—ETF MANAGERS TR	39,389	$1.3M	0.60%
2904	AFTAPOLLO SR FLOATING RATE FD I	76,696	$1.3M	0.59%
2905	CVCOCAVCO INDS INC DEL	8,712	$1.3M	0.59%
2906	CSGSCSG SYS INTL INC	32,019	$1.3M	0.59%
2907	—SILVER RUN ACQUISITION	125,940	$1.3M	0.59%
2908	—UNIT CORP	62,245	$1.3M	0.59%
2909	RBAGBPRITCHIE BROS AUCTIONEERS	40,452	$1.3M	0.59%
2910	ICHRICHOR HOLDINGS	47,689	$1.3M	0.59%
2911	—HUANENG PWR INTL INC	52,285	$1.3M	0.59%
2912	DGRSWISDOMTREE TR	36,945	$1.3M	0.59%
2913	PTCTPTC THERAPEUTICS INC	63,713	$1.3M	0.59%
2914	AQLTISHARES TR	47,643	$1.3M	0.59%
2915	GRPNCHFGROUPON INC	244,583	$1.3M	0.59%
2916	LOGMEURLOGMEIN INC	11,542	$1.3M	0.59%
2917	PDMPIEDMONT OFFICE REALTY TR IN	62,992	$1.3M	0.59%
2918	EIRLISHARES TR	27,318	$1.3M	0.58%
2919	AOMISHARES	33,182	$1.3M	0.58%
2920	PHTPIONEER HIGH INCOME TR	125,657	$1.3M	0.58%
2921	—PREFERRED APT CMNTYS INC	66,665	$1.3M	0.58%
2922	BNYBLACKROCK N Y MUN INCOME TR	83,398	$1.3M	0.58%
2923	AZTABROOKS AUTOMATION INC	41,363	$1.3M	0.58%
2924	TGNATEGNA INC	93,944	$1.3M	0.58%
2925	—CONNECTICUT WTR SVC INC	21,028	$1.2M	0.58%
2926	SIZEISHARES TR	15,705	$1.2M	0.58%
2927	—POWERSHARES ETF TR II	31,552	$1.2M	0.58%
2928	—NUVEEN ENHANCED MUN VALUE FD	84,392	$1.2M	0.57%
2929	—CLAYMORE EXCHANGE TRD FD TR	113,150	$1.2M	0.57%
2930	CBUCOMMUNITY BK SYS INC	22,441	$1.2M	0.57%
2931	—MCDERMOTT INTL INC	170,406	$1.2M	0.57%
2932	BCCBOISE CASCADE CO DEL	35,138	$1.2M	0.57%
2933	FNBFNB CORP PA	87,322	$1.2M	0.57%
2934	OLPONE LIBERTY PPTYS INC	50,187	$1.2M	0.57%
2935	—CLAYMORE EXCHANGE TRD FD TR	83,147	$1.2M	0.56%
2936	AVKADVENT CLAYMORE CV SECS & IN	75,264	$1.2M	0.56%
2937	URAGLOBAL X FDS	91,566	$1.2M	0.56%
2938	BKEBUCKLE INC	72,159	$1.2M	0.56%
2939	MIKUSDMICHAELS COS INC	56,507	$1.2M	0.56%
2940	WTWISDOMTREE CONTINUOUS COMMOD	64,787	$1.2M	0.56%
2941	MANHMANHATTAN ASSOCS INC	29,184	$1.2M	0.56%
2942	INNSUMMIT HOTEL PPTYS	75,555	$1.2M	0.56%
2943	XFLTXAI OCTAGON FLOATNG RATE ALT	119,450	$1.2M	0.56%
2944	RGENREPLIGEN CORP	31,504	$1.2M	0.56%
2945	CDPCORPORATE OFFICE PPTYS TR	36,686	$1.2M	0.56%
2946	IGAVOYA GLBL ADV & PREM OPP FD	104,577	$1.2M	0.56%
2947	WTSWATTS WATER TECHNOLOGIES INC	17,364	$1.2M	0.56%
2948	XTLSPDR SERIES TRUST	17,178	$1.2M	0.55%
2949	—POWERSHARES ETF TR II	36,494	$1.2M	0.55%
2950	—RAVEN INDS INC	36,964	$1.2M	0.55%
2951	CLBCORE LABORATORIES N V	12,114	$1.2M	0.55%
2952	GNLGLOBAL NET LEASE INC	54,508	$1.2M	0.55%
2953	CHS1USDCHICOS FAS INC	132,829	$1.2M	0.55%
2954	—POWERSHARES ETF TRUST	36,028	$1.2M	0.55%
2955	QLYSQUALYS INC	22,909	$1.2M	0.55%
2956	GQREFLEXSHARES TR	19,174	$1.2M	0.55%
2957	—POWERSHARES ETF TRUST	26,059	$1.2M	0.55%
2958	EMCBWISDOMTREE TR	16,187	$1.2M	0.55%
2959	MUABLACKROCK MUNIASSETS FD INC	78,155	$1.2M	0.54%
2960	PDCEUSDPDC ENERGY INC	23,963	$1.2M	0.54%	Call
2961	EWDISHARES INC	32,755	$1.2M	0.54%
2962	AXIACENTRAIS ELETRICAS BRASILEIR	189,599	$1.2M	0.54%
2963	SHESPDR SER TR	16,838	$1.2M	0.54%
2964	EBSEMERGENT BIOSOLUTIONS INC	28,931	$1.2M	0.54%
2965	—LUMOS NETWORKS CORP	65,096	$1.2M	0.54%
2966	DEWWISDOMTREE TR	24,749	$1.2M	0.54%
2967	ECHISHARES INC	23,958	$1.2M	0.54%
2968	CBBCINCINNATI BELL INC NEW	58,671	$1.2M	0.54%
2969	NHSNEUBERGER BERMAN HGH YLD FD	95,709	$1.2M	0.54%
2970	TDYTELEDYNE TECHNOLOGIES INC	7,303	$1.2M	0.54%
2971	—SHIP FINANCE INTERNATIONAL L	80,167	$1.2M	0.54%
2972	AIGAMERICAN INTL GROUP INC	58,068	$1.2M	0.54%
2973	—OPPENHEIMER REV WEIGHTD ETF	18,128	$1.2M	0.54%
2974	ELMEWASHINGTON REAL ESTATE INVT	35,389	$1.2M	0.54%
2975	FCPTFOUR CORNERS PPTY TR INC	46,454	$1.2M	0.54%
2976	EOSEATON VANCE ENH EQTY INC FD	77,423	$1.2M	0.54%
2977	LNNLINDSAY CORP	12,590	$1.2M	0.54%
2978	NNNNATIONAL RETAIL PPTYS INC	27,764	$1.2M	0.53%
2979	—POWERSHARES INDIA ETF TR	48,874	$1.2M	0.53%	Put
2980	AADRADVISORSHARES TR	20,729	$1.2M	0.53%
2981	WDWALKER & DUNLOP INC	22,015	$1.2M	0.53%
2982	PMXPIMCO MUN INCOME FD III	97,223	$1.2M	0.53%
2983	FNDASCHWAB STRATEGIC TR	31,766	$1.2M	0.53%
2984	WDIVSPDR INDEX SHS FDS	16,954	$1.2M	0.53%
2985	VSTMVERASTEM INC	244,884	$1.2M	0.53%
2986	AFBALLIANCEBERNSTEIN NATL MUNI	82,443	$1.2M	0.53%
2987	ARRYEURARRAY BIOPHARMA INC	93,561	$1.2M	0.53%
2988	NTGRNETGEAR INC	24,183	$1.2M	0.53%
2989	—AVENUE INCOME CR STRATEGIES	77,630	$1.1M	0.53%
2990	ROKUROKU INC	42,946	$1.1M	0.53%
2991	MTDRMATADOR RES CO	41,909	$1.1M	0.53%
2992	BF/ABROWN FORMAN CORP	20,378	$1.1M	0.52%
2993	—DIREXION SHS ETF TR	150,412	$1.1M	0.52%
2994	GCOWPACER FDS TR	37,288	$1.1M	0.52%
2995	FMBFIRST TR EXCHANG TRADED FD I	21,227	$1.1M	0.52%
2996	SPWRQSUNPOWER CORP	155,009	$1.1M	0.52%	Put
2997	IIMINVESCO VALUE MUN INCOME TR	75,471	$1.1M	0.52%
2998	AORTCRYOLIFE INC	49,658	$1.1M	0.52%
2999	—BLUE APRON HLDGS INC	206,960	$1.1M	0.52%	Put
3000	BZUNBAOZUN INC	34,338	$1.1M	0.52%

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