UBS Group AG Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$216.2M

Holdings

6,852

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,852 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	RBLDFIRST TR EXCHANGE TRADED FD	12,630	$718K	0.33%
702	PKNPERKINELMER INC	115,938	$717K	0.33%
703	—CUBIC CORP	14,076	$717K	0.33%
704	CSIIEURCARDIOVASCULAR SYS INC DEL	25,447	$717K	0.33%
705	GSATUSDGLOBALSTAR INC	438,624	$715K	0.33%
706	IM8NINSMED INC	22,921	$715K	0.33%
707	—ANDEAVOR	511,322	$714K	0.33%	Put
708	—AKORN INC	201,285	$714K	0.33%
709	—VALERO ENERGY PARTNERS LP	256,958	$713K	0.33%
710	—CREDIT SUISSE NASSAU BRH	78,499	$712K	0.33%
711	GBTUSDGLOBAL BLOOD THERAPEUTICS IN	72,170	$712K	0.33%
712	EXLSEXLSERVICE HOLDINGS INC	52,293	$711K	0.33%
713	CHTCHUNGHWA TELECOM CO LTD	20,836	$711K	0.33%
714	VALEVALE S A	2,540,769	$711K	0.33%	Put
715	CTLEURCENTURYLINK INC	3,562,533	$711K	0.33%	Put
716	—2U INC	12,666	$710K	0.33%
717	ANATUSDAMERICAN NATL INS CO	6,007	$709K	0.33%
718	CHWCALAMOS GBL DYN INCOME FUND	78,471	$709K	0.33%
719	CA8ACACI INTL INC	39,454	$708K	0.33%
720	CHKPCHECK POINT SOFTWARE TECH LT	224,927	$707K	0.33%	Put
721	TFLOISHARES TR	14,058	$706K	0.33%
722	BRXBRIXMOR PPTY GROUP INC	157,395	$705K	0.33%	Call
723	—BARCLAYS BK PLC	37,968	$704K	0.33%
724	—AGRIUM INC	345,968	$702K	0.32%
725	MTDMETTLER TOLEDO INTERNATIONAL	43,108	$702K	0.32%
726	HTBKHERITAGE COMMERCE CORP	49,290	$702K	0.32%
727	—WEB COM GROUP INC	85,567	$701K	0.32%
728	XPOXPO LOGISTICS INC	116,608	$701K	0.32%
729	VREMACK CALI RLTY CORP	29,518	$700K	0.32%
730	NVSNNOVARTIS A G	6,151,227	$700K	0.32%	Put
731	ABRARBOR RLTY TR INC	85,271	$699K	0.32%
732	TUPTUPPERWARE BRANDS CORP	247,572	$699K	0.32%
733	SRCE1ST SOURCE CORP	13,735	$698K	0.32%
734	ACCUSDAMERICAN CAMPUS CMNTYS INC	86,701	$697K	0.32%
735	EGBNEAGLE BANCORP INC MD	10,396	$697K	0.32%
736	WHRWHIRLPOOL CORP	284,763	$697K	0.32%	Put
737	BOTZGLOBAL X FDS	136,411	$696K	0.32%
738	CHMICHERRY HILL MTG INVT CORP	38,484	$696K	0.32%
739	BHEBENCHMARK ELECTRS INC	20,363	$695K	0.32%
740	IGOVISHARES TR	66,884	$695K	0.32%
741	—SONIC CORP	206,062	$694K	0.32%	Put
742	BATRAUSDLIBERTY MEDIA CORP DELAWARE	27,350	$693K	0.32%
743	—U S G CORP	186,732	$690K	0.32%
744	—ORBOTECH LTD	48,298	$688K	0.32%
745	RRXREGAL BELOIT CORP	8,709	$688K	0.32%
746	—CHEMICAL FINL CORP	13,143	$687K	0.32%
747	SYKSTRYKER CORP	341,373	$687K	0.32%	Put
748	AREALEXANDRIA REAL ESTATE EQ IN	45,504	$687K	0.32%
749	—CLAYMORE EXCHANGE TRD FD TR	1,062,666	$686K	0.32%
750	FMFFORMFACTOR INC	40,666	$685K	0.32%
751	ADBEADOBE SYS INC	4,586,487	$684K	0.32%	Put
752	—EPIZYME INC	35,910	$684K	0.32%
753	DUKDUKE ENERGY CORP NEW	1,991,147	$684K	0.32%
754	RNSTRENASANT CORP	15,916	$683K	0.32%
755	INDBINDEPENDENT BANK CORP MASS	9,160	$683K	0.32%
756	CECELANESE CORP DEL	331,339	$682K	0.32%
757	—BLUE CAP REINS HLDGS LTD	41,395	$681K	0.31%
758	ITA*ISHARES TR	270,936	$681K	0.31%
759	HGVHILTON GRAND VACATIONS INC	48,528	$680K	0.31%
760	—FIRST TR STRATEGIC HIGH INC	49,926	$680K	0.31%
761	—STATE BK FINL CORP	23,664	$678K	0.31%
762	FASTFASTENAL CO	467,152	$678K	0.31%
763	IBTXUSDINDEPENDENT BK GROUP INC	11,216	$676K	0.31%
764	EMNEASTMAN CHEM CO	461,636	$675K	0.31%	Put
765	SUPNSUPERNUS PHARMACEUTICALS INC	44,522	$675K	0.31%
766	GGBGERDAU S A	196,740	$675K	0.31%	Call
767	VBFINVESCO BD FD	33,745	$675K	0.31%
768	—CBS CORP NEW	1,326,081	$674K	0.31%	Put
769	AIMCUSDALTRA INDL MOTION CORP	13,991	$673K	0.31%
770	—POWERSHARES ETF TRUST	14,216	$673K	0.31%
771	PATKPATRICK INDS INC	7,980	$671K	0.31%
772	RGCORGC RES INC	23,510	$671K	0.31%
773	EMTLSSGA ACTIVE TR	13,078	$670K	0.31%
774	CUCAAVIS BUDGET GROUP	2,606,841	$670K	0.31%	Put
775	PNNTPENNANTPARK INVT CORP	1,602,112	$669K	0.31%
776	—POWERSHARES ETF TR II	26,839	$669K	0.31%
777	TTCTORO CO	88,759	$669K	0.31%
778	STNSTANTEC INC	24,067	$668K	0.31%
779	WSRWHITESTONE REIT	51,156	$668K	0.31%
780	CAASEURCHINA AUTOMOTIVE SYS INC	128,382	$668K	0.31%
781	ASPSALTISOURCE PORTFOLIO SOLNS S	25,806	$668K	0.31%	Call
782	—LA JOLLA PHARMACEUTICAL CO	19,163	$667K	0.31%
783	AVGOBROADCOM LTD	2,749,795	$667K	0.31%	Put
784	HNMORMAT TECHNOLOGIES INC	10,911	$666K	0.31%
785	—POWERSHARES ETF TR II	13,388	$665K	0.31%
786	CLDTCHATHAM LODGING TR	31,160	$665K	0.31%
787	VNDAVANDA PHARMACEUTICALS INC	154,105	$664K	0.31%	Call
788	AMEAMETEK INC NEW	101,667	$664K	0.31%
789	XGLQXCLOUGH GLOBAL EQUITY FD	50,107	$664K	0.31%
790	HLIHOULIHAN LOKEY INC	16,949	$664K	0.31%
791	—FIFTH STREET FINANCE CORP	1,418,340	$663K	0.31%
792	EMGFISHARES INC	14,154	$662K	0.31%
793	NMI1EURKIRKLAND LAKE GOLD LTD	134,165	$661K	0.31%	Put
794	MUMICRON TECHNOLOGY INC	8,691,382	$661K	0.31%	Put
795	YRIYAMANA GOLD INC	2,493,206	$659K	0.30%	Put
796	PVHPVH CORP	87,936	$658K	0.30%
797	NOMDNOMAD FOODS LTD	889,971	$658K	0.30%
798	AERAERCAP HOLDINGS NV	193,579	$658K	0.30%	Call
799	JHGJANUS HENDERSON GROUP PLC	18,890	$658K	0.30%
800	MCYMERCURY GENL CORP NEW	121,672	$657K	0.30%

PreviousPage 8 of 69Next