UBS Group AG Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$216.2M

Holdings

6,852

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,852 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	DRQEURDRIL-QUIP INC	14,878	$657K	0.30%
802	NEWREURNEW RELIC INC	13,204	$657K	0.30%
803	—PIMCO ETF TR	12,988	$657K	0.30%
804	—POWERSHARES ETF TRUST	7,215	$656K	0.30%
805	FLRFLUOR CORP NEW	228,743	$656K	0.30%	Call
806	HYMBSPDR SERIES TRUST	280,851	$655K	0.30%
807	LENLENNAR CORP	832,906	$654K	0.30%
808	TFXTELEFLEX INC	12,372	$654K	0.30%
809	6PMPARAMOUNT GROUP INC	40,837	$654K	0.30%
810	OIAINVESCO MUNI INCOME OPP TRST	82,710	$653K	0.30%
811	—FIRST TR/ABERDEEN EMERG OPT	39,084	$652K	0.30%
812	UPSUNITED PARCEL SERVICE INC	5,419,488	$651K	0.30%	Put
813	HEEMISHARES INC	25,232	$650K	0.30%
814	FMXFOMENTO ECONOMICO MEXICANO S	236,531	$650K	0.30%	Put
815	AXSAXIS CAPITAL HOLDINGS LTD	41,355	$650K	0.30%
816	EQTEQT CORP	78,147	$649K	0.30%
817	RG6ROGERS CORP	4,869	$649K	0.30%
818	NEENEXTERA ENERGY INC	4,123,615	$648K	0.30%	Put
819	CHRCHURCHILL DOWNS INC	3,134	$647K	0.30%
820	PETSPETMED EXPRESS INC	19,501	$647K	0.30%
821	JBGSJBG SMITH PPTYS	132,925	$647K	0.30%
822	—CALITHERA BIOSCIENCES INC	41,010	$646K	0.30%
823	HEHAWAIIAN ELEC INDUSTRIES	78,510	$646K	0.30%
824	—LABORATORY CORP AMER HLDGS	119,868	$645K	0.30%
825	DNREURDENBURY RES INC	480,987	$645K	0.30%
826	—NEOS THERAPEUTICS INC	70,462	$645K	0.30%
827	AMTAMERICAN TOWER CORP NEW	3,724,720	$645K	0.30%	Put
828	—GENERAL MTRS CO	28,742	$644K	0.30%
829	FOSLFOSSIL GROUP INC	68,959	$644K	0.30%	Put
830	HSICSCHEIN HENRY INC	429,448	$644K	0.30%
831	BSBRBANCO SANTANDER BRASIL S A	73,570	$643K	0.30%
832	FTSFORTIS INC	599,812	$643K	0.30%
833	OFSOFS CAP CORP	307,431	$642K	0.30%
834	MOG/AMOOG INC	7,704	$642K	0.30%
835	KMXCARMAX INC	175,309	$642K	0.30%	Put
836	SSFSENSIENT TECHNOLOGIES CORP	8,313	$640K	0.30%
837	NGVTINGEVITY CORP	10,208	$638K	0.30%
838	AOCAALUMINUM CORP CHINA LTD	28,730	$637K	0.29%
839	EMREMERSON ELEC CO	1,135,430	$637K	0.29%	Put
840	SHLDEURSEARS HLDGS CORP	87,101	$636K	0.29%	Put
841	HRIHERC HLDGS INC	12,940	$636K	0.29%
842	—CABOT MICROELECTRONICS CORP	7,957	$636K	0.29%
843	WATWATERS CORP	84,798	$636K	0.29%
844	NDAQNASDAQ INC	128,338	$635K	0.29%	Put
845	WRKUSDWESTROCK CO	311,691	$634K	0.29%
846	JNJJOHNSON & JOHNSON	11,414,393	$634K	0.29%	Put
847	—CLAYMORE EXCHANGE TRD FD TR	21,469	$633K	0.29%
848	—ALLERGAN PLC	856	$632K	0.29%
849	ESGDISHARES TR	9,546	$632K	0.29%
850	—VITAMIN SHOPPE INC	117,793	$631K	0.29%	Call
851	2362120DSINCLAIR BROADCAST GROUP INC	66,117	$630K	0.29%
852	DOVDOVER CORP	185,252	$630K	0.29%
853	ORCLORACLE CORP	7,434,298	$630K	0.29%	Put
854	WDAYWORKDAY INC	151,557	$629K	0.29%	Put
855	—BIOSCRIP INC	228,572	$628K	0.29%
856	—BONANZA CREEK ENERGY INC	19,040	$628K	0.29%
857	CRBNISHARES TR	5,588	$628K	0.29%
858	CVECENOVUS ENERGY INC	328,248	$628K	0.29%
859	—EDUCATION RLTY TR INC	17,433	$627K	0.29%
860	OXYOCCIDENTAL PETE CORP DEL	6,573,801	$627K	0.29%	Put
861	GVAGRANITE CONSTR INC	40,543	$627K	0.29%
862	ALXNALEXION PHARMACEUTICALS INC	660,155	$625K	0.29%	Put
863	—BLACKROCK FLA MUN 2020 TERM	41,571	$625K	0.29%
864	HLTHILTON WORLDWIDE HLDGS INC	286,896	$624K	0.29%	Put
865	IWBISHARES TR	863,007	$624K	0.29%
866	RWOSPDR INDEX SHS FDS	306,127	$624K	0.29%
867	CFFNCAPITOL FED FINL INC	42,342	$623K	0.29%
868	PJXPETROLEO BRASILEIRO SA PETRO	222,482	$623K	0.29%
869	FNVFRANCO NEVADA CORP	167,056	$621K	0.29%	Put
870	—IBERIABANK CORP	30,874	$621K	0.29%
871	SRGSERITAGE GROWTH PPTYS	58,161	$620K	0.29%
872	UTMUTAH MED PRODS INC	8,424	$620K	0.29%
873	—COHEN & STEERS GLOBAL INC BL	63,862	$620K	0.29%
874	FCNCAFIRST CTZNS BANCSHARES INC N	1,658	$620K	0.29%
875	AMEDAMEDISYS INC	32,748	$619K	0.29%	Call
876	COMTISHARES U S ETF TR	17,763	$619K	0.29%
877	PFPTPROOFPOINT INC	22,334	$618K	0.29%
878	ESBAEMPIRE ST RLTY OP L P	30,197	$618K	0.29%
879	THFFFIRST FINL CORP IND	12,988	$618K	0.29%
880	NXQUANEX BUILDING PRODUCTS COR	26,908	$618K	0.29%
881	HIFSHINGHAM INSTN SVGS MASS	3,247	$618K	0.29%
882	CBZCBIZ INC	38,045	$618K	0.29%
883	—FRONTIER COMMUNICATIONS CORP	32,112	$618K	0.29%
884	IGSBISHARES TR	3,632,904	$617K	0.29%
885	TRVCCITIGROUP INC	8,486,601	$617K	0.29%	Put
886	GGALGRUPO FINANCIERO SANTANDER M	61,157	$617K	0.29%
887	—ALMOST FAMILY INC	11,487	$617K	0.29%
888	USOUNITED STATES OIL FUND LP	204,221	$617K	0.29%
889	TCMDTACTILE SYS TECHNOLOGY INC	19,909	$616K	0.28%
890	VFLDELAWARE INVT NAT MUNI INC F	45,501	$616K	0.28%
891	ADSWADVANCED DISP SVCS INC DEL	24,404	$615K	0.28%
892	ADCAGREE REALTY CORP	12,536	$615K	0.28%
893	FLTRVANECK VECTORS ETF TR	24,311	$615K	0.28%
894	SRPTSAREPTA THERAPEUTICS INC	148,214	$614K	0.28%	Call
895	VIPSVIPSHOP HLDGS LTD	2,582,350	$614K	0.28%
896	MUFGMITSUBISHI UFJ FINL GROUP IN	95,222	$614K	0.28%
897	CARSCARS COM INC	23,086	$614K	0.28%
898	KOFCOCA COLA FEMSA S A B DE C V	27,934	$614K	0.28%
899	PTEUPACER FDS TR	19,983	$612K	0.28%
900	PBTPERMIAN BASIN RTY TR	70,248	$612K	0.28%

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