UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
801	GLOCLOUGH GLOBAL OPPORTUNITIES	68,007	$738K	0.29%
802	TRTOOTSIE ROLL INDS INC	25,227	$738K	0.29%
803	AXIACENTRAIS ELETRICAS BRASILEIR	189,640	$738K	0.29%
804	WWDWOODWARD INC	38,608	$737K	0.29%
805	—BANCORPSOUTH BK TUPELO MISS	22,533	$737K	0.29%
806	XLGIXLAZARD GLB TTL RET&INCM FD I	41,536	$737K	0.29%
807	—NATIONAL COMM CORP	17,823	$736K	0.29%
808	—HERTZ GLOBAL HLDGS INC	160,933	$736K	0.29%	Put
809	—TIER REIT INC	30,491	$735K	0.29%
810	EBSEMERGENT BIOSOLUTIONS INC	39,010	$735K	0.29%
811	NVSNNOVARTIS A G	6,705,320	$735K	0.29%	Put
812	—VANECK VECTORS ETF TR	47,490	$734K	0.29%
813	OTXOPEN TEXT CORP	163,145	$733K	0.29%
814	BOOTBOOT BARN HLDGS INC	25,803	$733K	0.29%
815	SNNSMITH & NEPHEW PLC	19,760	$733K	0.29%
816	FISFIDELITY NATL INFORMATION SV	255,286	$732K	0.29%	Call
817	TECK/BTECK RESOURCES LTD	364,883	$732K	0.29%
818	VBVANGUARD INDEX FDS	3,423,149	$731K	0.29%
819	NUVAGBPNUVASIVE INC	39,714	$730K	0.29%
820	TFINTRIUMPH BANCORP INC	19,106	$730K	0.29%
821	—WESTERN ASSET MUN DEF OPP TR	35,603	$730K	0.29%
822	LLOEWS CORP	201,278	$728K	0.29%
823	CVECENOVUS ENERGY INC	904,219	$728K	0.29%	Put
824	AWIARMSTRONG WORLD INDS INC NEW	10,453	$728K	0.29%
825	CWENCLEARWAY ENERGY INC	121,324	$728K	0.29%
826	SSBUSDSOUTH ST CORP	8,866	$727K	0.29%
827	EOTEATON VANCE NATL MUN OPPORT	33,845	$727K	0.29%
828	BANCBANC OF CALIFORNIA INC	38,413	$726K	0.29%
829	PPGPPG INDS INC	949,209	$726K	0.29%	Put
830	VIGVANGUARD GROUP	4,255,048	$726K	0.29%
831	BIVVANGUARD BD INDEX FD INC	514,082	$726K	0.29%
832	OTTROTTER TAIL CORP	43,876	$725K	0.29%
833	—BLACKROCK MUNI INCOME INV QL	56,300	$725K	0.29%
834	ADNTADIENT PLC	858,448	$724K	0.29%	Call
835	WTWISDOMTREE CONTINUOUS COMMOD	40,091	$724K	0.29%
836	TRMKTRUSTMARK CORP	77,071	$723K	0.29%
837	CALMCAL MAINE FOODS INC	52,445	$723K	0.29%
838	—PBF LOGISTICS LP	579,525	$723K	0.29%
839	HASHASBRO INC	534,094	$722K	0.29%	Call
840	STMSTMICROELECTRONICS N V	155,037	$722K	0.29%
841	—PENNSYLVANIA RL ESTATE INVT	299,712	$722K	0.29%	Put
842	—NUVEEN INT DUR QUAL MUN TRM	58,682	$722K	0.29%
843	—BLACKROCK MUNIYIELD CALIF FD	56,719	$722K	0.29%
844	DMLDENISON MINES CORP	1,084,167	$721K	0.29%
845	BEBLOOM ENERGY CORP	62,707	$720K	0.29%
846	—MINDBODY INC	452,106	$720K	0.29%	Put
847	HOLXHOLOGIC INC	99,955	$718K	0.28%
848	CRSCARPENTER TECHNOLOGY CORP	12,184	$718K	0.28%
849	—THERAPEUTICSMD INC	109,420	$718K	0.28%
850	TOTLSSGA ACTIVE ETF TR	2,396,716	$718K	0.28%
851	SYMCEURSYMANTEC CORP	745,780	$717K	0.28%	Put
852	NXRTNEXPOINT RESIDENTIAL TR INC	21,619	$717K	0.28%
853	BNYBLACKROCK N Y MUN INCOME TR	59,062	$717K	0.28%
854	FIVNFIVE9 INC	16,386	$716K	0.28%
855	DBAWDBX ETF TR	25,824	$716K	0.28%
856	OUTOUTFRONT MEDIA INC	125,515	$716K	0.28%
857	JLSNUVEEN MTG OPPORTUNITY TERM	29,789	$715K	0.28%
858	SRNESORRENTO THERAPEUTICS INC	162,552	$715K	0.28%
859	CHMICHERRY HILL MTG INVT CORP	39,448	$714K	0.28%
860	AAONAAON INC	98,112	$714K	0.28%
861	REGREGENCY CTRS CORP	110,536	$713K	0.28%
862	PRIPRIMERICA INC	17,536	$713K	0.28%
863	—NIELSEN HLDGS PLC	6,680,535	$713K	0.28%	Put
864	VTYVERINT SYS INC	14,241	$713K	0.28%
865	SAJACOMPANHIA DE SANEAMENTO BASI	120,828	$713K	0.28%	Call
866	BACVERIZON COMMUNICATIONS INC	12,734,081	$712K	0.28%	Put
867	TDTORONTO DOMINION BK ONT	1,332,855	$711K	0.28%	Put
868	NWENORTHWESTERN CORP	46,467	$711K	0.28%
869	—HCP INC	336,201	$710K	0.28%
870	—GREAT ELM CAP CORP	72,978	$708K	0.28%
871	—BLACKROCK MUNIYLD INVST QLTY	56,878	$708K	0.28%
872	EDFSTONE HBR EMERG MRKTS INC FD	54,308	$708K	0.28%
873	FABFIRST TR MULTI CP VAL ALPHA	101,569	$707K	0.28%
874	CORREURCORENERGY INFRASTRUCTURE TR	18,805	$707K	0.28%
875	MTSIMACOM TECH SOLUTIONS HLDGS I	106,170	$706K	0.28%
876	WTVWISDOMTREE TR	8,095	$705K	0.28%
877	MHOM/I HOMES INC	29,483	$705K	0.28%
878	HLFHERBALIFE NUTRITION LTD	2,097,513	$705K	0.28%	Put
879	WBSWEBSTER FINL CORP CONN	69,268	$704K	0.28%
880	—DIVIDEND & INCOME FUND	59,005	$704K	0.28%
881	EDUNEW ORIENTAL ED & TECH GRP I	537,331	$703K	0.28%	Put
882	KRGKITE RLTY GROUP TR	199,118	$703K	0.28%
883	SHGSHINHAN FINANCIAL GROUP CO L	47,638	$702K	0.28%
884	MDTMEDTRONIC PLC	15,319,231	$702K	0.28%	Put
885	KCESPDR SERIES TRUST	12,470	$702K	0.28%
886	HAPVANECK VECTORS ETF TR	18,540	$701K	0.28%
887	HTHHILLTOP HOLDINGS INC	34,655	$699K	0.28%
888	SHVISHARES TR	255,880	$699K	0.28%
889	—CBL & ASSOC PPTYS INC	469,658	$697K	0.28%	Put
890	ROCKGIBRALTAR INDS INC	15,290	$697K	0.28%
891	AMWDAMERICAN WOODMARK CORPORATIO	8,881	$697K	0.28%
892	IVVISHARES TR	2,376,063	$696K	0.28%
893	ETENERGY TRANSFER EQUITY L P	39,885,747	$695K	0.28%	Put
894	SIGISELECTIVE INS GROUP INC	76,388	$695K	0.28%
895	TRTXTPG RE FIN TR INC	34,705	$695K	0.28%
896	CVGWCALAVO GROWERS INC	140,323	$694K	0.28%
897	SPOTSPOTIFY TECHNOLOGY S A	781,620	$694K	0.27%	Put
898	IMAIMAX CORP	26,823	$692K	0.27%
899	ACGLARCH CAP GROUP LTD	151,779	$692K	0.27%
900	A4SAMERIPRISE FINL INC	3,363,305	$691K	0.27%	Put

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