UBS Group AG Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$252.3M

Holdings

7,107

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (7,107 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	DFEWISDOMTREE TR	766,038	$788K	0.31%
702	EMNEASTMAN CHEM CO	611,968	$787K	0.31%
703	ROBOEXCHANGE TRADED CONCEPTS TR	1,339,516	$785K	0.31%
704	NUWNUVEEN AMT-FREE MUN VALUE FD	53,220	$785K	0.31%
705	TTPHEURTETRAPHASE PHARMACEUTICALS I	284,351	$785K	0.31%
706	BCPCBALCHEM CORP	20,141	$784K	0.31%
707	NMIHNMI HLDGS INC	34,618	$784K	0.31%
708	NSPINSPERITY INC	40,503	$784K	0.31%	Put
709	—LOXO ONCOLOGY INC	4,585	$783K	0.31%
710	JACKJACK IN THE BOX INC	61,331	$781K	0.31%
711	MAAMID AMER APT CMNTYS INC	176,909	$781K	0.31%	Call
712	—TORTOISE PWR & ENERGY INFRAS	40,888	$780K	0.31%
713	—LANDMARK INFRASTRUCTURE LP	56,305	$780K	0.31%
714	RBLDFIRST TR EXCHANGE TRADED FD	13,779	$780K	0.31%
715	IBBISHARES TR	3,992,076	$780K	0.31%	Put
716	XLVSELECT SECTOR SPDR TR	4,137,063	$779K	0.31%	Put
717	—BLACKROCK CA MUNI 2018 TERM	52,205	$779K	0.31%
718	TMHCTAYLOR MORRISON HOME CORP	43,207	$779K	0.31%
719	ISCAUSDINTERNATIONAL SPEEDWAY CORP	17,767	$778K	0.31%
720	MFCMANULIFE FINL CORP	1,529,563	$778K	0.31%
721	—KLX INC	172,462	$777K	0.31%
722	AQLTISHARES TR	42,665,126	$777K	0.31%
723	MOMOUSDMOMO INC	449,777	$777K	0.31%	Put
724	—AMTRUST FINL SVCS INC	938,600	$777K	0.31%
725	CHRWC H ROBINSON WORLDWIDE INC	218,909	$777K	0.31%
726	FNFABRINET	16,765	$776K	0.31%
727	JHXJAMES HARDIE INDS PLC	50,837	$776K	0.31%
728	RFVINVESCO EXCHANGE TRADED FD T	10,809	$775K	0.31%
729	LBRDKLIBERTY BROADBAND CORP	136,818	$775K	0.31%
730	DOVDOVER CORP	201,020	$774K	0.31%
731	—ESTERLINE TECHNOLOGIES CORP	33,471	$773K	0.31%
732	AATAMERICAN ASSETS TR INC	20,718	$773K	0.31%
733	AEISADVANCED ENERGY INDS	50,205	$773K	0.31%
734	FTVFORTIVE CORP	1,509,517	$772K	0.31%	Put
735	CNACNA FINL CORP	69,415	$771K	0.31%
736	KSUEURKANSAS CITY SOUTHERN	502,393	$771K	0.31%
737	—2U INC	10,253	$771K	0.31%
738	SDYSPDR SERIES TRUST	1,933,536	$771K	0.31%
739	IARTINTEGRA LIFESCIENCES HLDGS C	39,007	$770K	0.31%
740	XLNXEURXILINX INC	517,075	$770K	0.31%	Put
741	ETRAE TRADE FINANCIAL CORP	634,513	$770K	0.31%	Put
742	BLDRBUILDERS FIRSTSOURCE INC	52,346	$769K	0.30%
743	XOPUSDSPDR SERIES TRUST	17,746,104	$768K	0.30%	Put
744	HTBKHERITAGE COMMERCE CORP	51,493	$768K	0.30%
745	SU6SURMODICS INC	10,282	$768K	0.30%
746	KBWPINVESCO EXCHNG TRADED FD TR	12,035	$768K	0.30%
747	—ABSOLUTE SHS TR	31,511	$768K	0.30%
748	WRKUSDWESTROCK CO	446,303	$767K	0.30%
749	GLOBGLOBANT S A	12,988	$766K	0.30%
750	DLSWISDOMTREE TR	499,922	$766K	0.30%
751	IVWISHARES TR	3,369,129	$764K	0.30%
752	AMDADVANCED MICRO DEVICES INC	4,372,463	$763K	0.30%	Put
753	NVTA1EURINVITAE CORP	185,661	$763K	0.30%
754	MLIMUELLER INDS INC	26,323	$763K	0.30%
755	UTMUTAH MED PRODS INC	8,093	$762K	0.30%
756	EMFTEMPLETON EMERGING MKTS FD I	51,907	$761K	0.30%
757	JDJD COM INC	7,834,726	$761K	0.30%	Put
758	—SWEDISH EXPT CR CORP	135,709	$760K	0.30%
759	ATRAGBXATARA BIOTHERAPEUTICS INC	18,394	$760K	0.30%
760	DEAEASTERLY GOVT PPTYS INC	134,858	$760K	0.30%
761	GGBGERDAU S A	180,446	$759K	0.30%	Call
762	MCHPMICROCHIP TECHNOLOGY INC	526,038	$759K	0.30%	Put
763	—RAVEN INDS INC	65,326	$758K	0.30%
764	—BARCLAYS BK PLC	41,562	$758K	0.30%
765	SPHYSPDR SER TR	74,740	$757K	0.30%
766	TACTRANSALTA CORP	134,309	$756K	0.30%
767	XVMMXDELAWARE INV MN MUN INC FD I	63,517	$756K	0.30%
768	U6ZURANIUM ENERGY CORP	438,284	$754K	0.30%
769	P5YBRF SA	348,469	$753K	0.30%	Call
770	RJFRAYMOND JAMES FINANCIAL INC	93,302	$753K	0.30%
771	—ISHARES TR	28,965	$752K	0.30%
772	JT5MUELLER WTR PRODS INC	65,332	$752K	0.30%
773	—ACXIOM HOLDINGS INC	87,396	$752K	0.30%
774	AMTAMERICAN TOWER CORP NEW	4,037,194	$751K	0.30%	Put
775	LFCUSDCHINA LIFE INS CO LTD	65,993	$751K	0.30%
776	—FRONTIER COMMUNICATIONS CORP	115,609	$750K	0.30%
777	NGDNEW GOLD INC CDA	945,216	$749K	0.30%
778	AMHAMERICAN HOMES 4 RENT	34,184	$749K	0.30%
779	WGOWINNEBAGO INDS INC	147,791	$748K	0.30%
780	—ABSOLUTE SHS TR	31,197	$748K	0.30%
781	DVAXDYNAVAX TECHNOLOGIES CORP	60,340	$748K	0.30%
782	KLMNINVESCO EXCHNG TRADED FD TR	46,207	$747K	0.30%
783	CSTKINVESCO ACTIVELY MANAGD ETF	25,233	$747K	0.30%
784	ITGRINTEGER HLDGS CORP	8,980	$745K	0.30%
785	MVTBLACKROCK MUNIVEST FD II INC	55,946	$745K	0.30%
786	EXPDEXPEDITORS INTL WASH INC	179,456	$744K	0.30%
787	AZNASTRAZENECA PLC	2,425,070	$744K	0.30%	Put
788	B7SBROOKDALE SR LIVING INC	75,699	$744K	0.29%
789	MFMMFS MUN INCOME TR	114,507	$743K	0.29%
790	CNHICNH INDL N V	1,473,930	$742K	0.29%
791	—GRAMERCY PPTY TR	230,870	$742K	0.29%
792	ASXASE TECHNOLOGY HOLDING CO LT	2,515,573	$741K	0.29%
793	JHGJANUS HENDERSON GROUP PLC	79,957	$741K	0.29%	Call
794	CGENCOMPUGEN LTD	192,237	$740K	0.29%
795	INDBINDEPENDENT BANK CORP MASS	8,954	$740K	0.29%
796	EWZSISHARES TR	62,088	$739K	0.29%
797	CMSCMS ENERGY CORP	217,862	$739K	0.29%	Call
798	TWLOTWILIO INC	233,928	$738K	0.29%
799	NMI1EURKIRKLAND LAKE GOLD LTD	682,098	$738K	0.29%	Put
800	CRMSALESFORCE COM INC	3,742,857	$738K	0.29%	Put

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