UBS Group AG Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$259.8M

Holdings

7,099

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (7,099 positions)

#	Stock	Shares	Value	% Portfolio
5701	VNET21VIANET GROUP INC	3,421	$26K	0.01%
5702	CIACHINA EASTN AIRLS LTD	1,103	$26K	0.01%
5703	—GLOBAL X FDS	1,961	$26K	0.01%
5704	WRAPWRAP TECHNOLOGIES INC	6,318	$26K	0.01%
5705	—OXFORD IMMUNOTEC GLOBAL PLC	1,576	$26K	0.01%
5706	XFEBFIRST TRUST SPECIALTY FINANC	4,226	$26K	0.01%
5707	PINGUSDPING IDENTITY HLDG CORP	1,500	$26K	0.01%
5708	QTUMETF SER SOLUTIONS	999	$26K	0.01%
5709	—LEO HOLDINGS CORP	2,556	$26K	0.01%
5710	TBCHTURTLE BEACH CORP	2,201	$26K	0.01%
5711	IROQIF BANCORP INC	1,229	$26K	0.01%
5712	ISHPFIRST TR EXCHANGE TRADED FD	1,127	$26K	0.01%
5713	FUSBFIRST US BANCSHARES INC	2,888	$26K	0.01%
5714	PRPHPROPHASE LABS INC	13,337	$26K	0.01%
5715	—JOHN HANCOCK ETF TRUST	796	$26K	0.01%
5716	EBR-BCENTRAIS ELETRICAS BRASILEIR	2,564	$26K	0.01%
5717	—PROSHARES TR	979	$26K	0.01%
5718	MSCSTUDIO CITY INTL HLDGS LTD	1,269	$26K	0.01%
5719	AGM/AFEDERAL AGRIC MTG CORP	364	$26K	0.01%
5720	—DISCOVERY INC	862	$26K	0.01%
5721	—VISTRA ENERGY CORP	12,631	$26K	0.01%
5722	LNDBRASILAGRO BRAZILIAN AGRIC R	6,407	$26K	0.01%
5723	PTNRGBPPARTNER COMMUNICATIONS CO LT	5,367	$25K	0.01%
5724	MIXTMIX TELEMATICS LTD	1,760	$25K	0.01%
5725	EFASGLOBAL X FDS	1,587	$25K	0.01%
5726	—SOCIAL CAP HEDOSOPHIA HLDGS	2,143	$25K	0.01%
5727	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5728	METCRAMACO RES INC	6,824	$25K	0.01%
5729	LINTA 4 11/15/29LIBERTY MEDIA CORP	35,000	$25K	0.01%
5730	—AVIANCA HLDGS SA	6,833	$25K	0.01%
5731	—BARCLAYS BK PLC	737	$25K	0.01%
5732	—PROSHARES TR	677	$25K	0.01%
5733	—STANDARD AVB FINL CORP	918	$25K	0.01%
5734	—BARCLAYS BK PLC	666	$25K	0.01%
5735	SGDJSPROTT ETF TR	810	$25K	0.01%
5736	—DIREXION SHS ETF TR	925	$25K	0.01%
5737	ECNSISHARES TR	649	$25K	0.01%
5738	UFOPROCURE ETF TRUST II	970	$25K	0.01%
5739	UIVMVICTORY PORTFOLIOS II	554	$25K	0.01%
5740	—UBS AG LONDON BRH	1,728	$25K	0.01%
5741	XOMAXOMA CORP DEL	1,244	$25K	0.01%
5742	NFRAFLEXSHARES TR	484	$25K	0.01%
5743	VNRXVOLITIONRX LTD	4,520	$25K	0.01%
5744	APMAPTORUM GROUP LIMITED	1,524	$25K	0.01%
5745	AKAFETF SER SOLUTIONS	808	$25K	0.01%
5746	—CENTRAL FED CORP	2,022	$25K	0.01%
5747	LSAFTWO RDS SHARED TR	1,002	$25K	0.01%
5748	FIDIFIDELITY COVINGTON TR	1,208	$24K	0.01%
5749	—TRANSAMERICA ETF TR	463	$24K	0.01%
5750	—TANZANIAN GOLD CORP	30,830	$24K	0.01%
5751	CNXTVANECK VECTORS ETF TR	930	$24K	0.01%
5752	DXYNDIXIE GROUP INC	16,962	$24K	0.01%
5753	GNFTYGENFIT S A	1,353	$24K	0.01%
5754	APTALPHA PRO TECH LTD	6,732	$24K	0.01%
5755	AGMHAGM GROUP HOLDINGS INC	1,434	$24K	0.01%
5756	—SILVER SPIKE ACQUISITION COR	2,383	$24K	0.01%
5757	IHAKISHARES TR	975	$24K	0.01%
5758	—OPES ACQUISITION CORP	2,300	$24K	0.01%
5759	LFEQVANECK VECTORS ETF TR	846	$24K	0.01%
5760	—PROSHARES TR	896	$24K	0.01%
5761	NFENEW FORTRESS ENERGY LLC	1,339	$24K	0.01%
5762	—UBS AG JERSEY BRH	1,694	$24K	0.01%
5763	—FINTECH ACQUISITION CORP III	2,269	$24K	0.01%
5764	—MUDRICK CAP ACQUISITION CORP	2,245	$24K	0.01%
5765	EPVPROSHARES TR	766	$24K	0.01%
5766	OGIGUSDOSI ETF TR	1,023	$24K	0.01%
5767	—GOLDMAN SACHS ETF TR	466	$24K	0.01%
5768	—GREENLANE HLDGS INC	7,183	$24K	0.01%
5769	—TENZING ACQUISITION CORP	2,347	$24K	0.01%
5770	—LIBBEY INC	7,154	$24K	0.01%
5771	—UBS AG JERSEY BRH	1,601	$24K	0.01%
5772	—HL ACQUISITIONS CORP	2,393	$24K	0.01%
5773	—FQF TR	1,328	$23K	0.01%
5774	—LRAD CORP	6,934	$23K	0.01%
5775	SRLSCULLY ROYALTY LTD	2,007	$23K	0.01%
5776	—TUSCAN HOLDINGS CORP	2,368	$23K	0.01%
5777	TACTTRANSACT TECHNOLOGIES INC	1,945	$23K	0.01%
5778	—CARDTRONICS PLC	776	$23K	0.01%
5779	—LEISURE ACQUISITION CORP	2,229	$23K	0.01%
5780	—COMMUNITY FIRST BANCSHARES I	2,275	$23K	0.01%
5781	AUBNAUBURN NATL BANCORP	500	$23K	0.01%
5782	—CBS CORP NEW	538	$23K	0.01%
5783	—HENNESSY CAP ACQUSTION CORP	2,166	$23K	0.01%
5784	—USCF FDS TR	5,438	$23K	0.01%
5785	TUSKMAMMOTH ENERGY SVCS INC	9,125	$23K	0.01%
5786	—BARCLAYS BK PLC	1,371	$23K	0.01%
5787	XXGRFXXEAGLE CAP GROWTH FD INC	2,868	$23K	0.01%
5788	—NUVECTRA CORP	16,643	$23K	0.01%
5789	—AKAZOO SA	29,630	$23K	0.01%
5790	—HV BANCORP INC	1,522	$23K	0.01%
5791	HMNFHMN FINL INC	995	$23K	0.01%
5792	—CAROLINA TR BANCSHARES INC	2,193	$23K	0.01%
5793	—SUMMIT WIRELESS TECHNLGIES I	25,540	$23K	0.01%
5794	GOEXGLOBAL X FDS	938	$23K	0.01%
5795	—TKK SYMPHONY ACQUISITION COR	2,128	$22K	0.01%
5796	GYROGYRODYNE LLC	1,106	$22K	0.01%
5797	—ACAMAR PARTNERS ACQSITION CO	2,200	$22K	0.01%
5798	—JP MORGAN EXCHANGE TRADED FD	1,000	$22K	0.01%
5799	PWPOWER REIT	2,123	$22K	0.01%
5800	—ADVISORSHARES TR	852	$22K	0.01%

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