UBS Group AG Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$259.8M

Holdings

7,099

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (7,099 positions)

#	Stock	Shares	Value	% Portfolio
5801	—AMPIO PHARMACEUTICALS INC	44,449	$22K	0.01%
5802	—TKK SYMPHONY ACQUISITION COR	2,128	$22K	0.01%
5803	—CITIGROUP GLOBAL MKT HLDGS I	910	$22K	0.01%
5804	BDRYUSDETF MANAGER GROUP COMMODITY	1,127	$22K	0.01%
5805	MGYRMAGYAR BANCORP INC	1,887	$22K	0.01%
5806	—MAGAL SECURITY SYS LTD	5,183	$22K	0.01%
5807	AMRXAMNEAL PHARMACEUTICALS INC	7,628	$22K	0.01%
5808	BWBABCOCK & WILCOX ENTERPRIS I	4,594	$22K	0.01%
5809	CEPUCENTRAL PUERTO S A	7,262	$22K	0.01%
5810	—ADVISORSHARES TR	852	$22K	0.01%
5811	—SUNESIS PHARMACEUTICALS INC	29,900	$22K	0.01%
5812	—GREENLAND ACQUISITIN CORPORA	2,134	$22K	0.01%
5813	—ACAMAR PARTNERS ACQSITION CO	2,200	$22K	0.01%
5814	—CRESCENT ACQUISITION CORP	2,124	$22K	0.01%
5815	NVMINOVA MEASURING INSTRUMENTS L	704	$22K	0.01%
5816	OROARROW INVTS TR	1,994	$22K	0.01%
5817	—USCF ETF TR	1,118	$22K	0.01%
5818	—DIREXION SHS ETF TR	2,147	$22K	0.01%
5819	PWPOWER REIT	2,123	$22K	0.01%
5820	—MONOCLE ACQUISITION CORP	2,090	$22K	0.01%
5821	MOR2MORPHOSYS AG	800	$22K	0.01%
5822	—THUNDER BRDG ACQUISTION II L	2,200	$22K	0.01%
5823	—NOVELLUS SYS INC	3,000	$21K	0.01%
5824	AOCAALUMINUM CORP CHINA LTD	2,693	$21K	0.01%
5825	—SOUTHERN CO	400	$21K	0.01%
5826	SVXSERVOTRONICS INC	2,121	$21K	0.01%
5827	—GIGCAPITAL INC	2,040	$21K	0.01%
5828	—PROSHARES TR	1,089	$21K	0.01%
5829	SOHUSOHU COM LTD	2,067	$21K	0.01%
5830	PNBKPATRIOT NATL BANCORP INC	1,652	$21K	0.01%
5831	—MTBC INC	5,553	$21K	0.01%
5832	—SWEDISH EXPT CR CORP	969	$21K	0.01%
5833	—POINTER TELOCATION LTD	1,410	$21K	0.01%
5834	PRPLPURPLE INNOVATION INC	2,826	$21K	0.01%
5835	—UBS AG LONDON BRH	1,500	$21K	0.01%
5836	CLGNCOLLPLANT BIOTECHNOLOGIES LT	5,304	$21K	0.01%
5837	ICCHICC HLDGS INC	1,549	$21K	0.01%
5838	—PROSHARES TR	984	$21K	0.01%
5839	EBMTEAGLE BANCORP MONT INC	1,227	$21K	0.01%
5840	G3VGREEN PLAINS INC	1,930	$21K	0.01%
5841	—RMG ACQUISITION CORP	2,083	$21K	0.01%
5842	—SPDR INDEX SHS FDS	286	$21K	0.01%
5843	EDUCEDUCATIONAL DEV CORP	3,313	$21K	0.01%
5844	DAVAENDAVA PLC	558	$21K	0.01%
5845	—WISDOMTREE TR	806	$21K	0.01%
5846	—PROTECTIVE INS CORP	1,271	$21K	0.01%
5847	—BLACKSTONE MTG TR INC	20,000	$21K	0.01%
5848	—ALPS ETF TR	790	$20K	0.01%
5849	—WVS FINL CORP	1,276	$20K	0.01%
5850	—JOHN HANCOCK ETF TRUST	747	$20K	0.01%
5851	FLEUFRANKLIN TEMPLETON ETF TR	847	$20K	0.01%
5852	MERCMERCER INTL INC	1,639	$20K	0.01%
5853	—REGALWOOD GLOBAL ENERGY LTD	1,935	$20K	0.01%
5854	FTXRFIRST TR EXCHANGE TRADED FD	873	$20K	0.01%
5855	BGMS 6 PERPCYCLACEL PHARMACEUTICALS INC	4,428	$20K	0.01%
5856	—TUSCAN HLDGS CORP II	2,010	$20K	0.01%
5857	SMSM ENERGY CO	2,112	$20K	0.01%
5858	—FIRST TR EXCH TRD ALPHA FD I	629	$20K	0.01%
5859	—CHARDAN HEALTHCARE ACQUISITI	1,661	$20K	0.01%
5860	—IDERA PHARMACEUTICALS INC	6,930	$20K	0.01%
5861	KODKEASTMAN KODAK CO	7,245	$20K	0.01%
5862	IORINCOME OPPORTUNITY RLTY INVS	1,591	$20K	0.01%
5863	—CF FIN ACQUISITION CORP	1,880	$20K	0.01%
5864	—DIREXION SHS ETF TR	6,065	$20K	0.01%
5865	XMPTVANECK VECTORS ETF TR	709	$20K	0.01%
5866	FARMFARMER BROS CO	1,572	$20K	0.01%
5867	SPLPSTEEL PARTNERS HLDGS L P	1,599	$20K	0.01%
5868	—AMTD INTL INC	2,184	$20K	0.01%
5869	—AMCI ACQUISITION CORP	1,900	$20K	0.01%
5870	—EDTECHX HLDGS ACQUISITION CO	1,913	$20K	0.01%
5871	EMTYPROSHARES TR	563	$20K	0.01%
5872	—VIKING THERAPEUTICS INC	3,694	$20K	0.01%
5873	SEEDORIGIN AGRITECH LIMITED	3,187	$20K	0.01%
5874	OGENORAGENICS INC	37,937	$20K	0.01%
5875	—UBS AG JERSEY BRH	925	$20K	0.01%
5876	—JP MORGAN EXCHANGE TRADED FD	772	$20K	0.01%
5877	—GORES METROPOULOS INC	1,900	$20K	0.01%
5878	—BLACKROCK MASS TAX-EXEMPT TR	1,500	$20K	0.01%
5879	MLB1MERCADOLIBRE INC	35,952	$20K	0.01%
5880	—NEUBASE THERAPEUTICS INC	3,745	$19K	0.01%
5881	—O2MICRO INTERNATIONAL LTD	14,453	$19K	0.01%
5882	VTE1ASURE SOFTWARE INC	2,906	$19K	0.01%
5883	—HENNESSY CAP ACQUSTION CORP	1,925	$19K	0.01%
5884	—ZEALAND PHARMA A S	756	$19K	0.01%
5885	—JANUS DETROIT STR TR	774	$19K	0.01%
5886	—GORDON POINTE ACQUISITION CO	1,860	$19K	0.01%
5887	FDHYFIDELITY COVINGTON TR	366	$19K	0.01%
5888	USIOUSIO INC	9,408	$19K	0.01%
5889	TAYDTAYLOR DEVICES INC	1,810	$19K	0.01%
5890	RNGRRANGER ENERGY SVCS INC	3,000	$19K	0.01%
5891	EXFEUREXFO INC	4,796	$19K	0.01%
5892	—MEGALITH FINL ACQUISITION CO	1,867	$19K	0.01%
5893	—CITIGROUP GLOBAL MKT HLDGS I	520	$19K	0.01%
5894	—VECTOIQ ACQUISITION CORP	1,804	$19K	0.01%
5895	—PACIFIC COAST OIL TR	9,726	$19K	0.01%
5896	—FLY LEASING LTD	945	$19K	0.01%
5897	BNFTEURBENEFITFOCUS INC	827	$19K	0.01%
5898	—FIRST TR EXCHANGE TRADED FD	600	$19K	0.01%
5899	AERIEURAERIE PHARMACEUTICALS INC	1,000	$19K	0.01%
5900	SSNTSILVERSUN TECHNOLOGIES INC	5,490	$19K	0.01%

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