UBS Group AG Q3 2020 Filing

Filed November 12, 2020

Portfolio Value

$265.3M

Holdings

7,224

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (7,224 positions)

#	Stock	Shares	Value	% Portfolio
5301	FISIFINANCIAL INSTNS INC	1,648	$26K	0.01%
5302	—LONGEVITY ACQUISITION CORP	2,429	$26K	0.01%
5303	FULCFULCRUM THERAPEUTICS INC	3,226	$26K	0.01%
5304	—ORBCOMM INC	7,586	$26K	0.01%
5305	FIDIFIDELITY COVINGTON TRUST	1,666	$26K	0.01%
5306	UDNINVESCO DB US DLR INDEX TR	1,241	$26K	0.01%
5307	ACLCAMERICAN CENTY ETF TR	606	$26K	0.01%
5308	TIGRUP FINTECH HLDG LTD	5,573	$26K	0.01%
5309	—FALCON MINERALS CORP	10,748	$26K	0.01%
5310	ICOWPACER FDS TR	1,099	$26K	0.01%
5311	ATENA10 NETWORKS INC	4,090	$26K	0.01%
5312	NKSHNATIONAL BANKSHARES INC VA	1,035	$26K	0.01%
5313	GCVGABELLI CONV & INC SECS FD I	4,773	$26K	0.01%
5314	TEOTELECOM ARGENTINA S A	4,004	$26K	0.01%
5315	HDGPROSHARES TR	567	$26K	0.01%
5316	CMCM1EURCHEETAH MOBILE INC	12,579	$26K	0.01%
5317	—BANK OF MONTREAL	2,313	$26K	0.01%
5318	MOR2MORPHOSYS AG	841	$26K	0.01%
5319	FBZ*FIRST TR EXCH TRD ALPHDX FD	2,441	$26K	0.01%
5320	—SHARPSPRING INC	2,342	$26K	0.01%
5321	UBFOUNITED SEC BANCSHARES CALIF	4,179	$26K	0.01%
5322	YOLOADVISORSHARES TR	2,349	$25K	0.01%
5323	MFS1EURWELBILT INC	4,063	$25K	0.01%
5324	MMLPMARTIN MIDSTREAM PRTNRS L P	21,353	$25K	0.01%
5325	VSHYVIRTUS ETF TR II	1,057	$25K	0.01%
5326	FLGTFULGENT GENETICS INC	620	$25K	0.01%
5327	ATOMATOMERA INC	2,377	$25K	0.01%
5328	—VANECK VECTORS ETF TR	1,228	$25K	0.01%
5329	—USA TRUCK INC	2,600	$25K	0.01%
5330	ESTEEUREARTHSTONE ENERGY INC	9,875	$25K	0.01%
5331	TASTUSDCARROLS RESTAURANT GROUP INC	3,900	$25K	0.01%
5332	—DIREXION SHS ETF TR	1,623	$25K	0.01%
5333	LEGHLEGACY HOUSING CORP	1,804	$25K	0.01%
5334	ECNSISHARES TR	565	$25K	0.01%
5335	—CASTLIGHT HEALTH INC	22,000	$25K	0.01%
5336	FLBRFRANKLIN TEMPLETON ETF TR	1,466	$25K	0.01%
5337	FRBAFIRST BANK WILLIAMSTOWN NJ	4,039	$25K	0.01%
5338	—BARCLAYS BANK PLC	641	$25K	0.01%
5339	—BARCLAYS BANK PLC	660	$25K	0.01%
5340	XSHQINVESCO EXCH TRADED FD TR II	988	$25K	0.01%
5341	GNSSGENASYS INC	4,000	$25K	0.01%
5342	QQHNORTHERN LTS FD TR III	727	$25K	0.01%
5343	UIVMVICTORY PORTFOLIOS II	628	$25K	0.01%
5344	TCFCUSDCOMMUNITY FINL CORP MD	1,128	$25K	0.01%
5345	—BARCLAYS BANK PLC	737	$25K	0.01%
5346	STIMNEURONETICS INC	5,122	$25K	0.01%
5347	—ETF SER SOLUTIONS	1,621	$25K	0.01%
5348	TDVGT ROWE PRICE ETF INC	1,000	$25K	0.01%
5349	KLMNINVESCO EXCH TRADED FD TR II	499	$25K	0.01%
5350	—CITIGROUP GLOBAL MKTS HLDGS	1,231	$25K	0.01%
5351	ACTGACACIA RESH CORP	7,104	$25K	0.01%
5352	—NEW YORK MTG TR INC	25,000	$24K	0.01%
5353	—ISHARES TR	1,751	$24K	0.01%
5354	DHYCREDIT SUISSE HIGH YIELD BD	11,426	$24K	0.01%
5355	—GLOBAL X FDS	3,011	$24K	0.01%
5356	HCCIUSDHERITAGE CRYSTAL CLEAN INC	1,780	$24K	0.01%
5357	LTLPROSHARES TR	743	$24K	0.01%
5358	STRSSTRATUS PPTYS INC	1,109	$24K	0.01%
5359	BSJRINVESCO EXCH TRD SLF IDX FD	980	$24K	0.01%
5360	—NORTHERN LTS FD TR IV	990	$24K	0.01%
5361	TPHSTRINITY PL HLDGS INC	17,000	$24K	0.01%
5362	FSCSFIRST TR EXCHANGE-TRADED FD	1,202	$24K	0.01%
5363	DZSIQDZS INC	2,562	$24K	0.01%
5364	FCBCFIRST CMNTY BANKSHARES INC V	1,337	$24K	0.01%
5365	—TRIPLE-S MGMT CORP	1,367	$24K	0.01%
5366	—FINTECH ACQUISITION CORP III	15,482	$24K	0.01%
5367	—RED LION HOTELS CORP	11,000	$24K	0.01%
5368	BSMRINVESCO EXCH TRD SLF IDX FD	938	$24K	0.01%
5369	BXMT 4.75 03/15/23BLACKSTONE MTG TR INC	25,000	$24K	0.01%
5370	VRCAVERRICA PHARMACEUTICALS INC	3,128	$24K	0.01%
5371	GYLDARROW ETF TR	2,146	$24K	0.01%
5372	FCFRANKLIN COVEY CO	1,337	$24K	0.01%
5373	AJXGREAT AJAX CORP	2,940	$24K	0.01%
5374	—KRANESHARES TR	706	$24K	0.01%
5375	ECCEAGLE PT CR CO LLC	2,730	$24K	0.01%
5376	APYXAPYX MEDICAL CORPORATION	5,000	$24K	0.01%
5377	—VISTAS MEDIA ACQUISITION CO	2,406	$24K	0.01%
5378	—GLOBAL X FDS	1,715	$24K	0.01%
5379	FUNCFIRST UTD CORP	2,074	$24K	0.01%
5380	FONRFONAR CORP	1,165	$24K	0.01%
5381	CRMDCORMEDIX INC	4,023	$24K	0.01%
5382	—ETF SER SOLUTIONS	924	$24K	0.01%
5383	FATAQFAT BRANDS INC	4,231	$24K	0.01%
5384	DBAINVESCO DB G10 CURRENCY HARV	1,049	$24K	0.01%
5385	CSPICSP INC	2,799	$24K	0.01%
5386	—SWEDISH EXPT CR CORP	960	$24K	0.01%
5387	ORMPORAMED PHARMACEUTICALS INC	9,359	$24K	0.01%
5388	HFBLHOME FED BANCORP INC LA NEW	1,051	$24K	0.01%
5389	FIDFIRST TR EXCHANGE-TRADED FD	1,612	$23K	0.01%
5390	—GRIFFIN INL RLTY INC	444	$23K	0.01%
5391	ATATLANTIC POWER CORP	11,543	$23K	0.01%
5392	—INDEXIQ ETF TR	927	$23K	0.01%
5393	USPXFRANKLIN TEMPLETON ETF TR	700	$23K	0.01%
5394	4NX1LUMOS PHARMA INC	1,604	$23K	0.01%
5395	HBBHAMILTON BEACH BRANDS HLDG C	1,156	$23K	0.01%
5396	—SWEDISH EXPT CR CORP	2,495	$23K	0.01%
5397	VPCETFIS SER TR I	1,261	$23K	0.01%
5398	BAPRINNOVATOR ETFS TR	798	$23K	0.01%
5399	BBGIEURBEASLEY BROADCAST GROUP INC	18,903	$23K	0.01%
5400	DDLSWISDOMTREE TR	832	$23K	0.01%

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