UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio
5401	—CORVUS GOLD INC	13,894	$44K	0.01%
5402	GDXUBANK OF MONTREAL	4,862	$44K	0.01%
5403	AQSTAQUESTIVE THERAPEUTICS INC	10,000	$44K	0.01%
5404	MTRNMATERION CORP	636	$44K	0.01%
5405	BROSDUTCH BROS INC	1,011	$44K	0.01%
5406	—LORDSTOWN MOTORS CORP	5,529	$44K	0.01%
5407	—INNOVATOR ETFS TR	1,503	$44K	0.01%
5408	EMMFWISDOMTREE TR	1,766	$44K	0.01%
5409	FNOVFIRST TR EXCHNG TRADED FD VI	1,147	$44K	0.01%
5410	IBTHISHARES TR	1,735	$44K	0.01%
5411	TRPAHARTFORD FDS EXCHANGE TRADED	1,071	$44K	0.01%
5412	FCORFIDELITY MERRIMACK STR TR	789	$44K	0.01%
5413	IQDEUSDFLEXSHARES TR	1,900	$44K	0.01%
5414	—AYRO INC	12,823	$44K	0.01%
5415	CEWWISDOMTREE TR	2,484	$44K	0.01%
5416	XHITXINVESCO HIG INCM 2023 TARG T	4,451	$44K	0.01%
5417	ALTREURALTAIR ENGR INC	632	$44K	0.01%
5418	PJUNINNOVATOR ETFS TR	1,420	$44K	0.01%
5419	DGLUSDINVESCO DB MULTI-SECTOR COMM	891	$44K	0.01%
5420	—EXCHANGE TRADED CONCEPTS TR	1,200	$44K	0.01%
5421	IIIVI3 VERTICALS INC	1,798	$44K	0.01%
5422	—PGIM ETF TR	619	$44K	0.01%
5423	AAMIBRIGHTSPHERE INVT GROUP INC	1,691	$44K	0.01%
5424	PDSBPDS BIOTECHNOLOGY CORP	2,946	$44K	0.01%
5425	—HOEGH LNG PARTNERS LP	8,813	$44K	0.01%
5426	TGTREDEGAR CORP	3,623	$44K	0.01%
5427	LLLUMBER LIQUIDATORS HLDGS INC	2,327	$44K	0.01%
5428	USPHU S PHYSICAL THERAPY	389	$43K	0.01%
5429	LPGDORIAN LPG LTD	3,476	$43K	0.01%
5430	ANEWPROSHARES TR	954	$43K	0.01%
5431	—DIREXION SHS ETF TR	1,517	$43K	0.01%
5432	—MICRO FOCUS INTL PLC	7,887	$43K	0.01%
5433	BEEMBEAM GLOBAL	1,565	$43K	0.01%
5434	ZNHUSDCHINA SOUTHERN AIRLINES CO L	1,529	$43K	0.01%
5435	—ALPINE ACQUISITION CORPORATI	4,292	$43K	0.01%
5436	GOEXGLOBAL X FDS	1,600	$43K	0.01%
5437	—NEW YORK CITY REIT INC	5,332	$43K	0.01%
5438	—INDEXIQ ETF TR	1,263	$42K	0.01%
5439	—BANK OF MONTREAL	581	$42K	0.01%
5440	FLCAFRANKLIN TEMPLETON ETF TR	1,289	$42K	0.01%
5441	PAYAUSDPAYA HOLDINGS INC	3,887	$42K	0.01%
5442	DHYCREDIT SUISSE HIGH YIELD BD	17,390	$42K	0.01%
5443	GRAFUSDVELODYNE LIDAR INC	7,147	$42K	0.01%
5444	—PROSHARES TR	461	$42K	0.01%
5445	GLLGBPPROSHARES TR II	1,209	$42K	0.01%
5446	CXRNLISTED FD TR	1,280	$42K	0.01%
5447	MMSIMERIT MED SYS INC	582	$42K	0.01%
5448	DDTOINNOVATOR ETFS TR	1,534	$42K	0.01%
5449	WBILABSOLUTE SHS TR	1,437	$42K	0.01%
5450	—KRANESHARES TR	1,748	$42K	0.01%
5451	APYXAPYX MEDICAL CORPORATION	3,000	$42K	0.01%
5452	TMDVPROSHARES TR	911	$42K	0.01%
5453	BRFVANECK ETF TRUST	2,167	$42K	0.01%
5454	—DIREXION SHS ETF TR	6,977	$42K	0.01%
5455	CANCANAAN INC	6,565	$41K	0.01%
5456	ZEUSOLYMPIC STEEL INC	1,686	$41K	0.01%
5457	SNCYSUN CTRY AIRLS HLDGS INC	1,224	$41K	0.01%
5458	GRPHGRAPHITE BIO INC	2,509	$41K	0.01%
5459	DCODUCOMMUN INC DEL	805	$41K	0.01%
5460	CLSDUSDCLEARSIDE BIOMEDICAL INC	6,778	$41K	0.01%
5461	—LUX HEALTH TECH ACQUISITION	4,252	$41K	0.01%
5462	—LISTED FD TR	1,453	$41K	0.01%
5463	IRDOCUPHIRE PHARMA INC	7,838	$41K	0.01%
5464	—CONCORD ACQUISITION CORP	4,065	$41K	0.01%
5465	—FINTECH ACQUISITION CORP V	4,071	$41K	0.01%
5466	VRAIETFIS SER TR I	1,627	$41K	0.01%
5467	RELLRICHARDSON ELECTRS LTD	4,254	$41K	0.01%
5468	—ISHARES TR	1,112	$41K	0.01%
5469	EVIEVI INDS INC	1,500	$41K	0.01%
5470	FCPIFIDELITY COVINGTON TRUST	1,349	$41K	0.01%
5471	VLNVALENS SEMICONDUCTOR LTD	5,594	$41K	0.01%
5472	—AGILITI INC	2,150	$41K	0.01%
5473	—ARYA SCIENCES ACQU CORP IV	4,048	$41K	0.01%
5474	SGMLSIGMA LITHIUM CORPORATION	4,690	$40K	0.01%
5475	XSHDINVESCO EXCH TRADED FD TR II	1,809	$40K	0.01%
5476	VICEADVISORSHARES TR	1,221	$40K	0.01%
5477	—EXCHANGE LISTED FDS TR	1,625	$40K	0.01%
5478	FOAFINANCE OF AMERICA COMPAN	8,212	$40K	0.01%
5479	ATDALLEGHENY TECHNOLOGIES INC	2,393	$40K	0.01%
5480	IMTXIMMATICS N.V	3,100	$40K	0.01%
5481	LMNRLIMONEIRA CO	2,500	$40K	0.01%
5482	GANGAN LTD	2,655	$40K	0.01%
5483	—ISHARES TR	1,672	$40K	0.01%
5484	—APTOSE BIOSCIENCES INC	18,478	$40K	0.01%
5485	—EXCHANGE LISTED FDS TR	1,440	$40K	0.01%
5486	—ATLANTIC AVE ACQUISITION COR	4,042	$40K	0.01%
5487	—VIDLER WATER RESOUCES INC	3,487	$39K	0.01%
5488	DRUPGRANITESHARES ETF TR	954	$39K	0.01%
5489	COWNEURCOWEN INC	1,138	$39K	0.01%
5490	BMARINNOVATOR ETFS TR	1,192	$39K	0.01%
5491	ABSIABSCI CORPORATION	3,364	$39K	0.01%
5492	BNGOUSDBIONANO GENOMICS INC	7,040	$39K	0.01%
5493	—WISDOMTREE TR	1,408	$39K	0.01%
5494	—EPIPHANY TECHNOLOGY ACQUISIT	4,004	$39K	0.01%
5495	WFWOORI FINL GROUP INC	1,333	$39K	0.01%
5496	—LYDALL INC	634	$39K	0.01%
5497	—EDESA BIOTECH INC	5,369	$39K	0.01%
5498	XFEBFIRST TR EXCHNG TRADED FD VI	1,203	$39K	0.01%
5499	—NORTHERN GENESIS ACQUISITION	3,840	$39K	0.01%
5500	—ARTISAN ACQUISITION CORP	3,796	$39K	0.01%

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