UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio
5801	—VICTORY PORTFOLIOS II	1,135	$27K	0.01%
5802	SENS1GBPSENSEONICS HLDGS INC	7,923	$27K	0.01%
5803	PUCKWGOAL ACQUISITIONS CORP	47,182	$27K	0.01%
5804	—HORIZON ACQUISITION CORPORAT	2,770	$27K	0.01%
5805	RZLTREZOLUTE INC	3,671	$27K	0.01%
5806	OPYOPPENHEIMER HLDGS INC	600	$27K	0.01%
5807	ICCHICC HLDGS INC	1,612	$27K	0.01%
5808	TCXTUCOWS INC	338	$27K	0.01%
5809	BBAGJ P MORGAN EXCHANGE-TRADED F	495	$27K	0.01%
5810	—MINORITY EQUALITY OPPORTUNIT	2,643	$27K	0.01%
5811	—TRXADE HEALTH INC	5,425	$27K	0.01%
5812	XFEBFIRST TR SPECIALTY FIN & FIN	6,781	$27K	0.01%
5813	CIKCREDIT SUISSE ASSET MGMT INC	7,731	$27K	0.01%
5814	—USHG ACQUISITION CORP	2,680	$27K	0.01%
5815	CATBUSDASTRIA THERAPEUTICS INC	3,008	$27K	0.01%
5816	HIPSGRANITESHARES ETF TR	1,773	$27K	0.01%
5817	DVLUFIRST TR EXCHANGE-TRADED FD	1,156	$27K	0.01%
5818	—SARCOS TECHN AND ROBOTICS CO	3,500	$27K	0.01%
5819	—SOCIAL CAPITAL HEDOSOPHA HLD	2,526	$27K	0.01%
5820	GOAUETF SER SOLUTIONS	1,663	$27K	0.01%
5821	IMFLINVESCO EXCH TRD SLF IDX FD	1,017	$27K	0.01%
5822	ORMPORAMED PHARMACEUTICALS INC	1,174	$26K	0.01%
5823	JANWAIM ETF PRODUCTS TRUST	996	$26K	0.01%
5824	—TIDAL ETF TR	519	$26K	0.01%
5825	—WISDOMTREE TR	553	$26K	0.01%
5826	ISREURISORAY INC	42,476	$26K	0.01%
5827	—CELSION CORP	28,572	$26K	0.01%
5828	SFYXTIDAL ETF TR	1,852	$26K	0.01%
5829	—LEGG MASON ETF INVT TR	869	$26K	0.01%
5830	—GLOBAL X FDS	1,023	$26K	0.01%
5831	—HELBIZ INC	2,000	$26K	0.01%
5832	NETLETF SER SOLUTIONS	895	$26K	0.01%
5833	ARCARC DOCUMENT SOLUTIONS INC	8,807	$26K	0.01%
5834	—TRANSAMERICA ETF TR	465	$26K	0.01%
5835	—REDBALL ACQUISITION CORP	2,650	$26K	0.01%
5836	NNBRNN INC	4,935	$26K	0.01%
5837	—EPIPHANY TECHNOLOGY ACQUISIT	2,569	$26K	0.01%
5838	VSECVSE CORP	547	$26K	0.01%
5839	FLNFIRST TR EXCH TRD ALPHDX FD	1,459	$26K	0.01%
5840	EVOP1EUREVO PMTS INC	1,090	$26K	0.01%
5841	—PERSHING SQUARE TONTINE HLDG	20,377	$26K	0.01%
5842	—G&P ACQUISITION CORP	2,617	$26K	0.01%
5843	EVBNUSDEVANS BANCORP INC	671	$26K	0.01%
5844	—ONE EQUITY PARTNERS OPEN WTR	40,875	$26K	0.01%
5845	—ROTH CH ACQUISITION III CO	2,619	$26K	0.01%
5846	—MALACCA STRAITS ACQUISITION	2,581	$26K	0.01%
5847	JSTCTIDAL ETF TR	1,479	$25K	0.01%
5848	PHXUSDPHX MINERALS INC	8,396	$25K	0.01%
5849	—AKERNA CORP	8,930	$25K	0.01%
5850	—ZYNERBA PHARMACEUTICALS INC	5,770	$25K	0.01%
5851	—PCTEL INC	4,085	$25K	0.01%
5852	OLPXOLAPLEX HLDGS INC	1,010	$25K	0.01%
5853	—BRIACELL THERAPEUTICS CORP	3,077	$25K	0.01%
5854	—SVF INVESTMENT CORP	2,534	$25K	0.01%
5855	—APPLIED UV INC	3,523	$25K	0.01%
5856	EPVPROSHARES TR	1,999	$25K	0.01%
5857	—LMP AUTOMOTIVE HLDGS INC	1,635	$25K	0.01%
5858	MSTBETF SER SOLUTIONS	834	$25K	0.01%
5859	—FTAC HERA ACQUISITION CORP	2,581	$25K	0.01%
5860	—GOBI ACQUISITION CORP	2,630	$25K	0.01%
5861	—CHARDAN NEXTECH ACQUISITION	2,401	$25K	0.01%
5862	9C0ACANGO INC	6,186	$25K	0.01%
5863	WIMIWIMI HOLOGRAM CLOUD INC	6,147	$25K	0.01%
5864	CDXSCODEXIS INC	1,071	$25K	0.01%
5865	DISH 3.375 08/15/26DISH NETWORK CORPORATION	24,000	$25K	0.01%
5866	CCBGCAPITAL CITY BK GROUP INC	1,012	$25K	0.01%
5867	GAMRUSDETF MANAGERS TR	296	$25K	0.01%
5868	CLDNEUREIGER BIOPHARMACEUTICALS INC	3,786	$25K	0.01%
5869	FTXHFIRST TR EXCHANGE-TRADED FD	958	$25K	0.01%
5870	—ASTREA ACQUISITION CORP	2,384	$25K	0.01%
5871	HUSAUSDHOUSTON AMERN ENERGY CORP	10,971	$25K	0.01%
5872	RSXJVANECK ETF TRUST	676	$25K	0.01%
5873	ZENVZENVIA INC	1,808	$25K	0.01%
5874	EAPRINNOVATOR ETFS TR	1,001	$25K	0.01%
5875	JOANJOANN INC	2,222	$25K	0.01%
5876	—APOLLO STRATEGIC GRWT CPTL I	2,540	$25K	0.01%
5877	XMHQINVESCO EXCHANGE TRADED FD T	328	$25K	0.01%
5878	—QUEENS GAMBIT GROWTH CAPITAL	2,485	$25K	0.01%
5879	—INNOVATOR ETFS TR	831	$25K	0.01%
5880	—TRANSAMERICA ETF TR	460	$25K	0.01%
5881	MXEMEXICO EQUITY & INCOME FD	2,359	$25K	0.01%
5882	RTAICOLLABORATIVE INVESTMNT SER	900	$25K	0.01%
5883	FDHYFIDELITY COVINGTON TRUST	443	$25K	0.01%
5884	—WISEKEY INTERNATIONAL HLDS L	3,878	$25K	0.01%
5885	—NEOVASC INC	34,701	$25K	0.01%
5886	KALAKALA PHARMACEUTICALS INC	9,645	$25K	0.01%
5887	EXEEWCHESAPEAKE ENERGY CORP	675	$25K	0.01%
5888	—HEXO CORP	13,470	$25K	0.01%
5889	SOVBUSDCAMBRIA ETF TR	1,072	$25K	0.01%
5890	AGPUPREDICTIVE ONCOLOGY INC	18,788	$25K	0.01%
5891	PCYOPURE CYCLE CORP	1,900	$25K	0.01%
5892	—PROPTECH INVESTMENT CORP II	2,537	$25K	0.01%
5893	BELFBBEL FUSE INC	1,962	$24K	0.01%
5894	LEVGQTHE LION ELECTRIC COMPANY	1,922	$24K	0.01%
5895	VTNRUSDVERTEX ENERGY INC	4,665	$24K	0.01%
5896	WGSWWSEMA4 HOLDINGS CORP	11,220	$24K	0.01%
5897	—EUCRATES BIOMEDICAL ACQU COR	2,500	$24K	0.01%
5898	AGQPROSHARES TR	1,485	$24K	0.01%
5899	USDUWISDOMTREE TR	896	$24K	0.01%
5900	KSTRKRANESHARES TR	1,042	$24K	0.01%

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