UBS Group AG Q4 2016 Filing

Filed February 14, 2017

Portfolio Value

$181.1M

Holdings

6,824

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,824 positions)

#	Stock	Shares	Value	% Portfolio
5501	—OHR PHARMACEUTICAL INC	16,884	$25K	0.01%
5502	—VIVUS INC	21,438	$25K	0.01%
5503	—USA TECHNOLOGIES INC	1,181	$25K	0.01%
5504	CHMGCHEMUNG FINL CORP	691	$25K	0.01%
5505	—FIRST SOUTH BANCORP INC VA	2,126	$25K	0.01%
5506	—SILICONWARE PRECISION INDS L	3,423	$25K	0.01%
5507	PNRGPRIMEENERGY CORP	464	$25K	0.01%
5508	—BOVIE MEDICAL CORP	7,124	$25K	0.01%
5509	—WALTER INVT MGMT CORP	5,154	$25K	0.01%
5510	—NEXTERA ENERGY INC	429	$25K	0.01%
5511	NERVGBPMINERVA NEUROSCIENCES INC	2,102	$25K	0.01%
5512	ITRNITURAN LOCATION AND CONTROL	925	$25K	0.01%
5513	—DASAN ZHONE SOLUTIONS INC	25,607	$25K	0.01%
5514	—DIREXION SHS ETF TR	1,072	$25K	0.01%
5515	—ROYAL BANCSHARES PA INC	5,917	$25K	0.01%
5516	—DANAOS CORPORATION	9,564	$25K	0.01%
5517	MKC/VMCCORMICK & CO INC	272	$25K	0.01%
5518	—SGOCO GROUP LTD	6,532	$25K	0.01%
5519	FCCOFIRST CMNTY CORP S C	1,411	$25K	0.01%
5520	EHTHEHEALTH INC	2,329	$25K	0.01%
5521	ARLAMERICAN RLTY INVS INC	4,832	$25K	0.01%
5522	—ETF SER SOLUTIONS	1,085	$24K	0.01%
5523	EFTTECHTARGET INC	2,863	$24K	0.01%
5524	EVXVANECK VECTORS ETF TR	317	$24K	0.01%
5525	LFVNLIFEVANTAGE CORP	2,929	$24K	0.01%
5526	—RENEWABLE ENERGY GROUP INC	25,000	$24K	0.01%
5527	CNCRUSDETF SER SOLUTIONS	1,141	$24K	0.01%
5528	CDXSCODEXIS INC	5,191	$24K	0.01%
5529	—VANECK VECTORS ETF TR	688	$24K	0.01%
5530	KTCCKEY TRONICS CORP	3,047	$24K	0.01%
5531	UYMPROSHARES TR	486	$24K	0.01%
5532	—HARDINGE INC	2,183	$24K	0.01%
5533	J2AWILLDAN GROUP INC	1,084	$24K	0.01%
5534	—BARCLAYS BANK PLC	509	$24K	0.01%
5535	—ABERDEEN LATIN AMER EQTY FD	1,220	$24K	0.01%
5536	AAMEATLANTIC AMERN CORP	5,850	$24K	0.01%
5537	INODINNODATA INC	9,776	$24K	0.01%
5538	—HILL INTERNATIONAL INC	5,588	$24K	0.01%
5539	—PRUDENTIAL BANCORP INC NEW	1,374	$24K	0.01%
5540	—BANK COMM HLDGS	2,486	$24K	0.01%
5541	—QUINPARIO ACQUISITION CORP 2	2,400	$24K	0.01%
5542	—ELEVATION ETF TR	893	$24K	0.01%
5543	—RED LION HOTELS CORP	2,928	$24K	0.01%
5544	—EATON VANCE MI MUNI INCOME T	1,832	$24K	0.01%
5545	ALLTALLOT COMMUNICATIONS LTD	4,965	$24K	0.01%
5546	—HEMISPHERE MEDIA GROUP INC	2,125	$24K	0.01%
5547	—CHINA DISTANCE ED HLDGS LTD	2,076	$23K	0.01%
5548	—TRACON PHARMACEUTICALS INC	4,625	$23K	0.01%
5549	—PROSHARES TR	183	$23K	0.01%
5550	CGENCOMPUGEN LTD	4,403	$23K	0.01%
5551	—GLOBAL X FDS	1,238	$23K	0.01%
5552	—FTD COS INC	936	$23K	0.01%
5553	TSBKTIMBERLAND BANCORP INC	1,142	$23K	0.01%
5554	ARWRARROWHEAD PHARMACEUTICALS IN	14,680	$23K	0.01%
5555	—INTEL CORP	17,000	$23K	0.01%
5556	PKBKPARKE BANCORP INC	1,134	$23K	0.01%
5557	EFNLISHARES TR	710	$23K	0.01%
5558	—DOMINION RES INC VA NEW	463	$23K	0.01%
5559	BANXSTONECASTLE FINL CORP	1,254	$23K	0.01%
5560	KELYBKELLY SVCS INC	1,045	$23K	0.01%
5561	—CLAYMORE EXCHANGE TRD FD TR	1,543	$23K	0.01%
5562	—SWEDISH EXPT CR CORP	1,416	$23K	0.01%
5563	GAMRUSDETF MANAGERS TR	781	$23K	0.01%
5564	—GLOBAL X FDS	5,356	$23K	0.01%
5565	CMCSA 2 10/15/29COMCAST HOLDINGS CORP	500	$23K	0.01%
5566	—FQF TR	1,142	$23K	0.01%
5567	ULHUNIVERSAL LOGISTICS HLDGS IN	1,412	$23K	0.01%
5568	—DIREXION SHS ETF TR	654	$23K	0.01%
5569	—BEBE STORES INC	4,600	$23K	0.01%
5570	SBSAFE BULKERS INC	20,000	$23K	0.01%
5571	AMHAMERICAN HOMES 4 RENT	1,109	$23K	0.01%
5572	—FQF TR	995	$23K	0.01%
5573	FNDCSCHWAB STRATEGIC TR	812	$23K	0.01%
5574	—TRANSENTERIX INC	17,444	$23K	0.01%
5575	—BIO PATH HOLDINGS INC	17,141	$23K	0.01%
5576	—CANADIAN SOLAR INC	25,000	$23K	0.01%
5577	LWAYLIFEWAY FOODS INC	2,007	$23K	0.01%
5578	—APPLIED GENETIC TECHNOL CORP	2,353	$22K	0.01%
5579	FDMOFIDELITY	869	$22K	0.01%
5580	KINSKINGSTONE COS INC	1,606	$22K	0.01%
5581	SPLPSTEEL PARTNERS HLDGS L P	1,397	$22K	0.01%
5582	IPARINTER PARFUMS INC	696	$22K	0.01%
5583	—QAD INC	858	$22K	0.01%
5584	—STEIN MART INC	4,030	$22K	0.01%
5585	QLCFLEXSHARES TR	800	$22K	0.01%
5586	—ZOGENIX INC	1,811	$22K	0.01%
5587	KPTIEURKARYOPHARM THERAPEUTICS INC	2,356	$22K	0.01%
5588	—CHECK CAP LTD	9,211	$22K	0.01%
5589	OOMAOOMA INC	2,453	$22K	0.01%
5590	—PEOPLES FINL CORP MISS	1,355	$22K	0.01%
5591	—BONSO ELECTRS INTL INC	9,945	$22K	0.01%
5592	—TIGENIX	1,490	$22K	0.01%
5593	—FQF TR	1,000	$22K	0.01%
5594	—NORTEL INVERSORA S A	828	$22K	0.01%
5595	MEDMEDIFAST INC	537	$22K	0.01%
5596	—DIANA CONTAINERSHIPS INC	8,008	$22K	0.01%
5597	RVNCEURREVANCE THERAPEUTICS INC	1,052	$22K	0.01%
5598	—TERRAVIA HLDGS INC	18,538	$22K	0.01%
5599	—ITUS CORP	4,060	$22K	0.01%
5600	—COLUMBIA ETF TR II	2,050	$22K	0.01%

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