UBS Group AG Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$243.4M

Holdings

6,932

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (6,932 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	DFPFLAHERTY & CRUMRINE DYN PFD	28,447	$759K	0.31%
702	CHWCALAMOS GBL DYN INCOME FUND	83,274	$757K	0.31%
703	HESMHESS MIDSTREAM PARTNERS LP	640,204	$757K	0.31%
704	ALAIR LEASE CORP	68,732	$757K	0.31%
705	MKSIMKS INSTRUMENT INC	28,645	$756K	0.31%
706	PTCPTC INC	141,537	$754K	0.31%
707	RG6ROGERS CORP	4,648	$753K	0.31%
708	—TRAVELPORT WORLDWIDE LTD	57,546	$752K	0.31%
709	—ENCANA CORP	1,639,893	$751K	0.31%
710	JPMJPMORGAN CHASE & CO	11,306	$751K	0.31%
711	HOLXHOLOGIC INC	338,400	$751K	0.31%
712	PRLBPROTO LABS INC	48,360	$750K	0.31%
713	NGVTINGEVITY CORP	10,648	$750K	0.31%
714	XFEBFIRST TR ABERDEEN GLBL OPP F	64,327	$750K	0.31%
715	MFMMFS MUN INCOME TR	109,008	$749K	0.31%
716	UNITUNITI GROUP INC	7,673,740	$749K	0.31%	Call
717	YPFYPF SOCIEDAD ANONIMA	113,473	$749K	0.31%	Call
718	BKRBAKER HUGHES A GE CO	798,115	$749K	0.31%	Call
719	AKXANSYS INC	96,604	$749K	0.31%
720	LUVSOUTHWEST AIRLS CO	1,878,976	$748K	0.31%	Put
721	2362120DSINCLAIR BROADCAST GROUP INC	105,879	$748K	0.31%
722	KNOPKNOT OFFSHORE PARTNERS LP	36,062	$748K	0.31%
723	—MANAGED DURATION INVT GRD FU	55,544	$746K	0.31%
724	—POWERSHARES ETF TR II	29,881	$745K	0.31%
725	UBNTEURUBIQUITI NETWORKS INC	10,484	$745K	0.31%
726	CPACOPA HOLDINGS SA	5,558	$745K	0.31%
727	WSRWHITESTONE REIT	51,708	$745K	0.31%
728	VIPSVIPSHOP HLDGS LTD	1,957,450	$743K	0.31%
729	EPAMEPAM SYS INC	406,228	$743K	0.31%
730	VNOVORNADO RLTY TR	311,027	$742K	0.30%	Call
731	CNDTCONDUENT INC	45,850	$741K	0.30%
732	RJFRAYMOND JAMES FINANCIAL INC	168,859	$740K	0.30%
733	NVSNNOVARTIS A G	6,282,109	$740K	0.30%	Put
734	ARTNAARTESIAN RESOURCES CORP	19,185	$740K	0.30%
735	—POWERSHARES ETF TRUST II	31,344	$740K	0.30%
736	MUFGMITSUBISHI UFJ FINL GROUP IN	101,628	$739K	0.30%
737	—MCDERMOTT INTL INC	112,352	$739K	0.30%
738	EATBRINKER INTL INC	19,017	$738K	0.30%
739	MCCUSDMEDLEY CAP CORP	715,238	$738K	0.30%
740	—LENDINGCLUB CORP	178,547	$737K	0.30%	Put
741	ACHOWENS & MINOR INC NEW	110,274	$736K	0.30%
742	—POWERSHARES ETF TR II	883,723	$735K	0.30%
743	—INTREXON CORP	198,148	$735K	0.30%
744	WWDWOODWARD INC	40,630	$734K	0.30%
745	—CALIFORNIA RES CORP	104,601	$734K	0.30%
746	CIACITIZENS INC	99,833	$734K	0.30%	Call
747	GRIDFIRST TR EXCH TRADED FD II	14,402	$734K	0.30%
748	—CVR REFNG LP	848,310	$733K	0.30%
749	—EATON VANCE TAX ADV BD OPT S	71,472	$733K	0.30%
750	UNHUNITEDHEALTH GROUP INC	2,340,394	$733K	0.30%	Put
751	CCEPCOCA COLA EUROPEAN PARTNERS	422,830	$732K	0.30%
752	WYNEURWYNDHAM WORLDWIDE CORP	310,122	$731K	0.30%	Call
753	—ENERGEN CORP	116,840	$731K	0.30%
754	MAAMID AMER APT CMNTYS INC	63,198	$731K	0.30%
755	BUSDBARNES GROUP INC	125,688	$729K	0.30%
756	CHRWC H ROBINSON WORLDWIDE INC	132,425	$728K	0.30%	Call
757	AOCAALUMINUM CORP CHINA LTD	40,613	$728K	0.30%
758	RMERESMED INC	208,341	$728K	0.30%	Call
759	UTLUNITIL CORP	15,948	$727K	0.30%
760	—ORBCOMM INC	71,307	$726K	0.30%
761	MTGMGIC INVT CORP WIS	452,413	$726K	0.30%
762	IFFINTERNATIONAL FLAVORS&FRAGRA	267,204	$725K	0.30%
763	—RYDEX ETF TRUST	20,856	$725K	0.30%
764	VREMACK CALI RLTY CORP	33,546	$724K	0.30%
765	AEMAGNICO EAGLE MINES LTD	219,372	$723K	0.30%	Put
766	BERYEURBERRY GLOBAL GROUP INC	325,747	$723K	0.30%	Call
767	GRFSGRIFOLS S A	31,558	$723K	0.30%
768	TIFEURTIFFANY & CO NEW	251,598	$722K	0.30%	Put
769	TPRTAPESTRY INC	944,567	$722K	0.30%	Put
770	—OCLARO INC	377,452	$721K	0.30%	Call
771	INGNINOGEN INC	20,236	$721K	0.30%
772	GEGGEO GROUP INC NEW	86,202	$720K	0.30%
773	AMTTD AMERITRADE HLDG CORP	77,106	$720K	0.30%
774	—POWERSHARES ETF TRUST II	4,216,644	$720K	0.30%	Put
775	FCXFREEPORT-MCMORAN INC	10,911,105	$719K	0.30%	Put
776	—CLAYMORE EXCHANGE TRD FD TR	61,992	$719K	0.30%
777	XLUSELECT SECTOR SPDR TR	13,629,394	$718K	0.30%	Put
778	CHICALAMOS CONV OPP AND INC FD	2,644,385	$718K	0.30%
779	DRQEURDRIL-QUIP INC	15,037	$717K	0.29%
780	PNRPENTAIR PLC	659,761	$717K	0.29%
781	XYLXYLEM INC	324,612	$715K	0.29%	Put
782	HRTXHERON THERAPEUTICS INC	39,436	$714K	0.29%
783	INOINOVIO PHARMACEUTICALS INC	172,520	$713K	0.29%
784	CWSTCASELLA WASTE SYS INC	30,998	$713K	0.29%
785	NOKNOKIA CORP	3,070,883	$713K	0.29%	Call
786	TUPTUPPERWARE BRANDS CORP	269,200	$711K	0.29%
787	KSUEURKANSAS CITY SOUTHERN	919,137	$710K	0.29%	Put
788	XLISELECT SECTOR SPDR TR	9,372,763	$709K	0.29%	Put
789	HAEHAEMONETICS CORP	12,211	$709K	0.29%
790	HEEMISHARES INC	26,746	$709K	0.29%
791	BAXBAXTER INTL INC	789,400	$707K	0.29%
792	KFYKORN FERRY INTL	17,056	$706K	0.29%
793	TRMBTRIMBLE INC	291,960	$705K	0.29%
794	—NUVEEN OHIO QLTY MUN INCOME	48,130	$705K	0.29%
795	CLWCLEARWATER PAPER CORP	15,538	$705K	0.29%
796	LNGCHENIERE ENERGY INC	1,691,146	$704K	0.29%	Put
797	—NUVEEN DIVERSIFIED DIV INCM	57,273	$704K	0.29%
798	CP.TOCANADIAN PAC RY LTD	484,227	$704K	0.29%	Put
799	CYBRCYBERARK SOFTWARE LTD	16,984	$703K	0.29%
800	—RSP PERMIAN INC	157,466	$703K	0.29%

PreviousPage 8 of 70Next