UBS Group AG Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$243.4M

Holdings

6,932

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (6,932 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	UNUSDUNILEVER N V	740,216	$819K	0.34%
602	DRIDARDEN RESTAURANTS INC	291,800	$818K	0.34%
603	FNKFIRST TR EXCNGE TRD ALPHADEX	22,510	$817K	0.34%
604	—HEALTHSOUTH CORP	52,003	$815K	0.33%
605	MDTMEDTRONIC PLC	14,427,146	$814K	0.33%	Put
606	AVAAVISTA CORP	104,342	$813K	0.33%
607	GEFGREIF INC	51,432	$812K	0.33%
608	—BLACKROCK MUNIYLD INVST QLTY	58,250	$812K	0.33%
609	—2U INC	12,593	$812K	0.33%
610	FRCBFIRST REP BK SAN FRANCISCO C	399,338	$812K	0.33%
611	EPPISHARES INC	738,387	$811K	0.33%
612	AAONAAON INC	22,063	$810K	0.33%
613	ABTABBOTT LABS	4,870,762	$809K	0.33%	Call
614	XLGIXLAZARD GLB TTL RET&INCM FD I	44,967	$809K	0.33%
615	ULSTSSGA ACTIVE ETF TR	20,107	$809K	0.33%
616	TACTRANSALTA CORP	135,802	$808K	0.33%
617	DESWISDOMTREE TR	2,186,974	$808K	0.33%	Put
618	NLYEURANNALY CAP MGMT INC	8,352,985	$807K	0.33%	Call
619	PHIPLDT INC	26,805	$806K	0.33%
620	—ATHENAHEALTH INC	17,837	$806K	0.33%
621	BBDBANCO BRADESCO S A	489,547	$805K	0.33%
622	BAMBROOKFIELD ASSET MGMT INC	609,283	$805K	0.33%
623	CBRLCRACKER BARREL OLD CTRY STOR	90,835	$804K	0.33%
624	—POWERSHARES ETF TR II	2,540,080	$802K	0.33%
625	NFGNATIONAL FUEL GAS CO N J	93,703	$801K	0.33%
626	VTYVERINT SYS INC	19,113	$800K	0.33%
627	—TESARO INC	31,643	$800K	0.33%
628	APCANADARKO PETE CORP	2,169,073	$800K	0.33%	Put
629	IRTINDEPENDENCE RLTY TR INC	191,292	$799K	0.33%
630	B7SBROOKDALE SR LIVING INC	82,415	$799K	0.33%
631	—POWERSHARES ETF TR II	51,657	$796K	0.33%
632	EDFSTONE HBR EMERG MRKTS INC FD	50,015	$796K	0.33%
633	LBEURL BRANDS INC	399,572	$795K	0.33%	Put
634	GBILGOLDMAN SACHS ETF TR	7,957	$795K	0.33%
635	BKFIDREYFUS MUN BD INFRSTRCTR FD	61,120	$795K	0.33%
636	WHRWHIRLPOOL CORP	311,532	$795K	0.33%	Put
637	RIGLUSDRIGEL PHARMACEUTICALS INC	204,546	$794K	0.33%
638	BIDUNBAIDU INC	3,091,497	$794K	0.33%	Put
639	ALBALBEMARLE CORP	131,814	$791K	0.33%
640	ULTAULTA BEAUTY INC	177,989	$791K	0.33%	Put
641	KEYKEYCORP NEW	3,235,507	$791K	0.32%	Call
642	—POWERSHARES ETF TR II	15,105	$790K	0.32%
643	FCNCAFIRST CTZNS BANCSHARES INC N	1,959	$790K	0.32%
644	MOHMOLINA HEALTHCARE INC	80,426	$789K	0.32%	Call
645	MOATVANECK VECTORS ETF TR	1,137,993	$788K	0.32%
646	FNLCFIRST BANCORP INC ME	28,890	$787K	0.32%
647	SEESEALED AIR CORP NEW	1,534,831	$787K	0.32%
648	ENSENERSYS	45,563	$786K	0.32%
649	PBPROSPERITY BANCSHARES INC	11,213	$786K	0.32%
650	MLPXUSDGLOBAL X FDS	180,919	$786K	0.32%
651	COSCNO FINL GROUP INC	31,783	$785K	0.32%
652	EYENATIONAL VISION HLDGS INC	19,323	$785K	0.32%
653	IGOVISHARES TR	78,955	$784K	0.32%
654	EPUISHARES TR	19,152	$784K	0.32%
655	LIVNLIVANOVA PLC	9,794	$783K	0.32%
656	—POWERSHARES ETF TRUST	12,030	$783K	0.32%
657	ATNXEURATHENEX INC	49,215	$782K	0.32%
658	IVREURINVESCO MORTGAGE CAPITAL INC	2,246,771	$781K	0.32%
659	—FLOTEK INDS INC DEL	167,543	$781K	0.32%
660	—SYNGENTA AG	8,403	$781K	0.32%
661	CTXSEURCITRIX SYS INC	336,907	$780K	0.32%	Put
662	CMSCMS ENERGY CORP	144,929	$779K	0.32%
663	TPICQTPI COMPOSITES INC	38,030	$778K	0.32%
664	PHMPULTE GROUP INC	1,218,471	$778K	0.32%	Call
665	AEPAMERICAN ELEC PWR INC	1,329,254	$777K	0.32%	Call
666	HTBKHERITAGE COMMERCE CORP	50,748	$777K	0.32%
667	AANUSDAARONS INC	117,598	$777K	0.32%
668	NEWREURNEW RELIC INC	13,433	$776K	0.32%
669	CITUSDCIT GROUP INC	167,102	$774K	0.32%
670	BIZDVANECK VECTORS ETF TR	46,641	$774K	0.32%
671	—SPRINT CORP	4,864,960	$774K	0.32%	Put
672	PEOEXELON CORP	490,008	$774K	0.32%	Call
673	PLUSEPLUS INC	10,277	$773K	0.32%
674	SYFSYNCHRONY FINL	2,829,898	$773K	0.32%	Put
675	ETRAE TRADE FINANCIAL CORP	399,842	$771K	0.32%	Call
676	BOTZGLOBAL X FDS	465,299	$770K	0.32%
677	CACCCREDIT ACCEP CORP MICH	6,191	$770K	0.32%
678	MTORMERITOR INC	382,384	$768K	0.32%	Put
679	EAELECTRONIC ARTS INC	721,145	$768K	0.32%	Put
680	FSPFRANKLIN STREET PPTYS CORP	249,043	$768K	0.32%
681	BMTABRITISH AMERN TOB PLC	6,494,409	$768K	0.32%	Put
682	IQVIQVIA HLDGS INC	51,859	$767K	0.32%
683	NOAHNOAH HLDGS LTD	16,580	$767K	0.32%
684	—CALATLANTIC GROUP INC	1,077,440	$766K	0.31%
685	SHENSHENANDOAH TELECOMMUNICATION	22,652	$766K	0.31%
686	DGXQUEST DIAGNOSTICS INC	299,598	$766K	0.31%	Call
687	BRK-BQUALITY CARE PPTYS INC	55,386	$765K	0.31%
688	—TWENTY FIRST CENTY FOX INC	2,500,733	$765K	0.31%	Put
689	BTEBAYTEX ENERGY CORP	254,570	$764K	0.31%
690	—PENNEY J C INC	7,170,709	$764K	0.31%	Put
691	BFORALPS ETF TR	900,366	$764K	0.31%
692	NXSTNEXSTAR MEDIA GROUP INC	39,729	$762K	0.31%	Call
693	DECKDECKERS OUTDOOR CORP	9,499	$762K	0.31%
694	MVTBLACKROCK MUNIVEST FD II INC	49,346	$762K	0.31%
695	WASHWASHINGTON TR BANCORP	14,300	$762K	0.31%
696	STEWBOULDER GROWTH & INCOME FD I	68,745	$762K	0.31%
697	RIGTRANSOCEAN LTD	1,321,134	$761K	0.31%	Put
698	—NUVEEN INT DUR QUAL MUN TRM	59,119	$761K	0.31%
699	MTDRMATADOR RES CO	97,729	$760K	0.31%
700	—WEB COM GROUP INC	92,268	$759K	0.31%

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