UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio
5801	APPSDIGITAL TURBINE INC	14,442	$26K	0.01%
5802	FDTSFIRST TR EXCH TRD ALPHA FD I	779	$26K	0.01%
5803	VALUVALUE LINE INC	1,014	$26K	0.01%
5804	—DBX ETF TR	1,028	$26K	0.01%
5805	—DIREXION SHS ETF TR	1,500	$26K	0.01%
5806	—CROWN CASTLE INTL CORP NEW	25	$26K	0.01%
5807	EPR 5.75 PERP CEPR PPTYS	978	$26K	0.01%
5808	—ZOMEDICA PHARMACEUTICALS COR	20,845	$26K	0.01%
5809	—SITO MOBILE LTD	29,160	$26K	0.01%
5810	FTRIFIRST TR EXCHANGE TRADED FD	2,371	$26K	0.01%
5811	—NEON THERAPEUTICS INC	5,200	$26K	0.01%
5812	—PQ GROUP HLDGS INC	1,722	$26K	0.01%
5813	—WEIDAI LTD	2,789	$26K	0.01%
5814	—ETF MANAGERS TR	1,171	$26K	0.01%
5815	—VIRTUS INVT PARTNERS INC	332	$25K	0.01%
5816	MSVBMID SOUTHERN BANCORP INC	2,200	$25K	0.01%
5817	FLNFIRST TR EXCH TRD ALPHA FD I	1,361	$25K	0.01%
5818	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5819	GTIMGOOD TIMES RESTAURANTS INC	9,940	$25K	0.01%
5820	KODKODIAK SCIENCES INC	3,506	$25K	0.01%
5821	QTWOQ2 HLDGS INC	500	$25K	0.01%
5822	—INVESCO EXCHNG TRADED FD TR	985	$25K	0.01%
5823	ECNSISHARES TR	649	$25K	0.01%
5824	—CANADIAN SOLAR INC	25,000	$25K	0.01%
5825	—SUMMIT WIRELESS TECHNLGIES I	7,181	$25K	0.01%
5826	—SANDRIDGE MISSISSIPPIAN TR I	29,785	$25K	0.01%
5827	—NORTHERN LTS FD TR IV	928	$25K	0.01%
5828	—BANK OF MONTREAL	601	$25K	0.01%
5829	PNRGPRIMEENERGY CORP	359	$25K	0.01%
5830	—EMMIS COMMUNICATIONS CORP	7,913	$25K	0.01%
5831	NLNL INDS INC	7,218	$25K	0.01%
5832	—UBS AG JERSEY BRH	1,786	$25K	0.01%
5833	—INVESCO EXCHNG TRADED FD TR	1,168	$25K	0.01%
5834	—INVESCO EXCHNG TRADED FD TR	1,027	$25K	0.01%
5835	ROKTSPDR SER TR	950	$25K	0.01%
5836	FIXXEURHOMOLOGY MEDICINES INC	1,121	$25K	0.01%
5837	—VECTOIQ ACQUISITION CORP	2,504	$25K	0.01%
5838	—CITIZENS FIRST CORP	1,158	$25K	0.01%
5839	—GRIFFIN INL RLTY INC	791	$25K	0.01%
5840	OVIDOVID THERAPEUTICS INC	10,101	$24K	0.01%
5841	AMSCAMERICAN SUPERCONDUCTOR CORP	2,147	$24K	0.01%
5842	FLAXFRANKLIN TEMPLETON ETF TR	1,161	$24K	0.01%
5843	DIEMFRANKLIN TEMPLETON ETF TR	867	$24K	0.01%
5844	—DIREXION SHS ETF TR	788	$24K	0.01%
5845	CEMIUSDCHEMBIO DIAGNOSTICS INC	4,160	$24K	0.01%
5846	—CIVEO CORP CDA	16,581	$24K	0.01%
5847	—PROSHARES TR	1,190	$24K	0.01%
5848	—CALYXT INC	2,275	$24K	0.01%
5849	AGQPROSHARES TR	454	$24K	0.01%
5850	—ONE MADISON CORP	2,405	$24K	0.01%
5851	—PROSHARES TR	1,778	$24K	0.01%
5852	—VANGUARD WELLINGTON FD	349	$24K	0.01%
5853	—CELYAD SA	1,315	$24K	0.01%
5854	—FIRST TR EXCH TRD ALPHA FD I	1,090	$24K	0.01%
5855	KOPNKOPIN CORP	24,022	$24K	0.01%
5856	—MUDRICK CAP ACQUISITION CORP	2,339	$24K	0.01%
5857	—ALLEGRO MERGER CORP	2,500	$24K	0.01%
5858	CTIC1USDCTI BIOPHARMA CORP	32,381	$24K	0.01%
5859	GNMAISHARES TR	500	$24K	0.01%
5860	—ENTASIS THERAPEUTICS HLDGS I	5,851	$24K	0.01%
5861	—PLATINUM EAGLE ACQUISITIN CO	2,300	$23K	0.01%
5862	—SOUTHWEST GA FINL CORP	1,133	$23K	0.01%
5863	—RESTORBIO INC	2,647	$23K	0.01%
5864	IDMOINVESCO EXCHNG TRADED FD TR	1,004	$23K	0.01%
5865	SANWS&W SEED CO	12,439	$23K	0.01%
5866	—MSB FINL CORP NEW	1,312	$23K	0.01%
5867	CRVSCORVUS PHARMACEUTICALS INC	6,392	$23K	0.01%
5868	—SEMPRA ENERGY	242	$23K	0.01%
5869	VIRCVIRCO MFG CO	5,674	$23K	0.01%
5870	ITHINTERNATIONAL TOWER HILL MIN	43,533	$23K	0.01%
5871	—MEGALITH FINL ACQUISITION CO	2,330	$23K	0.01%
5872	—SECOO HLDG LTD	2,487	$23K	0.01%
5873	—MOSAIC ACQUISITION CORP	2,300	$23K	0.01%
5874	PANLPANGAEA LOGISTICS SOLUTION L	7,723	$23K	0.01%
5875	—NEBULA ACQUISITION CORP	2,263	$23K	0.01%
5876	PLYAPLAYA HOTELS & RESORTS NV	3,143	$23K	0.01%
5877	—WISDOMTREE TR	1,150	$23K	0.01%
5878	—DERMIRA INC	3,093	$23K	0.01%
5879	SIMGRUPO SIMEC S A B DE C V	2,384	$23K	0.01%
5880	VRTVEURVERITIV CORP	913	$23K	0.01%
5881	PBHCPATHFINDER BANCORP INC MD	1,465	$23K	0.01%
5882	WVVIWILLAMETTE VY VINEYARD INC	3,301	$23K	0.01%
5883	—MOGU INC	1,110	$23K	0.01%
5884	UJBPROSHARES TR	386	$23K	0.01%
5885	MYOVMYOVANT SCIENCES LTD	1,438	$23K	0.01%
5886	—DISCOVERY INC	873	$23K	0.01%
5887	—AVIANCA HLDGS SA	5,696	$23K	0.01%
5888	—ZAFGEN INC	4,585	$23K	0.01%
5889	CLIRCLEARSIGN COMBUSTION CORP	22,324	$23K	0.01%
5890	TRTTRIO TECH INTL	8,941	$22K	0.01%
5891	—REGALWOOD GLOBAL ENERGY LTD	2,197	$22K	0.01%
5892	—COLUMBIA ETF TR II	1,659	$22K	0.01%
5893	—DEAN FOODS CO NEW	5,790	$22K	0.01%
5894	—WISDOMTREE TR	1,343	$22K	0.01%
5895	OPNTEUROPIANT PHARMACEUTICALS INC	1,546	$22K	0.01%
5896	CMDYISHARES US ETF TR	500	$22K	0.01%
5897	APMAPTORUM GROUP LIMITED	1,472	$22K	0.01%
5898	—CHARAH SOLUTIONS INC	2,642	$22K	0.01%
5899	FORDUSDFORWARD INDS INC N Y	17,282	$22K	0.01%
5900	—OPTIBASE LTD	2,555	$22K	0.01%

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