UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio
5901	—FFBW INC	2,210	$22K	0.01%
5902	—ALASKA COMMUNICATIONS SYS GR	15,583	$22K	0.01%
5903	POWRISHARES INC	1,200	$22K	0.01%
5904	PFFLUBS AG LONDON BRH	1,026	$22K	0.01%
5905	—RESOURCE CAP CORP	21,000	$22K	0.01%
5906	—ISHARES TR	495	$22K	0.01%
5907	RFCIALPS ETF TR	946	$22K	0.01%
5908	—FRANKLIN TEMPLETON ETF TR	1,000	$22K	0.01%
5909	—SABAN CAP ACQUISITION CORP	2,220	$22K	0.01%
5910	SOYBTEUCRIUM COMMODITY TR	1,375	$22K	0.01%
5911	—COMMUNITY FIRST BANCSHARES I	1,875	$22K	0.01%
5912	—HANCOCK JAFFE LABORATORIES I	15,230	$22K	0.01%
5913	AMUBCREDIT SUISSE NASSAU BRH	3,184	$22K	0.01%
5914	TRTTRIO TECH INTL	8,941	$22K	0.01%
5915	APMAPTORUM GROUP LIMITED	1,472	$22K	0.01%
5916	CWBCCOMMUNITY WEST BANCSHARES	2,186	$22K	0.01%
5917	—TENZING ACQUISITION CORP	2,200	$22K	0.01%
5918	OPNTEUROPIANT PHARMACEUTICALS INC	1,546	$22K	0.01%
5919	CPIXCUMBERLAND PHARMACEUTICALS I	3,711	$22K	0.01%
5920	CLDNEUREIGER BIOPHARMACEUTICALS INC	2,146	$22K	0.01%
5921	PRTHPRIORITY TECHNOLOGY HLDGS IN	2,791	$22K	0.01%
5922	SUZSUZANO PAPEL E CELULOSE S A	1,101	$22K	0.01%
5923	ARDSARIDIS PHARMACEUTICALS INC	2,026	$22K	0.01%
5924	—BLACKROCK MD MUNICIPAL BOND	1,679	$22K	0.01%
5925	—BLUE APRON HLDGS INC	22,064	$22K	0.01%
5926	—TRINITY MERGER CORP	2,100	$22K	0.01%
5927	HYDBISHARES TR	476	$22K	0.01%
5928	—OPTIBASE LTD	2,555	$22K	0.01%
5929	—CIDARA THERAPEUTICS INC	9,442	$22K	0.01%
5930	PCMPCM FUND INC	2,161	$22K	0.01%
5931	—VENATOR MATLS PLC	5,169	$22K	0.01%
5932	—DBX ETF TR	440	$22K	0.01%
5933	—DIREXION SHS ETF TR	783	$22K	0.01%
5934	FLQMFRANKLIN TEMPLETON ETF TR	850	$22K	0.01%
5935	CMDYISHARES US ETF TR	500	$22K	0.01%
5936	—EVOFEM BIOSCIENCES INC	5,376	$22K	0.01%
5937	—APTOSE BIOSCIENCES INC	11,342	$22K	0.01%
5938	FORDUSDFORWARD INDS INC N Y	17,282	$22K	0.01%
5939	—BANK SOUTH CAROLINA CORP	1,212	$22K	0.01%
5940	—JUPAI HLDGS LTD	4,802	$21K	0.01%
5941	—HAMILTON BANCORP INC MD	1,500	$21K	0.01%
5942	—GTY TECHNOLOGY HOLDINGS INC	2,097	$21K	0.01%
5943	—ITAU CORPBANCA	1,563	$21K	0.01%
5944	—PROSHARES TR	1,172	$21K	0.01%
5945	HYREQHYRECAR INC	8,692	$21K	0.01%
5946	—TROVAGENE INC	39,714	$21K	0.01%
5947	FRDFRIEDMAN INDS INC	3,002	$21K	0.01%
5948	—PROTEOSTASIS THERAPEUTICS IN	6,585	$21K	0.01%
5949	—JOHN HANCOCK EXCHANGE TRADED	650	$21K	0.01%
5950	EDZDIREXION SHS ETF TR	354	$21K	0.01%
5951	SSNTSILVERSUN TECHNOLOGIES INC	9,202	$21K	0.01%
5952	GYROGYRODYNE LLC	1,213	$21K	0.01%
5953	SIMSSPDR SER TR	848	$21K	0.01%
5954	—VANECK VECTORS ETF TR	750	$21K	0.01%
5955	TIIAYTELECOM ITALIA S P A NEW	3,683	$21K	0.01%
5956	ICCHICC HLDGS INC	1,535	$21K	0.01%
5957	SVVCFIRSTHAND TECH VALUE FD INC	1,904	$21K	0.01%
5958	—TRIDENT ACQUISITIONS CORP	2,070	$21K	0.01%
5959	—INNOVATOR ETFS TR II	699	$21K	0.01%
5960	—ADVISORSHARES TR	456	$21K	0.01%
5961	—COMMUNICATIONS SYS INC	10,397	$21K	0.01%
5962	—PROSHARES TR	897	$21K	0.01%
5963	SVXSERVOTRONICS INC	2,122	$21K	0.01%
5964	EEMXSPDR INDEX SHS FDS	376	$21K	0.01%
5965	—FUELCELL ENERGY INC	38,634	$21K	0.01%
5966	—MAGAL SECURITY SYS LTD	4,701	$21K	0.01%
5967	BCTFBANCORP 34 INC	1,431	$21K	0.01%
5968	NFLTETFIS SER TR I	913	$21K	0.01%
5969	—SIENNA BIOPHARMACEUTICALS IN	9,056	$21K	0.01%
5970	KRMAGLOBAL X FDS	1,124	$21K	0.01%
5971	JEGBPJUST ENERGY GROUP INC	6,258	$21K	0.01%
5972	—GUARANTY FED BANCSHARES INC	974	$21K	0.01%
5973	—VALHI INC NEW	10,677	$21K	0.01%
5974	AXUALEXCO RESOURCE CORP	22,501	$21K	0.01%
5975	AAMCALTISOURCE ASSET MGMT CORP	701	$21K	0.01%
5976	FIDFIRST TR EXCHANGE TRADED FD	1,309	$21K	0.01%
5977	—UBS AG LONDON BRH	1,781	$21K	0.01%
5978	SPROSPERO THERAPEUTICS INC	3,200	$20K	0.01%
5979	VCYTVERACYTE INC	1,592	$20K	0.01%
5980	—RYB ED INC	3,393	$20K	0.01%
5981	FLINFRANKLIN TEMPLETON ETF TR	902	$20K	0.01%
5982	—IEC ELECTRS CORP NEW	3,451	$20K	0.01%
5983	—CHURCHILL CAP CORP	1,930	$20K	0.01%
5984	—UNION ACQUISITION CORP	1,915	$20K	0.01%
5985	—CAROLINA TR BANCSHARES INC	2,685	$20K	0.01%
5986	GMOMCAMBRIA ETF TR	805	$20K	0.01%
5987	LXP 6.5 PERP CLEXINGTON REALTY TRUST	404	$20K	0.01%
5988	AQLTISHARES TR	1,064	$20K	0.01%
5989	—NORTHERN LTS FD TR IV	820	$20K	0.01%
5990	—JUMEI INTL HLDG LTD	10,804	$20K	0.01%
5991	SPLPSTEEL PARTNERS HLDGS L P	1,521	$20K	0.01%
5992	—TUANCHE LTD	2,919	$20K	0.01%
5993	—BANCORP NEW JERSEY INC NEW	1,548	$20K	0.01%
5994	VCELVERICEL CORP	1,164	$20K	0.01%
5995	—INTERNET INITIATIVE JAPAN IN	1,768	$20K	0.01%
5996	—LF CAP ACQUISITION CORP	1,950	$20K	0.01%
5997	DBAINVESCO DB G10 CURRENCY HRVS	850	$20K	0.01%
5998	—SEVERN BANCORP ANNAPOLIS MD	2,495	$20K	0.01%
5999	CEPUCENTRAL PUERTO S A	2,160	$20K	0.01%
6000	—DIREXION SHS ETF TR	600	$20K	0.01%

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