UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
401	—FIRST TR BICK INDEX FD	32,512	$953K	0.33%
402	ASTEASTEC INDS INC	22,692	$953K	0.33%
403	SCLSTEPAN CO	40,442	$952K	0.33%
404	PZCPIMCO CALIF MUN INCOME FD II	83,464	$952K	0.33%
405	SPHYSPDR SERIES TRUST	36,108	$952K	0.33%
406	SLPSIMULATIONS PLUS INC	32,725	$952K	0.33%
407	STMSTMICROELECTRONICS N V	91,735	$952K	0.33%
408	MRSHMARSH & MCLENNAN COS INC	6,842,552	$951K	0.33%	Put
409	ELDELDORADO GOLD CORP NEW	118,423	$951K	0.33%
410	DEDEERE & CO	649,017	$951K	0.33%	Put
411	TRVCCITIGROUP INC	9,594,390	$950K	0.33%	Put
412	SCISERVICE CORP INTL	1,372,946	$950K	0.33%
413	HBNCHORIZON BANCORP INC	50,001	$950K	0.33%
414	—AMERICAN OUTDOOR BRANDS CORP	102,291	$949K	0.33%
415	WTHWORTHINGTON INDS INC	96,664	$948K	0.33%
416	NOVEURNATIONAL OILWELL VARCO INC	194,992	$948K	0.33%
417	OSWONESPAWORLD HOLDINGS LIMITED	269,504	$948K	0.33%
418	RFREGIONS FINL CORP NEW	2,404,616	$946K	0.33%
419	MVTBLACKROCK MUNIVEST FD II INC	64,034	$946K	0.33%
420	SPBSPECTRUM BRANDS HLDGS INC NE	14,694	$945K	0.33%
421	CIR2USDCIRCOR INTL INC	20,438	$945K	0.33%
422	TAPMOLSON COORS BREWING CO	596,523	$944K	0.33%	Put
423	—JAGGED PEAK ENERGY INC	111,132	$944K	0.33%
424	GLUUGLU MOBILE INC	156,087	$944K	0.33%
425	TXNTEXAS INSTRS INC	6,460,018	$944K	0.33%	Put
426	MHIPIONEER MUN HIGH INCOME TR	78,090	$943K	0.33%
427	WCCWESCO INTL INC	46,888	$943K	0.33%	Call
428	BF/BBROWN FORMAN CORP	379,064	$941K	0.33%
429	ERIIENERGY RECOVERY INC	96,015	$940K	0.33%
430	HNGRUSDHANGER INC	34,054	$940K	0.33%
431	CBZCBIZ INC	98,939	$940K	0.33%
432	—ASHFORD HOSPITALITY TR INC	336,478	$939K	0.33%
433	NVSNNOVARTIS A G	8,085,307	$938K	0.33%	Put
434	SHOPSHOPIFY INC	205,750	$938K	0.33%	Put
435	KBHKB HOME	431,516	$938K	0.33%	Put
436	—SENIOR HSG PPTYS TR	1,348,869	$937K	0.33%
437	LLOEWS CORP	514,314	$937K	0.33%
438	BSFAANI PHARMACEUTICALS INC	15,195	$937K	0.33%
439	DOCUDOCUSIGN INC	516,378	$936K	0.33%	Put
440	ZSZSCALER INC	66,868	$936K	0.33%	Call
441	XNROXNEUBERGER BERMAN RE ES SEC F	167,795	$936K	0.33%
442	—MOBILEIRON INC	192,655	$936K	0.33%
443	CXHMFS INVT GRADE MUN TR	95,825	$936K	0.33%
444	JRSNUVEEN REAL ESTATE INCOME FD	88,164	$936K	0.33%
445	RDFNREDFIN CORP	93,066	$935K	0.33%
446	ATSG*AIR TRANSPORT SERVICES GRP I	39,845	$935K	0.33%
447	CBOECBOE GLOBAL MARKETS INC	492,176	$933K	0.32%
448	AGOASSURED GUARANTY LTD	40,491	$933K	0.32%
449	CUECUE BIOPHARMA INC	58,823	$933K	0.32%
450	CATHGLOBAL X FDS	23,648	$932K	0.32%
451	—SINA CORP	323,432	$932K	0.32%	Call
452	PXLWEURPIXELWORKS INC	237,438	$931K	0.32%
453	—JOHN HANCOCK ETF TRUST	25,005	$931K	0.32%
454	HOGHARLEY DAVIDSON INC	61,717	$930K	0.32%
455	AMRNAMARIN CORP PLC	1,026,972	$930K	0.32%	Call
456	PAYXPAYCHEX INC	1,126,054	$930K	0.32%	Call
457	TCBITEXAS CAPITAL BANCSHARES INC	55,834	$929K	0.32%
458	GMREUSDGLOBAL MED REIT INC	150,289	$929K	0.32%
459	ATRIUSDATRION CORP	3,003	$928K	0.32%
460	MPCMARATHON PETE CORP	5,226,736	$928K	0.32%	Put
461	OKTAOKTA INC	333,624	$927K	0.32%	Put
462	SDYSPDR SERIES TRUST	2,388,531	$926K	0.32%
463	SRISTONERIDGE INC	31,592	$926K	0.32%
464	GDXJVANECK VECTORS ETF TRUST	18,077,788	$926K	0.32%	Put
465	OBKORIGIN BANCORP INC	24,444	$925K	0.32%
466	NMRKNEWMARK GROUP INC	244,123	$924K	0.32%
467	OMEROMEROS CORP	504,182	$924K	0.32%
468	EFTTECHTARGET INC	35,403	$924K	0.32%
469	DBDEUTSCHE BANK AG	30,158,158	$924K	0.32%	Put
470	BSJPINVESCO EXCH TRD SLF IDX FD	37,216	$923K	0.32%
471	SHYISHARES TR	10,903,810	$923K	0.32%	Put
472	RMRRMR GROUP INC	20,203	$922K	0.32%
473	INSPINSPIRE MED SYS INC	12,428	$922K	0.32%
474	IDEVOYA INFRASTRUCTURE INDLS &	80,125	$922K	0.32%
475	NEWTNEWTEK BUSINESS SVCS CORP	358,236	$921K	0.32%
476	HWKNHAWKINS INC	20,092	$921K	0.32%
477	GCOGENESCO INC	19,201	$921K	0.32%	Put
478	BMYBRISTOL MYERS SQUIBB CO	12,640,170	$920K	0.32%	Put
479	DBDEURDIEBOLD NXDF INC	278,625	$920K	0.32%
480	VIPSVIPSHOP HLDGS LTD	1,335,214	$920K	0.32%	Put
481	KHCKRAFT HEINZ CO	3,396,008	$918K	0.32%	Put
482	TELLEURTELLURIAN INC NEW	126,062	$918K	0.32%	Call
483	QVCAUSDQURATE RETAIL INC	108,896	$918K	0.32%
484	—RESTORBIO INC	615,967	$918K	0.32%
485	DGXQUEST DIAGNOSTICS INC	212,824	$918K	0.32%	Call
486	ARVNARVINAS INC	48,466	$917K	0.32%
487	GMEDGLOBUS MED INC	168,710	$917K	0.32%
488	—RA PHARMACEUTICALS INC	19,532	$917K	0.32%
489	CFRCULLEN FROST BANKERS INC	42,104	$916K	0.32%
490	INSWINTERNATIONAL SEAWAYS INC	30,779	$916K	0.32%
491	IEXIDEX CORP	119,345	$916K	0.32%
492	CLDRCLOUDERA INC	2,708,796	$916K	0.32%	Put
493	—KADMON HLDGS INC	201,871	$915K	0.32%
494	BLBDBLUE BIRD CORP	39,916	$915K	0.32%
495	URIUNITED RENTALS INC	597,927	$915K	0.32%	Put
496	EBIXEUREBIX INC	27,359	$914K	0.32%
497	PDTHANCOCK JOHN PREMUIM DIV FD	50,828	$914K	0.32%
498	DREUSDDUKE REALTY CORP	1,091,290	$914K	0.32%
499	VECOVEECO INSTRS INC DEL	62,171	$913K	0.32%
500	FXOFIRST TR EXCHANGE TRADED FD	2,220,773	$912K	0.32%

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