UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	HSTHOST HOTELS & RESORTS INC	1,464,409	$911K	0.32%
502	HSTMHEALTHSTREAM INC	33,493	$911K	0.32%
503	MBIMBIA INC	97,991	$911K	0.32%
504	QNSTQUINSTREET INC	137,263	$910K	0.32%
505	ALXALEXANDERS INC	2,754	$910K	0.32%
506	CHRSCOHERUS BIOSCIENCES INC	50,561	$910K	0.32%	Put
507	HTHHILLTOP HOLDINGS INC	36,488	$910K	0.32%
508	DELLDELL TECHNOLOGIES INC	5,010,787	$910K	0.32%	Put
509	UEICUNIVERSAL ELECTRS INC	48,513	$910K	0.32%
510	AVAAVISTA CORP	107,369	$908K	0.32%
511	DOCUSDPHYSICIANS RLTY TR	612,044	$908K	0.32%
512	FCPTFOUR CORNERS PPTY TR INC	112,467	$907K	0.32%
513	MCYMERCURY GENL CORP NEW	41,304	$907K	0.32%
514	—DELPHI TECHNOLOGIES PLC	70,619	$906K	0.32%
515	NMRNOMURA HLDGS INC	175,610	$906K	0.32%
516	AVLRUSDAVALARA INC	79,996	$906K	0.32%	Call
517	HSICHENRY SCHEIN INC	165,956	$905K	0.31%
518	—ENDO INTL PLC	1,624,370	$905K	0.31%	Put
519	CPTCAMDEN PPTY TR	322,304	$904K	0.31%
520	SITCUSDSITE CENTERS CORP	215,413	$904K	0.31%
521	SPXLDIREXION SHS ETF TR	13,684	$904K	0.31%
522	SJR/BEURSHAW COMMUNICATIONS INC	502,705	$903K	0.31%
523	VTYVERINT SYS INC	111,655	$903K	0.31%
524	CTLEURCENTURYLINK INC	7,612,208	$903K	0.31%	Put
525	REGREGENCY CTRS CORP	300,523	$902K	0.31%
526	NTAPNETAPP INC	532,940	$901K	0.31%	Call
527	STESTERIS PLC	171,081	$901K	0.31%
528	TUPTUPPERWARE BRANDS CORP	104,992	$901K	0.31%
529	SIMOSILICON MOTION TECHNOLOGY CO	17,769	$901K	0.31%
530	IRINGERSOLL-RAND PLC	778,441	$901K	0.31%
531	—BARCLAYS BK PLC	60,277	$900K	0.31%
532	UEOWESTLAKE CHEM CORP	59,341	$899K	0.31%
533	—SPARTAN MTRS INC	49,681	$899K	0.31%
534	RMERESMED INC	201,075	$898K	0.31%	Put
535	STPZPIMCO ETF TR	17,122	$897K	0.31%
536	JBLJABIL INC	158,808	$897K	0.31%
537	VNMVANECK VECTORS ETF TRUST	152,959	$897K	0.31%
538	ENSENERSYS	94,777	$896K	0.31%
539	ESLTELBIT SYS LTD	5,777	$896K	0.31%
540	SF9SANDERSON FARMS INC	5,074	$895K	0.31%
541	BEBLOOM ENERGY CORP	119,821	$895K	0.31%
542	CIKCREDIT SUISSE GROUP	1,012,741	$894K	0.31%	Put
543	CHRWC H ROBINSON WORLDWIDE INC	190,339	$893K	0.31%	Put
544	—NUVEEN INT DUR QUAL MUN TRM	64,192	$891K	0.31%
545	BKFISHARES INC	19,637	$890K	0.31%
546	GIB/ACGI INC	281,230	$890K	0.31%
547	APDAIR PRODS & CHEMS INC	588,248	$889K	0.31%	Put
548	FSLRFIRST SOLAR INC	429,618	$887K	0.31%	Put
549	USCRU S CONCRETE INC	56,393	$886K	0.31%
550	EQIXEQUINIX INC	198,088	$883K	0.31%
551	WWAYFAIR INC	109,158	$882K	0.31%	Put
552	AVBAVALONBAY CMNTYS INC	238,589	$880K	0.31%
553	VMWEURVMWARE INC	370,243	$879K	0.31%	Put
554	TRGPTARGA RES CORP	6,510,941	$879K	0.31%	Put
555	VCELVERICEL CORP	50,474	$879K	0.31%
556	VREXVAREX IMAGING CORP	29,455	$878K	0.31%
557	—ISHARES TR	33,738	$878K	0.31%
558	IMOIMPERIAL OIL LTD	322,582	$878K	0.31%
559	—PORTOLA PHARMACEUTICALS INC	36,687	$877K	0.31%	Call
560	ALLEALLEGION PUB LTD CO	346,831	$876K	0.30%
561	ALBALBEMARLE CORP	210,382	$876K	0.30%	Put
562	SLBSCHLUMBERGER LTD	8,480,170	$875K	0.30%	Put
563	CMBTEURONAV NV ANTWERPEN	472,023	$875K	0.30%	Call
564	LBRTLIBERTY OILFIELD SVCS INC	78,715	$875K	0.30%
565	PEPPEPSICO INC	6,400,038	$875K	0.30%	Put
566	ATNXEURATHENEX INC	122,932	$873K	0.30%
567	CXSEWISDOMTREE TR	10,492	$872K	0.30%
568	CDWCDW CORP	268,053	$871K	0.30%
569	DPZDOMINOS PIZZA INC	82,080	$871K	0.30%
570	FIZZNATIONAL BEVERAGE CORP	95,627	$871K	0.30%	Put
571	TOTLSSGA ACTIVE ETF TR	2,034,155	$871K	0.30%
572	AESAES CORP	979,145	$871K	0.30%	Call
573	DARDARLING INGREDIENTS INC	183,065	$870K	0.30%
574	NDAQNASDAQ INC	371,771	$870K	0.30%	Put
575	BBDBANCO BRADESCO S A	2,392,973	$870K	0.30%	Put
576	YORWYORK WTR CO	18,845	$869K	0.30%
577	AANUSDAARONS INC	387,397	$867K	0.30%	Put
578	BNYBLACKROCK N Y MUN INCOME TR	61,832	$867K	0.30%
579	TRHCEURTABULA RASA HEALTHCARE INC	17,801	$867K	0.30%
580	LBRDKLIBERTY BROADBAND CORP	99,966	$867K	0.30%
581	PKXPOSCO	243,036	$866K	0.30%
582	WOODISHARES TR	12,921	$866K	0.30%
583	SPLBSPDR SERIES TRUST	28,760	$866K	0.30%
584	ABMABM INDS INC	111,807	$865K	0.30%
585	MTRXMATRIX SVC CO	37,803	$865K	0.30%
586	OTXOPEN TEXT CORP	260,035	$865K	0.30%
587	LOGILOGITECH INTL S A	1,765,483	$864K	0.30%	Put
588	VYMVANGUARD WHITEHALL FDS INC	2,837,834	$864K	0.30%
589	PORPORTLAND GEN ELEC CO	161,008	$864K	0.30%
590	CNKCINEMARK HOLDINGS INC	25,494	$863K	0.30%
591	APLSAPELLIS PHARMACEUTICALS INC	28,171	$863K	0.30%	Call
592	—EXANTAS CAP CORP	73,061	$863K	0.30%
593	DXPEDXP ENTERPRISES INC NEW	21,618	$861K	0.30%
594	HIFSHINGHAM INSTN SVGS MASS	4,093	$861K	0.30%
595	VFCV F CORP	6,956,092	$860K	0.30%	Put
596	PFOFLAHERTY & CRUMRIN PFD & INM	69,796	$860K	0.30%
597	BCSBARCLAYS PLC	1,192,957	$860K	0.30%	Put
598	TRPTC ENERGY CORP	1,122,788	$859K	0.30%
599	NVECNVE CORP	12,028	$859K	0.30%
600	EOTEATON VANCE NATL MUN OPPORT	39,681	$859K	0.30%

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