UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio
5601	—REALITY SHS ETF TR	1,268	$34K	0.01%
5602	—NETFIN ACQUISITION CORP	3,300	$34K	0.01%
5603	—HOUSTON WIRE & CABLE CO	7,743	$34K	0.01%
5604	PINEALPINE INCOME PPTY TR INC	1,769	$34K	0.01%
5605	—CITIGROUP GLOBAL MKT HLDGS I	1,640	$34K	0.01%
5606	PTLINNOVATOR ETFS TR	1,514	$34K	0.01%
5607	YCBD 8 PERP ACBDMD INC	4,158	$34K	0.01%
5608	—INDEXIQ ETF TR	1,265	$34K	0.01%
5609	QEFASPDR INDEX SHS FDS	513	$34K	0.01%
5610	JSMLJANUS DETROIT STR TR	719	$34K	0.01%
5611	OGENORAGENICS INC	65,845	$34K	0.01%
5612	CIFMFS INTERMEDIATE HIGH INC FD	12,276	$34K	0.01%
5613	POCTINNOVATOR ETFS TR	1,357	$34K	0.01%
5614	—DIREXION SHS ETF TR	1,827	$34K	0.01%
5615	QIGWISDOMTREE TR	644	$34K	0.01%
5616	—ISHARES TR	2,035	$33K	0.01%
5617	LAKELAKELAND INDS INC	3,034	$33K	0.01%
5618	LYTSLSI INDS INC	5,439	$33K	0.01%
5619	BJANINNOVATOR ETFS TR	1,144	$33K	0.01%
5620	—AMPLITUDE HLTHCRE AQUSTIN CO	3,235	$33K	0.01%
5621	—MEDLEY MGMT INC	11,135	$33K	0.01%
5622	BATTAMPLIFY ETF TR	2,986	$33K	0.01%
5623	—CREDIT SUISSE AG NASSAU BRH	453	$33K	0.01%
5624	PAIYYAESTHETIC MED INTL HLDG GR L	5,070	$33K	0.01%
5625	ELFE L F BEAUTY INC	2,040	$33K	0.01%
5626	—INDEXIQ ETF TR	1,489	$32K	0.01%
5627	—GWG HLDGS INC	3,236	$32K	0.01%
5628	—CELYAD SA	3,064	$32K	0.01%
5629	MMTMSPDR SERIES TRUST	232	$32K	0.01%
5630	AKOBEMBOTELLADORA ANDINA S A	1,774	$32K	0.01%
5631	—TREMONT MTG TR	6,434	$32K	0.01%
5632	DDLSWISDOMTREE TR	971	$32K	0.01%
5633	—CITIGROUP GBL MKTS HLDGS INC	1,303	$32K	0.01%
5634	IHYVANECK VECTORS ETF TRUST	1,275	$32K	0.01%
5635	WVEWAVE LIFE SCIENCES LTD	4,000	$32K	0.01%
5636	IROQIF BANCORP INC	1,408	$32K	0.01%
5637	—PROSHARES TR	1,269	$32K	0.01%
5638	—DISCOVERY INC	895	$32K	0.01%
5639	—OSMOTICA PHARMACEUTICALS PLC	4,565	$32K	0.01%
5640	—RTW RETAILWINDS INC	39,715	$32K	0.01%
5641	—BARCLAYS BK PLC	737	$31K	0.01%
5642	MXEMEXICO EQUITY & INCOME FD	2,674	$31K	0.01%
5643	—SPDR INDEX SHS FDS	524	$31K	0.01%
5644	GSEWGOLDMAN SACHS ETF TR	611	$31K	0.01%
5645	—SUPERNUS PHARMACEUTICALS INC	34,000	$31K	0.01%
5646	PYPRINCIPAL EXCHANGE TRADED FD	903	$31K	0.01%
5647	SECTNORTHERN LTS FD TR IV	1,008	$31K	0.01%
5648	BAUGINNOVATOR ETFS TR	1,164	$31K	0.01%
5649	LVHILEGG MASON ETF INVESTMENT TR	1,131	$31K	0.01%
5650	BJUNINNOVATOR ETFS TR	1,100	$31K	0.01%
5651	NXTCNEXTCURE INC	550	$31K	0.01%
5652	—CHARAH SOLUTIONS INC	12,673	$31K	0.01%
5653	SUPVGRUPO SUPERVIELLE S A	8,239	$31K	0.01%
5654	ECORGBPELECTROCORE INC	19,175	$31K	0.01%
5655	—NORTHERN LTS FD TR IV	1,096	$31K	0.01%
5656	—LATTICE STRATEGIES TR	972	$31K	0.01%
5657	VSHYVIRTUS ETF TR II	1,263	$30K	0.01%
5658	WHLR 9 PERP BWHEELER REAL ESTATE INVT TR	2,713	$30K	0.01%
5659	—NCS MULTISTAGE HLDGS INC	14,390	$30K	0.01%
5660	XPELXPEL INC	2,055	$30K	0.01%
5661	ADTADT INC	3,778	$30K	0.01%
5662	UJBPROSHARES TR	418	$30K	0.01%
5663	—IMMUNOVANT INC	15,000	$30K	0.01%
5664	—MEDIWOUND LTD	9,566	$30K	0.01%
5665	QRTEBUSDQURATE RETAIL INC	3,565	$30K	0.01%
5666	—NEON THERAPEUTICS INC	25,293	$30K	0.01%
5667	—INDEXIQ ETF TR	1,130	$30K	0.01%
5668	RNGRRANGER ENERGY SVCS INC	4,757	$30K	0.01%
5669	—REALITY SHS ETF TR	1,161	$30K	0.01%
5670	GOEXGLOBAL X FDS	1,105	$30K	0.01%
5671	FORTYFORMULA SYS 1985 LTD	451	$30K	0.01%
5672	MRUSMERUS N V	2,105	$30K	0.01%
5673	UBCPUNITED BANCORP INC OHIO	2,062	$30K	0.01%
5674	—DIREXION SHS ETF TR	2,287	$30K	0.01%
5675	IPOAGBPVIRGIN GALACTIC HOLDINGS INC	2,599	$30K	0.01%
5676	—GREENSKY INC	3,344	$30K	0.01%
5677	—ETFIS SER TR I	1,308	$30K	0.01%
5678	VFVAVANGUARD WELLINGTON FD	370	$29K	0.01%
5679	—JOHN HANCOCK ETF TRUST	800	$29K	0.01%
5680	BOTJBANK OF THE ST JAMES FINL GP	1,895	$29K	0.01%
5681	—GLOBAL X FDS	1,654	$29K	0.01%
5682	PPIHPERMA PIPE INTL HLDGS INC	3,077	$29K	0.01%
5683	ULVMVICTORY PORTFOLIOS II	542	$29K	0.01%
5684	RPAYREPAY HLDGS CORP	2,000	$29K	0.01%
5685	MOR2MORPHOSYS AG	800	$29K	0.01%
5686	—RAND CAP CORP	10,829	$29K	0.01%
5687	BJKVANECK VECTORS ETF TRUST	686	$29K	0.01%
5688	GLOFISHARES TR	927	$29K	0.01%
5689	—GS ACQUISITION HLDGS CORP	2,429	$29K	0.01%
5690	TRUPTRUPANION INC	783	$29K	0.01%
5691	—PROSHARES TR	836	$29K	0.01%
5692	HMNFHMN FINL INC	1,387	$29K	0.01%
5693	EBEVENTBRITE INC	1,430	$29K	0.01%
5694	—MORGAN STANLEY	504	$29K	0.01%
5695	—TRANSAMERICA ETF TR	520	$29K	0.01%
5696	SPTSPROUT SOCIAL INC	1,768	$29K	0.01%
5697	—NUVEEN NEW YORK MUN VALUE FD	2,037	$29K	0.01%
5698	—WISDOMTREE TR	951	$29K	0.01%
5699	RFCIALPS ETF TR	1,158	$29K	0.01%
5700	TWNTAIWAN FD INC	1,404	$29K	0.01%

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