UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio
5701	TWNTAIWAN FD INC	1,404	$29K	0.01%
5702	TALOTALOS ENERGY INC	971	$29K	0.01%
5703	—ACORN INTL INC	1,524	$28K	0.01%
5704	QMOMALPHA ARCHITECT ETF TR	879	$28K	0.01%
5705	—DIREXION SHS ETF TR	727	$28K	0.01%
5706	—BARCLAYS BK PLC	666	$28K	0.01%
5707	—WISDOMTREE TR	1,388	$28K	0.01%
5708	—VANECK VECTORS ETF TRUST	1,514	$28K	0.01%
5709	AFIFTWO RDS SHARED TR	2,921	$28K	0.01%
5710	—CITIGROUP GBL MKTS HLDGS INC	1,177	$28K	0.01%
5711	DXYNDIXIE GROUP INC	24,493	$28K	0.01%
5712	FCCOFIRST CMNTY CORP S C	1,289	$28K	0.01%
5713	PNBKPATRIOT NATL BANCORP INC	2,193	$28K	0.01%
5714	OBEOBSIDIAN ENERGY LTD	39,167	$28K	0.01%
5715	—DIREXION SHS ETF TR	2,426	$28K	0.01%
5716	JEGBPJUST ENERGY GROUP INC	16,932	$28K	0.01%
5717	—INVESCO EXCHNG TRADED FD TR	903	$28K	0.01%
5718	—PROSHARES TR	1,193	$28K	0.01%
5719	TPBTURNING PT BRANDS INC	972	$28K	0.01%
5720	—GAMIDA CELL LTD	6,509	$28K	0.01%
5721	IPOSRENAISSANCE CAP GREENWICH FD	1,171	$28K	0.01%
5722	MERCMERCER INTL INC	2,274	$28K	0.01%
5723	—NAVIOS MARITIME ACQUIS CORP	3,143	$27K	0.01%
5724	AUBNAUBURN NATL BANCORP	500	$27K	0.01%
5725	—LF CAP ACQUISITION CORP	2,522	$27K	0.01%
5726	—GOLDMAN SACHS ETF TR	463	$27K	0.01%
5727	EARNELLINGTON RESIDENTIAL MTG RE	2,500	$27K	0.01%
5728	—NOVELLUS SYS INC	3,000	$27K	0.01%
5729	—ABSOLUTE SHS TR	1,304	$27K	0.01%
5730	AVROAVROBIO INC	1,320	$27K	0.01%
5731	BXMT 4.75 03/15/23BLACKSTONE MTG TR INC	25,000	$27K	0.01%
5732	JHXJAMES HARDIE INDS PLC	1,355	$27K	0.01%
5733	USAIPACER FDS TR	1,140	$27K	0.01%
5734	AMRXAMNEAL PHARMACEUTICALS INC	5,500	$27K	0.01%
5735	—FIRST TR EXCHNG TRADED FD VI	1,241	$27K	0.01%
5736	—FRANKLIN TEMPLETON ETF TR	920	$27K	0.01%
5737	ELPCCOMPANHIA PARANAENSE ENERG C	1,576	$27K	0.01%
5738	RSXJVANECK VECTORS ETF TRUST	760	$27K	0.01%
5739	—SANDRIDGE PERMIAN TR	32,144	$27K	0.01%
5740	NFENEW FORTRESS ENERGY LLC	1,725	$27K	0.01%
5741	—BECTON DICKINSON & CO	414	$27K	0.01%
5742	AGAEALLIED ESPORTS ENTMT INC	10,302	$27K	0.01%
5743	VLUSPDR SERIES TRUST	236	$27K	0.01%
5744	FLKRFRANKLIN TEMPLETON ETF TR	1,225	$27K	0.01%
5745	LUNALUNA INNOVATIONS	3,600	$27K	0.01%
5746	—OSPREY TECHNLGY AQUISTION CO	2,600	$26K	0.01%
5747	—MSB FINL CORP NEW	1,451	$26K	0.01%
5748	PRPHPROPHASE LABS INC	13,472	$26K	0.01%
5749	KNDIKANDI TECHNOLOGIES GROUP INC	5,607	$26K	0.01%
5750	ICCCIMMUCELL CORP	5,024	$26K	0.01%
5751	—PROSHARES TR	2,001	$26K	0.01%
5752	FTXNFIRST TR EXCHANGE TRADED FD	1,578	$26K	0.01%
5753	—INVESCO BLDRS INDEX FDS TR	754	$26K	0.01%
5754	—IMMUNOVANT INC	1,079	$26K	0.01%
5755	CHADUSDDIREXION SHS ETF TR	947	$26K	0.01%
5756	9C0ACANGO INC	2,890	$26K	0.01%
5757	—NEOVASC INC	4,873	$26K	0.01%
5758	EZJPROSHARES TR	675	$26K	0.01%
5759	—ISHARES TR	1,186	$26K	0.01%
5760	HLALLISTED FD TR	950	$26K	0.01%
5761	—PROSHARES TR	1,977	$26K	0.01%
5762	HAWXISHARES TR	934	$26K	0.01%
5763	—PROFICIENT ALPHA ACQUSTN COR	2,542	$26K	0.01%
5764	—SHILOH INDS INC	7,250	$26K	0.01%
5765	GYRECATALYST BIOSCIENCES INC	3,826	$26K	0.01%
5766	—PROSHARES TR	2,287	$25K	0.01%
5767	RINFPROSHARES TR	922	$25K	0.01%
5768	LGOVFIRST TR EXCHANGE TRADED FD	933	$25K	0.01%
5769	FLDRFIDELITY	500	$25K	0.01%
5770	—CAPITAL SR LIVING CORP	8,198	$25K	0.01%
5771	—STANLEY BLACK & DECKER INC	227	$25K	0.01%
5772	—LIV CAP ACQUISITION CORP	2,500	$25K	0.01%
5773	—UROVANT SCIENCES LTD	1,591	$25K	0.01%
5774	—LEO HOLDINGS CORP	2,456	$25K	0.01%
5775	FINVFINVOLUTION GROUP	9,276	$25K	0.01%
5776	—GUARANTY FED BANCSHARES INC	994	$25K	0.01%
5777	—INVESCO EXCHNG TRADED FD TR	900	$25K	0.01%
5778	AMXAMERICA MOVIL SAB DE CV	1,608	$25K	0.01%
5779	—GLOBALSCAPE INC	2,563	$25K	0.01%
5780	—CREDIT SUISSE AG NASSAU BRH	979	$25K	0.01%
5781	INVNIDENTIV INC	4,401	$25K	0.01%
5782	—TENZING ACQUISITION CORP	2,347	$25K	0.01%
5783	—ISHARES TR	1,010	$25K	0.01%
5784	—NEW YORK MTG TR INC	25,000	$25K	0.01%
5785	—BARCLAYS BK PLC	585	$24K	0.01%
5786	—CITIGROUP GLOBAL MKT HLDGS I	1,478	$24K	0.01%
5787	XXGRFXXEAGLE CAP GROWTH FD INC	2,931	$24K	0.01%
5788	—CITIGROUP GLOBAL MKT HLDGS I	1,010	$24K	0.01%
5789	—MEDALLIA INC	782	$24K	0.01%
5790	LINTA 4 11/15/29LIBERTY MEDIA CORP	35,000	$24K	0.01%
5791	AKAFETF SER SOLUTIONS	749	$24K	0.01%
5792	EEVUSDPROSHARES TR	693	$24K	0.01%
5793	—HENNESSY CAP ACQUSTION CORP	2,266	$24K	0.01%
5794	—UBS AG JERSEY BRH	1,501	$24K	0.01%
5795	—INDEXIQ ETF TR	905	$24K	0.01%
5796	CWBCCOMMUNITY WEST BANCSHARES	2,186	$24K	0.01%
5797	GCVGABELLI CONV&INCOM SECS FD I	4,185	$24K	0.01%
5798	ENLVENLIVEX THERAPEUTICS LTD	2,873	$24K	0.01%
5799	BCTFBANCORP 34 INC	1,560	$24K	0.01%
5800	—BARCLAYS BK PLC	525	$24K	0.01%

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