UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	PPHVANECK VECTORS ETF TRUST	12,488	$802K	0.28%
702	PAGPPLAINS GP HLDGS L P	920,424	$802K	0.28%
703	FSZFIRST TR EXCH TRD ALPHA FD I	14,833	$801K	0.28%
704	PSNPARSONS CORPORATION	19,383	$801K	0.28%
705	JXC1J2 GLOBAL INC	26,915	$801K	0.28%
706	PGNYPROGYNY INC	29,112	$799K	0.28%
707	RADEURRITE AID CORP	51,613	$798K	0.28%
708	VRSUSDVERSO CORP	44,269	$798K	0.28%
709	ECECOPETROL S A	39,996	$798K	0.28%
710	JACKJACK IN THE BOX INC	71,050	$798K	0.28%
711	HSYHERSHEY CO	606,488	$797K	0.28%	Put
712	SLG2EURSL GREEN RLTY CORP	404,547	$797K	0.28%	Call
713	MDPUSDMEREDITH CORP	251,860	$797K	0.28%
714	DVNDEVON ENERGY CORP NEW	1,006,377	$797K	0.28%	Put
715	CMECME GROUP INC	1,399,143	$797K	0.28%
716	ACREARES COML REAL ESTATE CORP	116,781	$797K	0.28%
717	AROWARROW FINL CORP	21,088	$797K	0.28%
718	COFCAPITAL ONE FINL CORP	1,239,143	$797K	0.28%	Put
719	ACCUSDAMERICAN CAMPUS CMNTYS INC	373,957	$797K	0.28%
720	ETENERGY TRANSFER LP	61,061,398	$796K	0.28%	Call
721	HTTQUDIAN INC	975,678	$796K	0.28%	Put
722	ENPHENPHASE ENERGY INC	3,384,266	$796K	0.28%	Put
723	ENSGENSIGN GROUP INC	43,651	$795K	0.28%
724	—BLACKROCK NY MUNI INC QLTY T	57,770	$795K	0.28%
725	—CARTER BK & TR MARTINSVILLE	33,519	$795K	0.28%
726	CLCOLGATE PALMOLIVE CO	3,363,412	$795K	0.28%	Put
727	VODVODAFONE GROUP PLC NEW	3,286,657	$795K	0.28%
728	RWTREDWOOD TR INC	2,250,726	$794K	0.28%	Put
729	—WISDOMTREE TR	24,836	$793K	0.28%
730	—TEXTAINER GROUP HOLDINGS LTD	74,024	$793K	0.28%
731	NKENIKE INC	6,414,269	$792K	0.28%	Put
732	CBBCINCINNATI BELL INC NEW	75,347	$789K	0.27%
733	FBMSUSDFIRST BANCSHARES INC MS	22,202	$788K	0.27%
734	APPSDIGITAL TURBINE INC	110,576	$788K	0.27%
735	TTELUS CORP	191,091	$788K	0.27%
736	GGZGABELLI GLB SML & MD CP VAL	66,439	$787K	0.27%
737	EFXEQUIFAX INC	20,577	$786K	0.27%
738	—TRISTATE CAP HLDGS INC	30,083	$786K	0.27%
739	GDDYGODADDY INC	147,011	$785K	0.27%
740	PBJINVESCO EXCHANGE TRADED FD T	22,776	$784K	0.27%
741	SLVISHARES SILVER TRUST	6,816,051	$783K	0.27%	Put
742	VVXVECTRUS INC	15,277	$783K	0.27%
743	FTVFORTIVE CORP	746,240	$782K	0.27%	Put
744	ANGOANGIODYNAMICS INC	48,810	$782K	0.27%
745	—CARE COM INC	52,005	$782K	0.27%
746	CSWCSW INDUSTRIALS INC	32,343	$782K	0.27%
747	ENICENEL CHILE S A	164,536	$781K	0.27%
748	BLDTOPBUILD CORP	30,396	$780K	0.27%
749	NICNICOLET BANKSHARES INC	10,573	$780K	0.27%
750	MYEMYERS INDS INC	201,312	$780K	0.27%
751	GOOGLALPHABET INC	2,291,782	$779K	0.27%	Put
752	ERICERICSSON	1,597,757	$778K	0.27%
753	FSICUSDFS KKR CAPITAL CORP	5,021,043	$778K	0.27%
754	GRNBVANECK VECTORS ETF TRUST	29,362	$778K	0.27%
755	HUBSHUBSPOT INC	60,433	$778K	0.27%
756	LIILENNOX INTL INC	275,910	$778K	0.27%	Put
757	ERUSISHARES INC	107,003	$777K	0.27%
758	NXPNUVEEN SELECT TAX FREE INCM	47,255	$776K	0.27%
759	—WAITR HLDGS INC	2,409,040	$776K	0.27%
760	COTYCOTY INC	68,933	$775K	0.27%
761	FLICUSDFIRST LONG IS CORP	30,910	$775K	0.27%
762	ETRAE TRADE FINANCIAL CORP	1,051,358	$775K	0.27%	Put
763	EUSAISHARES INC	12,090	$773K	0.27%
764	—BLACKROCK MUNIYIELD CALIF FD	54,699	$773K	0.27%
765	WINGWINGSTOP INC	48,042	$771K	0.27%
766	IAKISHARES TR	10,810	$771K	0.27%
767	PLPCPREFORMED LINE PRODS CO	12,779	$771K	0.27%
768	AEPAMERICAN ELEC PWR CO INC	3,744,975	$770K	0.27%
769	FFWMFIRST FNDTN INC	44,186	$769K	0.27%
770	QCRHQCR HOLDINGS INC	17,517	$769K	0.27%
771	SU6SURMODICS INC	18,557	$769K	0.27%
772	CBNABRIDGE BANCORP INC	22,927	$769K	0.27%
773	—CATCHMARK TIMBER TR INC	67,046	$769K	0.27%
774	WSTWEST PHARMACEUTICAL SVSC INC	117,466	$769K	0.27%
775	BCBRUNSWICK CORP	251,055	$768K	0.27%
776	RBCRBC BEARINGS INC	51,911	$767K	0.27%
777	IWDISHARES TR	5,622,396	$767K	0.27%
778	ALVAUTOLIV INC	9,093	$767K	0.27%
779	—MOLECULAR TEMPLATES INC	54,837	$767K	0.27%
780	SNPSSYNOPSYS INC	276,587	$767K	0.27%
781	TTECTTEC HLDGS INC	19,343	$766K	0.27%
782	CMSCMS ENERGY CORP	427,054	$765K	0.27%
783	FOSLFOSSIL GROUP INC	97,000	$765K	0.27%
784	—BIODELIVERY SCIENCES INTL IN	121,111	$765K	0.27%
785	PFGCPERFORMANCE FOOD GROUP CO	101,408	$764K	0.27%
786	EMEEMCOR GROUP INC	115,823	$764K	0.27%
787	TECLDIREXION SHS ETF TR	3,161	$764K	0.27%
788	—HUDSON LTD	726,167	$763K	0.27%
789	TREXTREX CO INC	231,857	$763K	0.27%
790	IFNINDIA FD INC	37,900	$763K	0.27%
791	QUOTUSDQUOTIENT TECHNOLOGY INC	77,417	$763K	0.27%
792	—UNITED CMNTY FINL CORP OHIO	65,411	$762K	0.27%
793	WKWORKIVA INC	18,106	$761K	0.26%
794	SYKSTRYKER CORP	780,924	$760K	0.26%
795	PAHCPHIBRO ANIMAL HEALTH CORP	30,612	$760K	0.26%
796	EBNDSPDR SERIES TRUST	27,186	$759K	0.26%
797	—ATLANTIC CAP BANCSHARES INC	41,306	$758K	0.26%
798	NEANUVEEN FLTNG RTE INCM OPP FD	75,872	$758K	0.26%
799	LKQ1LKQ CORP	410,794	$758K	0.26%
800	AMEAMETEK INC NEW	393,200	$757K	0.26%

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