UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
601	ASIXADVANSIX INC	42,976	$857K	0.30%
602	JNJJOHNSON & JOHNSON	15,254,675	$857K	0.30%	Put
603	MORNMORNINGSTAR INC	13,938	$856K	0.30%
604	GTGOODYEAR TIRE & RUBR CO	1,079,658	$856K	0.30%	Put
605	GISGENERAL MLS INC	3,220,952	$856K	0.30%	Put
606	RBCAAREPUBLIC BANCORP KY	18,257	$855K	0.30%
607	RJFRAYMOND JAMES FINANCIAL INC	237,743	$854K	0.30%
608	EBFENNIS INC	184,665	$854K	0.30%
609	ECPGENCORE CAP GROUP INC	24,132	$854K	0.30%
610	WPRTWESTPORT FUEL SYSTEMS INC	360,524	$854K	0.30%
611	MBWMMERCANTILE BANK CORP	23,422	$854K	0.30%
612	—QIAGEN NV	64,507	$852K	0.30%
613	FUTYFIDELITY COVINGTON TR	20,147	$852K	0.30%
614	NUANEURNUANCE COMMUNICATIONS INC	262,971	$851K	0.30%	Put
615	PCRXPACIRA BIOSCIENCES	74,712	$851K	0.30%
616	UPSUNITED PARCEL SERVICE INC	5,557,995	$850K	0.30%	Put
617	UTLUNITIL CORP	31,676	$850K	0.30%
618	DMLDENISON MINES CORP	2,047,847	$849K	0.30%
619	—NUVEEN PFD & INCOME 2022 TER	33,665	$848K	0.30%
620	CEVACEVA INC	31,379	$846K	0.29%
621	—BLACKROCK MUNIENHANCED FD IN	75,822	$846K	0.29%
622	—TORTOISE ESSENTIAL ASSETS IN	51,601	$846K	0.29%
623	GLWCORNING INC	2,084,427	$846K	0.29%	Put
624	BOOTBOOT BARN HLDGS INC	118,899	$845K	0.29%	Call
625	FTSFORTIS INC	508,213	$845K	0.29%	Call
626	—BLUEBIRD BIO INC	25,684	$844K	0.29%	Put
627	TSNTYSON FOODS INC	328,018	$844K	0.29%
628	BIGGQBIG LOTS INC	29,405	$844K	0.29%
629	ARTNAARTESIAN RESOURCES CORP	22,683	$844K	0.29%
630	FNKFIRST TR EXCNGE TRD ALPHADEX	23,435	$844K	0.29%
631	WDAYWORKDAY INC	162,056	$844K	0.29%	Put
632	TSCOTRACTOR SUPPLY CO	301,599	$842K	0.29%	Put
633	NVEEUSDNV5 GLOBAL INC	16,705	$842K	0.29%
634	JKHYHENRY JACK & ASSOC INC	177,921	$841K	0.29%
635	TFXTELEFLEX INC	89,580	$841K	0.29%
636	KRKROGER CO	1,106,813	$840K	0.29%	Put
637	HASHASBRO INC	525,001	$840K	0.29%	Call
638	STSENSATA TECHNOLOGIES HLDNG P	74,732	$838K	0.29%
639	ERHWELLS FARGO UTILITIES AND HI	59,917	$837K	0.29%
640	DEODIAGEO P L C	3,809,754	$836K	0.29%	Put
641	CRVLCORVEL CORP	30,355	$836K	0.29%
642	SIVBEURSVB FINL GROUP	74,124	$835K	0.29%
643	WTIW & T OFFSHORE INC	150,080	$834K	0.29%
644	—PQ GROUP HLDGS INC	48,556	$834K	0.29%
645	TECK/BTECK RESOURCES LTD	493,901	$833K	0.29%	Call
646	FDEFUSDFIRST DEFIANCE FINL CORP	26,406	$832K	0.29%
647	DMOWESTERN ASSET MTG DEF OPPTY	41,027	$832K	0.29%
648	MSBIMIDLAND STS BANCORP INC ILL	28,728	$832K	0.29%
649	GRT-UCADGRANITE REAL ESTATE INVT TR	16,422	$832K	0.29%
650	LNWOSCIENTIFIC GAMES CORP	200,218	$832K	0.29%
651	FLCFLAHERTY & CRUMRINE TOTAL RE	37,273	$831K	0.29%
652	YRIYAMANA GOLD INC	714,118	$831K	0.29%	Put
653	NVRNVR INC	8,120	$830K	0.29%
654	—DIME CMNTY BANCSHARES	39,710	$830K	0.29%
655	—ENTERCOM COMMUNICATIONS CORP	178,924	$830K	0.29%
656	WYNNWYNN RESORTS LTD	1,911,146	$830K	0.29%	Put
657	STKCOLUMBIA SELIGM PREM TECH GR	35,182	$829K	0.29%
658	IPKWINVESCO EXCHNG TRADED FD TR	24,538	$829K	0.29%
659	MCKMCKESSON CORP	297,502	$828K	0.29%	Call
660	NAKNORTHERN DYNASTY MINERALS LT	1,934,485	$828K	0.29%
661	W3UWESTERN UN CO	798,225	$828K	0.29%	Put
662	HDEFDBX ETF TR	33,518	$827K	0.29%
663	SPGIS&P GLOBAL INC	458,733	$827K	0.29%	Put
664	BSBRBANCO SANTANDER BRASIL S A	68,125	$826K	0.29%
665	XPMAXPIONEER MUN HIGH INCOME ADV	76,399	$826K	0.29%
666	LVSLAS VEGAS SANDS CORP	1,437,410	$826K	0.29%	Put
667	ENOVCOLFAX CORP	85,382	$825K	0.29%
668	LINLINDE PLC	3,666,195	$823K	0.29%	Put
669	SPNSSAPIENS INTL CORP N V	35,760	$822K	0.29%
670	LNCLINCOLN NATL CORP IND	701,942	$822K	0.29%
671	37MMRC GLOBAL INC	60,174	$821K	0.29%
672	CGOCALAMOS GLOBAL TOTAL RETURN	61,259	$821K	0.29%
673	FBKFB FINL CORP	20,705	$820K	0.29%
674	FFBCFIRST FINL BANCORP OH	140,688	$820K	0.29%
675	IFFINTERNATIONAL FLAVORS&FRAGRA	286,494	$818K	0.28%
676	SLCAU S SILICA HLDGS INC	132,972	$818K	0.28%
677	FLT1EURFLEETCOR TECHNOLOGIES INC	116,772	$817K	0.28%
678	XLUSELECT SECTOR SPDR TR	8,894,219	$817K	0.28%	Put
679	SYLDCAMBRIA ETF TR	20,244	$816K	0.28%
680	MCHPMICROCHIP TECHNOLOGY INC	426,851	$816K	0.28%	Call
681	CWHCAMPING WORLD HLDGS INC	55,243	$815K	0.28%
682	BMRCBANK OF MARIN BANCORP	18,090	$815K	0.28%
683	INDSPACER FDS TR	24,447	$814K	0.28%
684	—SPRINT CORPORATION	1,738,814	$813K	0.28%	Put
685	—DERMIRA INC	53,648	$813K	0.28%
686	CCBGCAPITAL CITY BK GROUP INC	26,664	$813K	0.28%
687	BHBBAR HBR BANKSHARES	32,017	$813K	0.28%
688	KREFKKR REAL ESTATE FIN TR INC	771,231	$813K	0.28%
689	—INVESCO EXCHNG TRADED FD TR	11,004	$812K	0.28%
690	—TORTOISE PWR & ENERGY INFRAS	47,825	$811K	0.28%
691	—PURE ACQUISITION CORP	78,200	$811K	0.28%
692	TMUST MOBILE US INC	1,398,890	$811K	0.28%	Put
693	UREUR ENERGY INC	1,375,662	$810K	0.28%
694	SG7SAGE THERAPEUTICS INC	11,224	$810K	0.28%
695	AMGNAMGEN INC	3,359,225	$810K	0.28%	Put
696	KOCOCA COLA CO	29,771,275	$809K	0.28%	Put
697	ADMARCHER DANIELS MIDLAND CO	1,691,215	$808K	0.28%	Call
698	ATHMAUTOHOME INC	653,068	$807K	0.28%
699	—CUBIC CORP	12,693	$807K	0.28%
700	MRO*MARATHON OIL CORP	1,074,263	$806K	0.28%	Put

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