UNITED CAPITAL FINANCIAL ADVISORS, LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$11.8B

Holdings

1,307

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (1,307 positions)

#	Stock	Shares	Value	% Portfolio
601	FXRFirst Trust Indtls/PrdcrDurbAlphaDEXETF	50,263	$1.9M	0.02%
602	—Wells Fargo & Co Warrants 10/28/18	85,787	$1.9M	0.02%
603	—Guggenheim S&P 500 Eq Wt Utilities ETF	21,330	$1.8M	0.02%
604	FLOTiShares Floating Rate Bond ETF	36,042	$1.8M	0.02%
605	—Energy Transfer Partners, LP	99,712	$1.8M	0.02%
606	ALBAlbemarle Corp	13,371	$1.8M	0.02%
607	FXOFirst Trust Financials AlphaDEX ETF	61,392	$1.8M	0.02%
608	JBLUJetBlue Airways Corp	98,111	$1.8M	0.02%
609	—Conatus Pharmaceuticals Inc	329,521	$1.8M	0.02%
610	IVZInvesco Ltd	51,520	$1.8M	0.02%
611	TIFEURTiffany & Co	19,584	$1.8M	0.02%
612	IDXXIDEXX Laboratories Inc	11,558	$1.8M	0.02%
613	TDIVFirst Trust NASDAQ Technology Div ETF	55,326	$1.8M	0.02%
614	DLXDeluxe Corp	24,512	$1.8M	0.02%
615	VRTXVertex Pharmaceuticals Inc	11,729	$1.8M	0.02%
616	SNYSanofi	35,528	$1.8M	0.02%
617	LEALear Corp	10,197	$1.8M	0.01%
618	TOTLSPDR DoubleLine Total Return Tact ETF	35,637	$1.8M	0.01%
619	VIABViacom Inc	62,917	$1.8M	0.01%
620	INGRIngredion Inc	14,475	$1.7M	0.01%
621	CMCanadian Imperial Bank of Commerce	19,835	$1.7M	0.01%
622	EQREquity Residential	26,270	$1.7M	0.01%
623	HASHasbro Inc	17,643	$1.7M	0.01%
624	RFDIFirst Trust RiverFront Dyn Dev Intl ETF	27,059	$1.7M	0.01%
625	WDCWestern Digital Corp	19,659	$1.7M	0.01%
626	SUBiShares Short-Term National Muni Bond	15,981	$1.7M	0.01%
627	ALKAlaska Air Group Inc	22,103	$1.7M	0.01%
628	AONAon PLC	11,384	$1.7M	0.01%
629	—PowerShares Fundamental HiYld CorpBd ETF	86,856	$1.7M	0.01%
630	NOWServiceNow Inc	14,052	$1.7M	0.01%
631	UNMUnum Group	32,314	$1.7M	0.01%
632	CNCCentene Corp	17,046	$1.6M	0.01%
633	—Guaranty Bancorp	59,260	$1.6M	0.01%
634	NSYNICE Ltd	20,165	$1.6M	0.01%
635	ELThe Estee Lauder Companies Inc Class A	15,108	$1.6M	0.01%
636	VGSHVanguard Short-Term Government Bond ETF	26,584	$1.6M	0.01%
637	OCOwens-Corning Inc	20,843	$1.6M	0.01%
638	DWDMorgan Stanley	33,454	$1.6M	0.01%
639	RWXSPDR Dow Jones International RelEst ETF	41,814	$1.6M	0.01%
640	OSKOshkosh Corp	19,202	$1.6M	0.01%
641	—Nuveen Select TaxFree Income 2	112,381	$1.6M	0.01%
642	FRTEURFederal Realty Inv. Trust	12,668	$1.6M	0.01%
643	WOOFoot Locker Inc	44,617	$1.6M	0.01%
644	DGRWWisdomTree US Quality Dividend Gr ETF	41,023	$1.6M	0.01%
645	PACWUSDPacWest Bancorp	30,960	$1.6M	0.01%
646	PBCTEURPeople's United Financial Inc	86,168	$1.6M	0.01%
647	SPEMSPDR S&P Emerging Markets ETF	21,527	$1.6M	0.01%
648	RHT1EURRed Hat Inc	13,928	$1.5M	0.01%
649	VLOValero Energy Corp	19,900	$1.5M	0.01%
650	ZIONZions Bancorp	32,432	$1.5M	0.01%
651	NXPNuveen Select TaxFree Income	102,180	$1.5M	0.01%
652	NWLNewell Rubbermaid, Inc.	35,745	$1.5M	0.01%
653	HEPUSDHolly Energy Partners Lp	45,468	$1.5M	0.01%
654	DC4DexCom Inc	31,035	$1.5M	0.01%
655	EWEdwards Lifesciences Corp	13,778	$1.5M	0.01%
656	KSUEURKansas City Southern	13,835	$1.5M	0.01%
657	—Voya Prime Rate Trust	287,387	$1.5M	0.01%
658	AABAUSDAltaba Inc	22,545	$1.5M	0.01%
659	XEFRXEV Senior Floating Rate	99,262	$1.5M	0.01%
660	SNIScripps Networks Interactive Inc A	17,222	$1.5M	0.01%
661	PWRQuanta Services Inc	39,360	$1.5M	0.01%
662	BWZSPDR Blmbg Barclays ST Intrn TrsBd ETF	45,783	$1.5M	0.01%
663	CNPCenterPoint Energy Inc	49,805	$1.5M	0.01%
664	DFJWisdomTree Japan SmallCap Dividend ETF	19,324	$1.4M	0.01%
665	GRMNGarmin Ltd	26,812	$1.4M	0.01%
666	VFCVF Corp	22,732	$1.4M	0.01%
667	SJR/BEURShaw Communications Inc	62,587	$1.4M	0.01%
668	EGPEastGroup Properties Inc	16,321	$1.4M	0.01%
669	VOEVanguard Mid-Cap Value ETF	13,568	$1.4M	0.01%
670	PBSInvesco Dynamic Credit Opps	119,790	$1.4M	0.01%
671	STLDSteel Dynamics Inc	41,442	$1.4M	0.01%
672	APOApollo Global Management LLC Class A	47,436	$1.4M	0.01%
673	EIXEdison International	18,416	$1.4M	0.01%
674	RCI/BRogers Communications Inc	27,560	$1.4M	0.01%
675	EFTEV Floating Rate Income	97,154	$1.4M	0.01%
676	PCHPotlatch Corp	27,841	$1.4M	0.01%
677	SCHWCharles Schwab Corp	32,422	$1.4M	0.01%
678	MDUMDU Resources Group Inc	54,534	$1.4M	0.01%
679	CFCF Industries Holdings Inc	40,146	$1.4M	0.01%
680	EESWisdomTree US SmallCap Earnings ETF	40,309	$1.4M	0.01%
681	BKRBAKER HUGHES A GE CO CL A	38,452	$1.4M	0.01%
682	CRMSalesforce.com Inc	14,887	$1.4M	0.01%
683	LAZLazard Ltd	30,707	$1.4M	0.01%
684	MUABlackRock MuniAssets Fund	92,081	$1.4M	0.01%
685	CICigna Corp	7,396	$1.4M	0.01%
686	PPGPPG Industries Inc	12,697	$1.4M	0.01%
687	DFSEURDiscover Financial Services	21,376	$1.4M	0.01%
688	IYY*iShares Dow Jones US ETF	10,912	$1.4M	0.01%
689	JCIJohnson Controls International PLC	34,104	$1.4M	0.01%
690	OIAInvesco Muni Income Opps Trust	173,703	$1.4M	0.01%
691	HTHHilltop Holdings Inc	52,636	$1.4M	0.01%
692	BAMBrookfield Asset Management Inc Class A	33,064	$1.4M	0.01%
693	—Guggenheim S&P 500 Equal Wt Energy ETF	24,741	$1.4M	0.01%
694	MHFWestern Asset Muni High Income	175,310	$1.4M	0.01%
695	IWNiShares Russell 2000 Value	10,940	$1.4M	0.01%
696	ROPRoper Technologies Inc	5,561	$1.4M	0.01%
697	EOTEV National Muni Opps Trust	59,531	$1.4M	0.01%
698	NOVEURNational Oilwell Varco Inc	37,650	$1.3M	0.01%
699	TSCOTractor Supply Co	21,041	$1.3M	0.01%
700	PMMPutnam Managed Muni Income	175,766	$1.3M	0.01%

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