UNITED CAPITAL FINANCIAL ADVISORS, LLC Q4 2016 Filing

Filed February 15, 2017

Portfolio Value

$10.3B

Holdings

1,250

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (1,250 positions)

#	Stock	Shares	Value	% Portfolio
701	—General Growth Properties Inc	46,715	$1.2M	0.01%
702	—PNC Financial Services Warrants 12/31/18	23,638	$1.2M	0.01%
703	—Knoll Inc	41,731	$1.2M	0.01%
704	OGEOGE Energy Corp	34,805	$1.2M	0.01%
705	METMetLife Inc	21,456	$1.2M	0.01%
706	SPYVSPDR S&P 500 Value ETF	10,550	$1.2M	0.01%
707	VOOGVanguard S&P 500 Growth ETF	10,564	$1.2M	0.01%
708	—Apartment Investment & Management Co	25,372	$1.2M	0.01%
709	—AmTrust Financial Services Inc	42,055	$1.2M	0.01%
710	CPE3EURCallon Petroleum Co	74,685	$1.1M	0.01%
711	TSLATesla Motors Inc	5,374	$1.1M	0.01%
712	FXNFirst Trust Energy AlphaDEX ETF	69,460	$1.1M	0.01%
713	S9QSpirit AeroSystems Holdings Inc	19,608	$1.1M	0.01%
714	PBCTEURPeople's United Financial Inc	58,661	$1.1M	0.01%
715	DGSWisdomTree Emerging Markets SmCp Div ETF	29,014	$1.1M	0.01%
716	PCHPotlatch Corp	27,145	$1.1M	0.01%
717	—Spectra Energy Partners LP	24,655	$1.1M	0.01%
718	HPTUSDHospitality Properties Trust	35,551	$1.1M	0.01%
719	EWQiShares MSCI France	45,693	$1.1M	0.01%
720	XEFRXEV Senior Floating Rate	76,203	$1.1M	0.01%
721	PBSInvesco Dynamic Credit Opps	90,864	$1.1M	0.01%
722	—Guaranty Bancorp	46,141	$1.1M	0.01%
723	HESHess Corp	17,875	$1.1M	0.01%
724	EWLiShares MSCI Switzerland Capped	37,406	$1.1M	0.01%
725	EFTEV Floating Rate Income	73,857	$1.1M	0.01%
726	CMGChipotle Mexican Grill Inc Class A	2,914	$1.1M	0.01%
727	—Voya Prime Rate Trust	197,473	$1.1M	0.01%
728	—ETFS Physical Platinum	12,659	$1.1M	0.01%
729	FXUFirst Trust Utilities AlphaDEX ETF	40,852	$1.1M	0.01%
730	VHTVanguard Health Care ETF	8,611	$1.1M	0.01%
731	MTUMiShares Edge MSCI USA Momentum Factor	14,374	$1.1M	0.01%
732	—iPath Bloomberg Coffee SubTR ETN	55,385	$1.1M	0.01%
733	—ETFS Physical PM Basket	18,789	$1.1M	0.01%
734	—ETFS Physical Silver	68,946	$1.1M	0.01%
735	DGDollar General Corp	14,422	$1.1M	0.01%
736	VOEVanguard Mid-Cap Value ETF	10,980	$1.1M	0.01%
737	ONEYSPDR Russell 1000 Yield ETF	15,834	$1.1M	0.01%
738	VDCVanguard Consumer Staples ETF	7,781	$1.0M	0.01%
739	UGUnited-Guardian Inc	67,140	$1.0M	0.01%
740	CNPCenterPoint Energy Inc	42,220	$1.0M	0.01%
741	DHSWisdomTree High Dividend ETF	15,388	$1.0M	0.01%
742	LXPUSDLexington Realty Trust	95,436	$1.0M	0.01%
743	FISFidelity National Information Services Inc	13,583	$1.0M	0.01%
744	SHWSherwin-Williams Co	3,812	$1.0M	0.01%
745	KRCKilroy Realty Corp	13,864	$1.0M	0.01%
746	HUBBHubbell Inc	8,621	$1.0M	0.01%
747	TIFEURTiffany & Co	12,980	$1.0M	0.01%
748	FNDESchwab Fundamental Emerg Mkts Lg Co ETF	41,869	$1.0M	0.01%
749	—Deutsche X-trackers MSCI Germany Hdgd Eq	39,675	$1.0M	0.01%
750	KIMKimco Realty Corp	39,744	$1.0M	0.01%
751	—Weingarten Realty Investors	27,824	$996K	0.01%
752	ICFiShares Cohen & Steers REIT	9,940	$990K	0.01%
753	TEVATeva Pharmaceutical Industries Ltd ADR	27,025	$980K	0.01%
754	RCI/BRogers Communications Inc	25,348	$978K	0.01%
755	NSUSDNuStar Energy LP	19,530	$973K	0.01%
756	—Agrium Inc	9,616	$967K	0.01%
757	POT1EURPotash Corp Sask Inc Com	53,470	$967K	0.01%
758	HCQAMN Healthcare Services Inc	25,114	$966K	0.01%
759	WFMWhole Foods Market Inc	31,357	$965K	0.01%
760	GLADUSDGladstone Capital Corp	102,655	$964K	0.01%
761	—PowerShares DWA SmallCap Momentum ETF	23,764	$960K	0.01%
762	51AAmerican Public Education Inc	39,041	$958K	0.01%
763	JCIJohnson Controls International PLC	23,178	$955K	0.01%
764	—DCT Industrial Trust Inc	19,850	$950K	0.01%
765	—Guggenheim BulletShrs 2023 Corp Bd ETF	45,492	$931K	0.01%
766	DEMWisdomTree Emerging Markets High Div ETF	24,914	$930K	0.01%
767	CBTCabot Corp	18,366	$928K	0.01%
768	0E41EnLink Midstream LLC	48,385	$922K	0.01%
769	VGTVanguard Information Technology ETF	7,571	$920K	0.01%
770	—Retail Properties of America Inc	59,473	$912K	0.01%
771	SUISun Communities Inc	11,892	$911K	0.01%
772	—Monsanto Co	8,656	$911K	0.01%
773	9990302DApache Corp	14,332	$910K	0.01%
774	—Bear State Financial Inc	88,530	$899K	0.01%
775	VAWVanguard Materials ETF	7,969	$896K	0.01%
776	IDXXIDEXX Laboratories Inc	7,625	$894K	0.01%
777	BIGGQBig Lots Inc	17,561	$882K	0.01%
778	CMICummins Inc	6,370	$871K	0.01%
779	—Guggenheim S&P MidCap 400 Pure Gr ETF	6,759	$871K	0.01%
780	VMCVulcan Materials Co	6,936	$868K	0.01%
781	SRESempra Energy	8,591	$865K	0.01%
782	XFFCXFlah&Crum Pref Securities Income	45,830	$863K	0.01%
783	HTAEURHealthcare Trust of America Inc	29,577	$861K	0.01%
784	WECWecenergy Group Inc	14,568	$854K	0.01%
785	GELGenesis Energy LP	23,561	$849K	0.01%
786	NFXNewfield Exploration Co	20,818	$843K	0.01%
787	SPHSuburban Propane Partners LP	27,995	$842K	0.01%
788	MBLYMobileye Nv	21,882	$834K	0.01%
789	AVBAvalonBay Communities Inc	4,690	$831K	0.01%
790	SHPGShire PLC	4,870	$830K	0.01%
791	—Michael Kors Holdings Ltd	19,277	$829K	0.01%
792	ELThe Estee Lauder Companies Inc Class A	10,756	$823K	0.01%
793	VIOOVanguard S&P Small-Cap 600 ETF	6,560	$817K	0.01%
794	AOAiShares Core Aggressive Allocation	17,289	$816K	0.01%
795	—Conatus Pharmaceuticals Inc	154,578	$815K	0.01%
796	MANManpowerGroup Inc	9,080	$807K	0.01%
797	IBBiShares Nasdaq Biotechnology	3,033	$805K	0.01%
798	APDAir Products & Chemicals Inc	5,584	$803K	0.01%
799	PEGPublic Service Enterprise Group Inc	18,311	$803K	0.01%
800	SMGThe Scotts Miracle Gro Co	8,354	$798K	0.01%

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