Warberg Asset Management LLC Q2 2021 Filing
Filed August 16, 2021
Portfolio Value
$515.8B
Holdings
189
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (189 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 361,000 | $154.5B | 29.96% | Put |
| 2 | —TESLA INC | 2,510,000 | $26.0B | 5.04% | |
| 3 | PLUG 3.75 06/01/25PLUG POWER INC | 3,485,000 | $23.7B | 4.60% | |
| 4 | —NUANCE COMMUNICATIONS INC | 5,749,000 | $13.0B | 2.52% | |
| 5 | SNAP 0.25 05/01/25SNAP INC | 4,000,000 | $12.6B | 2.44% | |
| 6 | —RH | 3,379,000 | $11.8B | 2.29% | |
| 7 | SEALTD 2.375 12/01/25SEA LTD | 3,708,000 | $11.4B | 2.22% | |
| 8 | —NUANCE COMMUNICATIONS INC | 4,084,000 | $11.4B | 2.20% | |
| 9 | —SERVICENOW INC | 2,840,000 | $10.8B | 2.10% | |
| 10 | —WIX COM LTD | 5,155,000 | $10.6B | 2.06% | |
| 11 | W 1.125 11/01/24WAYFAIR INC | 3,555,000 | $9.8B | 1.89% | |
| 12 | —RH | 2,835,000 | $9.1B | 1.76% | |
| 13 | DXCM 0.75 12/01/23DEXCOM INC | 3,341,000 | $8.7B | 1.69% | |
| 14 | —HANNON ARMSTRONG SUST INFR C | 4,080,000 | $8.4B | 1.63% | |
| 15 | Z 0.75 09/01/24ZILLOW GROUP INC | 2,450,000 | $6.9B | 1.34% | |
| 16 | —TERADYNE INC | 1,626,000 | $6.9B | 1.34% | |
| 17 | TSLATESLA INC | 10,000 | $6.8B | 1.32% | Put |
| 18 | —ON SEMICONDUCTOR CORP | 3,400,000 | $6.5B | 1.26% | |
| 19 | —SQUARE INC | 2,066,000 | $6.5B | 1.25% | |
| 20 | WSCWILLSCOT MOBIL MINI HLDNG CO | 227,149 | $6.3B | 1.23% | Put |
| 21 | MELI 2 08/15/28MERCADOLIBRE INC | 1,559,000 | $5.5B | 1.07% | |
| 22 | MSFTMICROSOFT CORP | 20,000 | $5.4B | 1.05% | Call |
| 23 | —HOSTESS BRANDS INC | 2,133,405 | $5.2B | 1.00% | |
| 24 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 3,496,000 | $5.1B | 0.99% | |
| 25 | —ZENDESK INC | 2,200,000 | $5.0B | 0.98% | |
| 26 | BANDBANDWIDTH INC | 3,000,000 | $4.9B | 0.95% | |
| 27 | ETSY 0.125 10/01/26ETSY INC | 1,962,000 | $4.7B | 0.91% | |
| 28 | —AMICUS THERAPEUTICS INC | 2,800,000 | $4.4B | 0.85% | |
| 29 | QTWO 0.75 02/15/23Q2 HLDGS INC | 2,309,000 | $4.2B | 0.81% | |
| 30 | —MICROCHIP TECHNOLOGY INC. | 1,830,000 | $4.1B | 0.80% | |
| 31 | VRNS 1.25 08/15/25VARONIS SYS INC | 2,000,000 | $3.9B | 0.76% | |
| 32 | KBR 2.5 11/01/23KBR INC | 2,057,000 | $3.2B | 0.62% | |
| 33 | RGENREPLIGEN CORP | 1,778,000 | $3.2B | 0.62% | |
| 34 | PENN 2.75 05/15/26PENN NATL GAMING INC | 915,000 | $3.1B | 0.59% | |
| 35 | —HERCULES CAPITAL INC | 2,755,000 | $2.9B | 0.57% | |
| 36 | DASHDOORDASH INC | 16,000 | $2.9B | 0.55% | Put |
| 37 | ATMPBARCLAYS BANK PLC | 90,935 | $2.7B | 0.52% | Call |
| 38 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,000,000 | $2.6B | 0.51% | |
| 39 | XYZ 0.125 03/01/25SQUARE INC | 1,266,000 | $2.6B | 0.51% | |
| 40 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 1,500,000 | $2.6B | 0.50% | |
| 41 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 1,706,000 | $2.6B | 0.50% | |
| 42 | AMCAMC ENTMT HLDGS INC | 44,000 | $2.5B | 0.48% | Put |
| 43 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 43,867 | $2.5B | 0.48% | |
| 44 | —INFRA AND ENERGY ALTRNTIVE I | 1,125,088 | $2.4B | 0.47% | |
| 45 | SSSSSURO CAPITAL CORP | 173,939 | $2.3B | 0.45% | Put |
| 46 | FCN 2 08/15/23FTI CONSULTING INC | 1,597,000 | $2.3B | 0.44% | |
| 47 | —KNOWLES CORP | 2,000,000 | $2.2B | 0.43% | |
| 48 | IIPRINNOVATIVE INDL PPTYS INC | 11,500 | $2.2B | 0.43% | Put |
| 49 | WOLF 1.75 05/01/26CREE INC | 1,000,000 | $2.2B | 0.42% | |
| 50 | BL 0.125 08/01/24BLACKLINE INC | 1,325,000 | $2.1B | 0.41% | |
| 51 | —HCI GROUP INC | 1,194,000 | $2.0B | 0.38% | |
| 52 | ROKUROKU INC | 4,000 | $1.8B | 0.36% | Put |
| 53 | —INSULET CORP | 623,000 | $1.8B | 0.36% | |
| 54 | —ZYNGA INC | 1,249,000 | $1.7B | 0.33% | |
| 55 | —RAPID7 INC | 755,000 | $1.7B | 0.33% | |
| 56 | —ESSENTIAL UTILS INC | 26,842 | $1.5B | 0.30% | |
| 57 | INSGEURINSEEGO CORP | 146,400 | $1.5B | 0.29% | Put |
| 58 | SLVISHARES SILVER TR | 60,000 | $1.5B | 0.28% | Call |
| 59 | NVDANVIDIA CORPORATION | 7,000 | $1.4B | 0.27% | Call |
| 60 | —NUANCE COMMUNICATIONS INC | 509,000 | $1.3B | 0.26% | |
| 61 | —NICE SYS INC | 427,000 | $1.3B | 0.25% | |
| 62 | —COLFAX CORP | 6,689 | $1.3B | 0.24% | |
| 63 | —DOCUSIGN INC | 292,000 | $1.1B | 0.22% | |
| 64 | XOMEXXON MOBIL CORP | 17,000 | $1.1B | 0.21% | Call |
| 65 | TMVDIREXION SHS ETF TR | 15,000 | $977.0M | 0.19% | Call |
| 66 | PCTPURECYCLE TECHNOLOGIES INC | 41,000 | $970.0M | 0.19% | Put |
| 67 | ARKKARK ETF TR | 7,000 | $915.0M | 0.18% | Put |
| 68 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 12,130 | $907.0M | 0.18% | |
| 69 | BBBLACKBERRY LTD | 69,000 | $843.0M | 0.16% | Put |
| 70 | GDXVANECK VECTORS ETF TR | 24,500 | $833.0M | 0.16% | Call |
| 71 | GCMGWGCM GROSVENOR INC | 538,121 | $829.0M | 0.16% | |
| 72 | —NIKOLA CORP | 45,000 | $813.0M | 0.16% | Put |
| 73 | SNAP 0.75 08/01/26SNAP INC | 260,000 | $785.0M | 0.15% | |
| 74 | —DIGITAL MEDIA SOLUTIONS INC | 558,186 | $770.0M | 0.15% | |
| 75 | —MUDRICK CAPITAL ACQU CORP II | 61,000 | $760.0M | 0.15% | Put |
| 76 | FFORD MTR CO DEL | 50,000 | $743.0M | 0.14% | Call |
| 77 | —ARBOR REALTY TRUST INC | 500,000 | $740.0M | 0.14% | |
| 78 | NENNEW ENGLAND RLTY ASSOC LTD P | 11,000 | $660.0M | 0.13% | |
| 79 | —SEA LTD | 120,000 | $657.0M | 0.13% | |
| 80 | PAASPAN AMERN SILVER CORP | 22,500 | $643.0M | 0.12% | Call |
| 81 | —INTL GNRL INSURANCE HLDNGS L | 639,277 | $639.0M | 0.12% | |
| 82 | PTONPELOTON INTERACTIVE INC | 5,000 | $620.0M | 0.12% | Put |
| 83 | —PERSHING SQUARE TONTINE HLDG | 25,000 | $569.0M | 0.11% | |
| 84 | Z 1.375 09/01/26ZILLOW GROUP INC | 200,000 | $567.0M | 0.11% | |
| 85 | —ALFI INC | 54,888 | $563.0M | 0.11% | |
| 86 | PAVMPAVMED INC | 108,509 | $521.0M | 0.10% | |
| 87 | POLWQ1847 GOEDEKER INC | 224,638 | $478.0M | 0.09% | |
| 88 | —KALEYRA INC | 144,000 | $461.0M | 0.09% | |
| 89 | —HUBSPOT INC | 75,000 | $460.0M | 0.09% | |
| 90 | J40TPROSHARES TR | 24,000 | $452.0M | 0.09% | Call |
| 91 | —TROIKA MEDIA GROUP INC | 556,350 | $439.0M | 0.09% | |
| 92 | GMEGAMESTOP CORP NEW | 2,000 | $428.0M | 0.08% | Put |
| 93 | AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN | 97,000 | $423.0M | 0.08% | |
| 94 | —COLONY STARWOOD HOMES | 212,000 | $347.0M | 0.07% | |
| 95 | KRBPEURKIROMIC BIOPHARMA INC | 63,000 | $303.0M | 0.06% | |
| 96 | ETSY 0 03/01/23ETSY INC | 51,000 | $289.0M | 0.06% | |
| 97 | HUBS 0.375 06/01/25HUBSPOT INC | 125,000 | $265.0M | 0.05% | |
| 98 | LPSN 0.75 03/01/24LIVEPERSON INC | 150,000 | $264.0M | 0.05% | |
| 99 | PTIXWPROTAGENIC THERAPEUTICS INC | 365,790 | $260.0M | 0.05% | |
| 100 | IKTEURINHIBIKASE THERAPEUTICS INC | 90,000 | $252.0M | 0.05% |
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