Warberg Asset Management LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$407.6B
Holdings
147
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (147 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 144,000 | $53.8B | 13.21% | Put |
| 2 | —TESLA INC | 3,715,000 | $39.7B | 9.74% | |
| 3 | —HUBSPOT INC | 6,244,000 | $26.1B | 6.39% | |
| 4 | —FIVE9 INC | 5,111,000 | $21.5B | 5.27% | |
| 5 | —TESLA INC | 1,566,000 | $17.7B | 4.34% | |
| 6 | —INPHI CORP | 5,084,000 | $14.4B | 3.54% | |
| 7 | —INSULET CORP | 4,684,000 | $12.8B | 3.15% | |
| 8 | —TERADYNE INC | 3,355,000 | $12.7B | 3.12% | |
| 9 | —SEA LTD | 3,000,000 | $11.9B | 2.92% | |
| 10 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 5,615,000 | $11.9B | 2.91% | |
| 11 | —NICE SYS INC | 3,495,000 | $11.9B | 2.91% | |
| 12 | TSLATESLA INC | 15,000 | $10.6B | 2.60% | Put |
| 13 | —SQUARE INC | 3,630,000 | $10.2B | 2.50% | |
| 14 | MELI 2 08/15/28MERCADOLIBRE INC | 2,000,000 | $7.6B | 1.87% | |
| 15 | —HANNON ARMSTRONG SUST INFR C | 3,199,000 | $7.5B | 1.84% | |
| 16 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 3,445,000 | $7.5B | 1.84% | |
| 17 | Z 0.75 09/01/24ZILLOW GROUP INC | 2,500,000 | $7.5B | 1.84% | |
| 18 | W 1.125 11/01/24WAYFAIR INC | 3,608,000 | $7.2B | 1.78% | |
| 19 | —RH | 2,937,000 | $6.9B | 1.69% | |
| 20 | CCLCARNIVAL CORP | 295,300 | $6.4B | 1.57% | Put |
| 21 | DXCM 0.75 12/01/23DEXCOM INC | 2,504,000 | $5.7B | 1.40% | |
| 22 | —J2 GLOBAL INC | 3,807,000 | $5.6B | 1.37% | |
| 23 | NDQINVESCO QQQ TR | 17,000 | $5.3B | 1.31% | Put |
| 24 | —CHEGG INC | 1,512,000 | $5.1B | 1.24% | |
| 25 | JPMJPMORGAN CHASE & CO | 35,000 | $4.4B | 1.09% | Call |
| 26 | —GSV CAP CORP | 2,400,000 | $3.4B | 0.83% | |
| 27 | —WIX COM LTD | 1,790,000 | $3.3B | 0.81% | |
| 28 | TLTISHARES TR | 20,000 | $3.2B | 0.77% | Put |
| 29 | CHGG 0.125 03/15/25CHEGG INC | 1,725,000 | $3.1B | 0.77% | |
| 30 | XLFSELECT SECTOR SPDR TR | 100,000 | $2.9B | 0.72% | Put |
| 31 | IIPRINNOVATIVE INDL PPTYS INC | 16,100 | $2.9B | 0.72% | Put |
| 32 | IWMISHARES TR | 15,000 | $2.9B | 0.72% | Put |
| 33 | GDXVANECK VECTORS ETF TR | 80,000 | $2.9B | 0.71% | Call |
| 34 | NCLHNORWEGIAN CRUISE LINE HLDG L | 113,100 | $2.9B | 0.71% | Put |
| 35 | BLNKBLINK CHARGING CO | 65,000 | $2.8B | 0.68% | Put |
| 36 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 44,998 | $2.7B | 0.65% | |
| 37 | AAPLAPPLE INC | 20,000 | $2.7B | 0.65% | Put |
| 38 | —MONGODB INC | 468,000 | $2.5B | 0.60% | |
| 39 | GRWGGROWGENERATION CORP | 60,000 | $2.4B | 0.59% | Put |
| 40 | NBRNABORS INDUSTRIES LTD | 40,000 | $2.3B | 0.57% | Call |
| 41 | INSGEURINSEEGO CORP | 139,500 | $2.2B | 0.53% | Put |
| 42 | —PERSHING SQUARE TONTINE HLDG | 76,600 | $2.1B | 0.52% | Put |
| 43 | METAFACEBOOK INC | 7,000 | $1.9B | 0.47% | Put |
| 44 | SLVISHARES SILVER TR | 71,400 | $1.8B | 0.43% | Call |
| 45 | —BARCLAYS BANK PLC | 90,000 | $1.5B | 0.37% | Call |
| 46 | SSSSSURO CAPITAL CORP | 95,700 | $1.3B | 0.31% | Put |
| 47 | —RAPID7 INC | 505,000 | $1.1B | 0.27% | |
| 48 | —NUANCE COMMUNICATIONS INC | 2,781,000 | $986.0M | 0.24% | |
| 49 | NHI 3.25 04/01/21NATIONAL HEALTH INVS INC | 880,000 | $939.0M | 0.23% | |
| 50 | TMVDIREXION SHS ETF TR | 15,000 | $810.0M | 0.20% | Call |
| 51 | —INFRA AND ENERGY ALTRNTIVE I | 679,331 | $804.0M | 0.20% | |
| 52 | GRAFUSDVELODYNE LIDAR INC | 34,275 | $782.0M | 0.19% | Put |
| 53 | ETSY 0 03/01/23ETSY INC | 1,656,000 | $744.0M | 0.18% | |
| 54 | ABR 5.25 07/01/21ARBOR REALTY TRUST INC | 1,000,000 | $639.0M | 0.16% | |
| 55 | NIONIO INC | 13,000 | $634.0M | 0.16% | Put |
| 56 | —ILLUMINA INC | 427,000 | $625.0M | 0.15% | |
| 57 | ARKKARK ETF TR | 5,000 | $622.0M | 0.15% | Put |
| 58 | —HOSTESS BRANDS INC | 1,093,437 | $610.0M | 0.15% | |
| 59 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 428,000 | $605.0M | 0.15% | |
| 60 | SAVESPIRIT AIRLS INC | 24,000 | $587.0M | 0.14% | Call |
| 61 | —NIKOLA CORP | 36,000 | $549.0M | 0.13% | Put |
| 62 | —WORKDAY INC | 325,000 | $544.0M | 0.13% | |
| 63 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 7,638 | $536.0M | 0.13% | |
| 64 | PAASPAN AMERN SILVER CORP | 15,000 | $518.0M | 0.13% | Call |
| 65 | UTZUTZ BRANDS INC | 19,000 | $419.0M | 0.10% | Put |
| 66 | —SAILPOINT TECHNOLOGIES HLDGS | 200,000 | $389.0M | 0.10% | |
| 67 | —ALTA EQUIPMENT GROUP INC | 319,800 | $356.0M | 0.09% | |
| 68 | GOTUGSX TECHEDU INC | 6,000 | $310.0M | 0.08% | Put |
| 69 | SKTTANGER FACTORY OUTLET CTRS I | 29,000 | $289.0M | 0.07% | Call |
| 70 | —RINGCENTRAL INC | 56,000 | $260.0M | 0.06% | |
| 71 | —INTL GNRL INSURANCE HLDNGS L | 630,521 | $249.0M | 0.06% | |
| 72 | BDXBECTON DICKINSON & CO | 979 | $245.0M | 0.06% | |
| 73 | —PROPERTY SOLUTIONS ACQUISITI | 24,075 | $241.0M | 0.06% | |
| 74 | —NEWHOLD INVESTMENT CORP | 23,900 | $239.0M | 0.06% | |
| 75 | WSCWILLSCOT MOBIL MINI HLDNG CO | 10,000 | $232.0M | 0.06% | Put |
| 76 | NENNEW ENGLAND RLTY ASSOC LTD P | 4,586 | $230.0M | 0.06% | |
| 77 | —VIKING THERAPEUTICS INC | 163,536 | $219.0M | 0.05% | |
| 78 | SEASEABRIDGE GOLD INC | 10,000 | $211.0M | 0.05% | Call |
| 79 | —PINDUODUO INC | 50,000 | $208.0M | 0.05% | |
| 80 | TTCFQTATTOOED CHEF INC | 9,000 | $206.0M | 0.05% | Put |
| 81 | —VISTAS MEDIA ACQUISITION CO | 20,000 | $202.0M | 0.05% | |
| 82 | —MALACCA STRAITS ACQUISITION | 19,400 | $192.0M | 0.05% | |
| 83 | FFORD MTR CO DEL | 20,000 | $176.0M | 0.04% | Call |
| 84 | RIOTRIOT BLOCKCHAIN INC | 10,000 | $170.0M | 0.04% | Put |
| 85 | SPAQUSDFISKER INC | 11,000 | $161.0M | 0.04% | Call |
| 86 | —CHARDAN HEALTHCR ACQSTN 2 CO | 15,577 | $159.0M | 0.04% | |
| 87 | NGNOVAGOLD RES INC | 15,700 | $152.0M | 0.04% | Call |
| 88 | —TATTOOED CHEF INC | 40,112 | $151.0M | 0.04% | |
| 89 | INSG 3.25 05/01/25INSEEGO CORP | 110,000 | $149.0M | 0.04% | |
| 90 | —FISKER INC | 116,000 | $148.0M | 0.04% | |
| 91 | —VPC IMPACT ACQUISITION HLDNG | 14,400 | $145.0M | 0.04% | |
| 92 | —DELWINDS INS ACQUISITION COR | 14,000 | $144.0M | 0.04% | |
| 93 | —INDUSTRIAL TECH ACQU INC | 14,000 | $142.0M | 0.03% | |
| 94 | —MONTES ARCHIMEDES ACQUISITIO | 13,900 | $141.0M | 0.03% | |
| 95 | —ALPHA HEALTHCARE ACQUISTN CO | 12,999 | $132.0M | 0.03% | |
| 96 | IGACIG ACQUISITION CORP | 12,800 | $130.0M | 0.03% | |
| 97 | —SPARTACUS ACQUISITION CORP | 12,600 | $127.0M | 0.03% | |
| 98 | —ATLANTIC AVE ACQUISITION COR | 12,350 | $124.0M | 0.03% | |
| 99 | OPHCOPTIMUMBANK HLDGS INC | 36,213 | $122.0M | 0.03% | |
| 100 | —AEQUI ACQUISITION CORP | 11,777 | $119.0M | 0.03% |
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