Warberg Asset Management LLC Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$539.6B
Holdings
197
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (197 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 382,900 | $181.9B | 33.71% | Put |
| 2 | —NUANCE COMMUNICATIONS INC | 7,743,000 | $21.9B | 4.05% | |
| 3 | PLUG 3.75 06/01/25PLUG PWR INC | 3,485,000 | $19.6B | 3.63% | |
| 4 | —ON SEMICONDUCTOR CORP | 5,747,000 | $18.8B | 3.49% | |
| 5 | —CLOUDFLARE INC | 5,000,000 | $17.5B | 3.25% | |
| 6 | —AVANTOR INC | 126,255 | $16.3B | 3.02% | |
| 7 | —DANAHER CORPORATION | 7,312 | $16.0B | 2.97% | |
| 8 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 5,622,000 | $11.8B | 2.19% | |
| 9 | —RH | 4,310,000 | $10.9B | 2.02% | |
| 10 | —HERCULES CAPITAL INC | 10,304,000 | $10.6B | 1.97% | |
| 11 | ETSY 0.125 10/01/26ETSY INC | 4,000,000 | $10.2B | 1.89% | |
| 12 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 3,930,000 | $10.0B | 1.86% | |
| 13 | —RH | 3,432,000 | $9.8B | 1.82% | |
| 14 | SEALTD 2.375 12/01/25SEA LTD | 3,500,000 | $9.0B | 1.66% | |
| 15 | SNAP 0.25 05/01/25SNAP INC | 4,000,000 | $8.9B | 1.65% | |
| 16 | EXEEWCHESAPEAKE ENERGY CORP | 210,101 | $8.4B | 1.56% | |
| 17 | NDQINVESCO QQQ TR | 20,300 | $8.1B | 1.50% | Put |
| 18 | —STARWOOD WAYPOINT HOMES | 3,275,000 | $6.5B | 1.21% | |
| 19 | MELI 2 08/15/28MERCADOLIBRE INC | 2,075,000 | $6.4B | 1.19% | |
| 20 | W 1.125 11/01/24WAYFAIR INC | 3,555,000 | $6.2B | 1.16% | |
| 21 | NVMI 0 10/15/25NOVA LTD | 2,760,000 | $5.5B | 1.02% | |
| 22 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 3,000,000 | $5.3B | 0.99% | |
| 23 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 3,000,000 | $5.2B | 0.96% | |
| 24 | KBR 2.5 11/01/23KBR INC | 2,321,000 | $4.4B | 0.82% | |
| 25 | —ZENDESK INC | 2,584,000 | $4.4B | 0.81% | |
| 26 | —WORKDAY INC | 2,346,000 | $4.4B | 0.81% | |
| 27 | MIDD 1 09/01/25MIDDLEBY CORP | 2,600,000 | $4.2B | 0.77% | |
| 28 | Z 0.75 09/01/24ZILLOW GROUP INC | 2,450,000 | $3.8B | 0.71% | |
| 29 | EXEEZCHESAPEAKE ENERGY CORP | 106,250 | $3.8B | 0.71% | |
| 30 | —II-VI INC | 2,460,000 | $3.6B | 0.67% | |
| 31 | QTWO 0.75 02/15/23Q2 HLDGS INC | 2,400,000 | $3.4B | 0.64% | |
| 32 | VRNS 1.25 08/15/25VARONIS SYS INC | 2,000,000 | $3.4B | 0.64% | |
| 33 | HASI 0 08/15/23HANNON ARMSTRONG SUST INFR C | 2,782,000 | $3.3B | 0.61% | |
| 34 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,452,000 | $3.2B | 0.60% | |
| 35 | RMBS 1.375 02/01/23RAMBUS INC DEL | 1,977,000 | $3.1B | 0.58% | |
| 36 | AVGO 8 09/30/22 ABROADCOM INC | 1,473 | $3.1B | 0.57% | |
| 37 | TSLATESLA INC | 2,600 | $2.7B | 0.51% | Put |
| 38 | AAPLAPPLE INC | 15,100 | $2.7B | 0.50% | Put |
| 39 | —ESSENTIAL UTILS INC | 40,220 | $2.6B | 0.49% | |
| 40 | FCN 2 08/15/23FTI CONSULTING INC | 1,617,000 | $2.5B | 0.47% | |
| 41 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 1,791,000 | $2.4B | 0.44% | |
| 42 | —ALTAIR ENGR INC | 1,201,000 | $2.1B | 0.38% | |
| 43 | NEE 4.872 09/01/22NEXTERA ENERGY INC | 29,867 | $2.0B | 0.38% | |
| 44 | CCL 5.75 04/01/23CARNIVAL CORP | 960,000 | $2.0B | 0.38% | |
| 45 | EXEELCHESAPEAKE ENERGY CORP | 62,000 | $2.0B | 0.38% | |
| 46 | BL 0.125 08/01/24BLACKLINE INC | 1,339,000 | $2.0B | 0.37% | |
| 47 | —NICE SYS INC | 547,000 | $2.0B | 0.37% | |
| 48 | XYZ 0.125 03/01/25BLOCK INC | 1,241,000 | $1.8B | 0.34% | |
| 49 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 20,641 | $1.8B | 0.33% | |
| 50 | HTZWWHERTZ GLOBAL HLDGS INC | 111,621 | $1.8B | 0.33% | |
| 51 | —HCI GROUP INC | 1,194,000 | $1.7B | 0.31% | |
| 52 | HDHOME DEPOT INC | 3,700 | $1.5B | 0.28% | Call |
| 53 | —SERVICENOW INC | 300,000 | $1.4B | 0.27% | |
| 54 | —SABRE CORP | 12,194 | $1.4B | 0.26% | |
| 55 | OXY/WSOCCIDENTAL PETE CORP | 108,885 | $1.4B | 0.25% | |
| 56 | J40TPROSHARES TR | 65,000 | $1.1B | 0.20% | Call |
| 57 | PTCPTC INC | 8,200 | $993.0M | 0.18% | Put |
| 58 | —MUDRICK CAPITAL ACQU CORP II | 91,856 | $913.0M | 0.17% | |
| 59 | IIPRINNOVATIVE INDL PPTYS INC | 3,400 | $894.0M | 0.17% | Put |
| 60 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 475,000 | $834.0M | 0.15% | |
| 61 | ATMPBARCLAYS BANK PLC | 44,600 | $826.0M | 0.15% | Call |
| 62 | SSSSSURO CAPITAL CORP | 62,598 | $811.0M | 0.15% | Put |
| 63 | MRNAMODERNA INC | 3,101 | $787.0M | 0.15% | Put |
| 64 | —ATLAS AIR WORLDWIDE HLDGS IN | 581,000 | $746.0M | 0.14% | |
| 65 | DASHDOORDASH INC | 4,700 | $700.0M | 0.13% | Put |
| 66 | COINCOINBASE GLOBAL INC | 2,600 | $656.0M | 0.12% | Put |
| 67 | GDXVANECK ETF TRUST | 20,300 | $650.0M | 0.12% | Call |
| 68 | —II-VI INC | 2,262 | $640.0M | 0.12% | |
| 69 | IYRISHARES TR | 5,100 | $592.0M | 0.11% | Put |
| 70 | —PERSHING SQUARE TONTINE HLDG | 30,001 | $592.0M | 0.11% | |
| 71 | AVGOBROADCOM INC | 873 | $581.0M | 0.11% | |
| 72 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 158,000 | $560.0M | 0.10% | |
| 73 | PAVMPAVMED INC | 339,517 | $543.0M | 0.10% | |
| 74 | SLVISHARES SILVER TR | 25,200 | $542.0M | 0.10% | Call |
| 75 | —SIXTH STREET SPECIALTY LENDN | 415,000 | $529.0M | 0.10% | |
| 76 | Z 1.375 09/01/26ZILLOW GROUP INC | 325,000 | $524.0M | 0.10% | |
| 77 | CCIVGBPLUCID GROUP INC | 13,700 | $521.0M | 0.10% | Put |
| 78 | —CONMED CORP | 290,000 | $483.0M | 0.09% | |
| 79 | TTDTHE TRADE DESK INC | 5,100 | $467.0M | 0.09% | Put |
| 80 | —BM TECHNOLOGIES INC | 236,415 | $442.0M | 0.08% | |
| 81 | —KALEYRA INC | 182,270 | $434.0M | 0.08% | |
| 82 | TMVDIREXION SHS ETF TR | 7,600 | $414.0M | 0.08% | Call |
| 83 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 239,000 | $389.0M | 0.07% | |
| 84 | —SAILPOINT TECHNOLOGIES HLDGS | 200,000 | $356.0M | 0.07% | |
| 85 | NENNEW ENGLAND RLTY ASSOC LTD P | 5,001 | $339.0M | 0.06% | |
| 86 | SWAGWSTRAN & COMPANY INC | 281,123 | $318.0M | 0.06% | |
| 87 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 224,000 | $317.0M | 0.06% | |
| 88 | CTLPCANTALOUPE INC | 33,200 | $295.0M | 0.05% | Call |
| 89 | —INTL GNRL INSURANCE HLDNGS L | 341,391 | $256.0M | 0.05% | |
| 90 | CUCAAVIS BUDGET GROUP | 1,100 | $228.0M | 0.04% | Put |
| 91 | YCBD 8 PERP ACBDMD INC | 38,000 | $227.0M | 0.04% | |
| 92 | —TERADYNE INC | 43,000 | $222.0M | 0.04% | |
| 93 | PXSPYXIS TANKERS INC | 15,307 | $210.0M | 0.04% | |
| 94 | FFORD MTR CO DEL | 10,100 | $210.0M | 0.04% | Put |
| 95 | —NOBLE ROCK ACQUISITION CORP | 21,324 | $207.0M | 0.04% | |
| 96 | —GLOBAL CONSUMER ACQUISITN CO | 20,000 | $198.0M | 0.04% | |
| 97 | NBSTNEWBURY STREET ACQUISITN COR | 20,000 | $194.0M | 0.04% | |
| 98 | RVNCEURREVANCE THERAPEUTICS INC | 10,900 | $178.0M | 0.03% | Call |
| 99 | —PINE TECHNOLOGY ACQUISITN CO | 17,502 | $172.0M | 0.03% | |
| 100 | —MALACCA STRAITS ACQUISITION | 16,269 | $166.0M | 0.03% |
Page 1 of 2Next